Compliance Manager

3 weeks ago

Leeds, United Kingdom Age Partnership Full time

Package

Circa £40,000 and comprehensive benefits package.

Hours of work

37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role).

The role

Overview

To support the business in ensuring it complies with its obligations in relation to the regulatory bodies such as the FCA and ICO.

The successful candidate would be provided with the relevant support and training to conduct their role.

Primary responsibilities are to:

Provide oversight and monitoring support to safeguard that there is no material detriment to customer outcomes and required standards are maintained. Identify risks and deliver improvement, with a view to maintaining consistently positive outcomes. Support and manage the business to review and approve FCA compliant Financial Promotions across different service lines. Undertake and oversee elements of the compliance monitoring plan across all areas of the business. Support, manage and develop a team of Compliance Officers across various work streams. Oversee and assist with the development of documented processes and procedures across the business, encompassing the identification of risk and controls and monitoring adherence. Report any issues and/or risks to the Head of Compliance as agreed. Preparing relevant trend/outcomes reports reflecting the FCA’s Consumer Duty requirements for submission to the Risk & Compliance Director/Board. Work in collaboration with the Quality Assurance department to organise and attend monitoring levelling sessions to promote and ensure consistency. Contribute and attend internal committees and working groups. 

Not your typical financial services firm…

Established in 2004, Age Partnership has held true to its pledge to improve the markets in which we operate for the benefit of customers. We do this by delivering world⁠-⁠class customer experiences, continually innovating and embracing digital technology to make dealing with the company both efficient and engaging.

At Age Partnership we accept nothing other than being the best at what we do, and this objective is reinforced by an environment in which colleagues are encouraged to engage, to learn and to flourish. Significant in⁠-⁠house training and development facilities and empowerment of colleagues are just a couple of components that have helped this culture to thrive.

We strive in becoming a household name that is synonymous with excellence. Added to this we want to work, collaborating with all our partners and suppliers to enable our customers benefit from the relationship. It sounds simple but it needs to be worked on to achieve.

Our Values:

Customer first

Be Respectful – Treat customers and colleagues at all levels with dignity and respect. Show awareness – Be aware of how your actions and behaviours affect customers, colleagues and the business. Go Above & Beyond – Always aim to exceed expectations, giving your very best to every customer and colleague.

Raise the bar

Embrace Change – Treat change as an opportunity to improve, welcoming new ideas and ways of working. Commit to Development – Take responsibility for your personal development and that of the business. Be Proud & Lead By Example – Take pride in yourself and your work, acting as a positive role model for others.

Do the right thing

Be Accountable – Take responsibility for your actions and learn from any mistakes. Keep Your Promises – Do what you say you’ll do, when you say you’ll do it. Be Courageous & Honest – Speak up for what you believe in and welcome the opportunity to give and receive constructive feedback.

Win together

Collaborate & Share – Be generous with your time and ideas, working with and for the wider team. Appreciate others – Recognise the contribution made by every colleague to the success of our business. Focus on Solutions – Show resilience and determination, focusing on the solution not the problem.

The person:

Overview:

Approachable, organised leader with an ability to work in line with detailed process and procedures in a regulated environment. An enthusiastic self⁠-⁠starter who can seek work pro⁠-⁠actively while providing support and direction to the team. An excellent communicator with the ability to interact at all levels. Capable of handling work across a range of products and activities whilst retaining a high level of detail.

Skills and knowledge:

Essential

Experience of managing and developing a team Financial Services compliance experience Knowledge and experience of regulatory requirements

Desirable

Experience in a Compliance Management role Experience of approving Financial Promotions

Qualifications:

General education:

Good numerical and literacy skills

Financial services qualifications:

Certificate in Mortgage Advice and Practice (CeMAP) Certificate in Regulated Equity Release (CeRER) (Home Reversion ‘top⁠-⁠up’ unit or ER1) Willing to work towards Diploma level 4 qualification

Age Partnership will support you financially with your studies.

This job description is not exhaustive and serves only as a broad outline of the duties required. This job description may be amended as necessary.

This job description is not exhaustive and serves only as a broad outline of the duties required. This job description may be amended as necessary.

  • Compliance Manager

    1 week ago

    Leeds, United Kingdom IPS Group Full time

    Our client is a long standing financial services business based in Leeds City Centre. They have recently secured FCA approval to launch a new offering to their clients creating a compliance manager role which will head up this function reporting to the Headof Audit & Risk. Experience of compliance within an FCA regulated business is essential, whether this...

  • Compliance Manager

    2 weeks ago

    Leeds, United Kingdom CBRE Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Compliance Manager Job ID 162551 Posted 10-Apr-2024 Service line GWS Segment Role type Full-time Areas of Interest Facilities Management Location(s) Leeds - England - United Kingdom of Great Britain and Northern Ireland JOB SUMMARY Oversees...

  • Legal Compliance Manager

    3 weeks ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...

  • Legal Compliance Manager

    3 weeks ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...

  • Legal Compliance Manager

    2 days ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...

  • Compliance Manager

    1 month ago

    Leeds, United Kingdom IPS Finance Full time

    Our client is a long standing financial services business based in Leeds City Centre. Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector. Our client has a clear growth strategy and is going through a period of transformation. You will operate...

  • Legal Compliance Manager

    4 weeks ago

    Leeds, United Kingdom Law Staff Legal Recruitment Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...

  • Support Engineer

    1 week ago

    Leeds, United Kingdom Dot Compliance Full time

    We are looking for a Support Engineer to become an integral part of our Customer Support team at Dot Compliance.At Dot Compliance, we strive to ensure customer satisfaction and improve user’s experience. You will be working directly with the customers and closely with our services, development, and product teams.Dot Compliance is a cloud-based, innovative...

  • Compliance Manager

    1 week ago

    Leeds, United Kingdom Age Partnership Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job role: Compliance Manager Reports to: Head of Compliance Location Leeds Package Circa £40,000 and comprehensive benefits package. Hours of work 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business,...

  • IT Risk

    1 month ago

    Leeds, United Kingdom Michael Page (UK) Full time

    About Our Client This firm is a large-scale player in the Industrial / Manufacturing sector. They have established a strong foothold in the market and continue to expand their operations internationally. They are headquartered in Leeds and pride themselves on their robust technology department. Job Description Develop and oversee the implementation of...

  • Compliance Manager

    4 weeks ago

    Leeds, United Kingdom IPS Group Full time

    Our client is a long standing financial services business based in Leeds City Centre. Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector. Our client has a clear growth strategy and is going through a period of transformation. You will operate as...

  • Compliance & Risk Manager

    4 weeks ago

    Leeds, United Kingdom Reward Recruitment Full time

    **Compliance & Risk Manager** **Leeds** **Upto £50,000 (Subject to Experience) plus excellent benefits** **Key Accountabilities**: To provide support across the business for all regulatory requirements and set and monitor policy and advice best practice compliance standards across the company. **Responsibilities**: - Work closely with the directors...

  • Compliance Manager/Senior Manager

    2 weeks ago

    Leeds, United Kingdom CBRE Full time

    Compliance Manager Service line Full-time Facilities Management Oversees the work of compliance staff and participates in the work activities related to audits, policies and procedures, and other projects as determined. Responsible for performing and coordinating the completion of annual department audits/reviews, maintains statistics, historical...

  • Quality Compliance Manager

    1 week ago

    Leeds, United Kingdom Recruit Build Full time

    Quality Compliance Advisor - BuildLocation: North Region, Leeds OfficePermanent roleThe RoleThe Technical, Quality and Compliance Department provides a quality integrated management system (IMS). Formalise, and standardise the systems, document processes and procedures, and emphasise responsibilities for achieving quality policies and objectives.As Quality...

  • IT-Compliance Manager

    1 month ago

    Leeds, United Kingdom Michael Page (UK) Full time

    This firm is a large-scale player in the Industrial / Manufacturing sector. They are headquartered in Leeds and pride themselves on their robust technology department. Develop and oversee the implementation of the IT risk management process. Ensure IT compliance with company and regulatory policies. Identify and evaluate technology risks, and plan...

  • Compliance Manager/Senior Manager

    1 week ago

    Leeds, United Kingdom Age Partnership Full time

    Compliance Manager Head of Compliance Circa £40,000 and comprehensive benefits package. 5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role). To support the business in...

  • Legal Compliance Manager

    3 days ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...

  • Legal Compliance Manager

    4 weeks ago

    Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...

  • Electrical Compliance Manager

    1 week ago

    Leeds, United Kingdom Calibre Full time

    An excellent opportunity has arisen for an experienced Electrical Compliance Manager to join one of the leading FM companies within the UK.

  • Electrical Compliance Manager

    1 week ago

    Leeds, United Kingdom Calibre Full time

    An excellent opportunity has arisen for an experienced Electrical Compliance Manager to join one of the leading FM companies within the UK. The role is responsible for effectively leading and managing the technical teams to ensure maintenance service to the highest standard within the agreed service levels. This role will be responsible for overseeing the...