RBC Brewin Dolphin
2 weeks ago
Job Summary
Job Description
What is the opportunity?
We are looking for multiple Training and Competence Supervisors, based across the UK as we embark on an exciting journey to build a centralised supervisory team. The successful candidate will work as a member of the national supervisory team providing quality, centrally led, oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will be a responsible manager for advisers’ ongoing competency under SMCR, demonstrating this through activities including observations, 1:1s, coaching and feedback and data analysis, escalating risks and issues as required.
What will you do?
Work closely with line managers creating shared goals and objectives for management of performance and risk, supporting the creation and management of effective development plans with CPs and line managers to enable and measure improvement.
Develop strong relationships, providing expert counsel at an individual, office and business level, cultivating a positive culture around advisor competency and development.
Liaise with key stakeholders at all levels to provide information and insight into advisor performance, along with key data and behavioural trends.
Identify and implement opportunities for adviser development across the national network, working with training colleagues as required.
Be proactive and own your individual supervision activities e.g., planning, record keeping, ensuring regulatory requirements are met.
Provide subject matter expertise to panels, projects, and strategic initiatives as required.
Drive high standards and be an advocate for best practice, supporting Certified Persons to take accountability for their regulatory obligations, goal setting and KRI management.
Analyse MI/Data and use critical thinking to identify patterns and investigate root causes, use insight and experience to provide expert advice as regards remedial actions.
Demonstrate a continuous improvement mindset, using critical thinking and analysis to understand root causes and mitigate risk.
What do you need to succeed?
Must-have
Holds Level 4 Diploma qualification.
Proven experience supervising or managing Advisors and providing technical guidance and direction as a subject matter expert is preferable.
Understanding of the FCA T&C handbook and broader wider regulatory environment
Able to apply FCA handbook guidance with confidence and flexibility across a wide range of situations.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Leaders who support your development through coaching and managing opportunities.
Opportunities to work with the best in the field.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Flexible working and hybrid options fully supported.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.
Job Skills
Additional Job Details
Address:
81 COLMORE ROW:BIRMINGHAMCity:
BirminghamCountry:
United KingdomWork hours/week:
35Employment Type:
Full timePlatform:
WEALTH MANAGEMENTJob Type:
RegularPay Type:
SalariedPosted Date:
2024-11-20Application Deadline:
2024-12-04Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
-
RBC Brewin Dolphin Mathieson Consulting
1 month ago
Birmingham, United Kingdom Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?Mathieson Consulting, a subsidiary of RBC Brewin Dolphin, is a consultancy firm which provides actuarial pensions advice for use in expert witness work. This primarily involves divorce work, but we also provide advice for employment tribunal cases and similar in respect of loss of pension rights.We have an...
-
RBC Brewin Dolphin Mathieson Consulting
4 weeks ago
Birmingham, United Kingdom Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?Mathieson Consulting, a subsidiary of RBC Brewin Dolphin, is a consultancy firm which provides actuarial pensions advice for use in expert witness work. This primarily involves divorce work, but we also provide advice for employment tribunal cases and similar in respect of loss of pension rights.We have an...
-
RBC Brewin Dolphin
3 weeks ago
Birmingham, United Kingdom Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?As a Financial Planning Administrator, you will provide a robust administration function to the financial planning team in an efficient and timely manner. You will support the Paraplanners in production of suitability reports and will assist in preparation of review and other client meetings.The combination...
-
RBC Brewin Dolphin
2 weeks ago
Birmingham, United Kingdom Royal Bank of Canada> Full timeJob SummaryJob DescriptionWhat is the opportunity?We have an excellent opportunity for an Portfolio Management Assistant to join our Birmingham office on a permanent basis.The team takes responsibility for looking after the composition and construction of all client portfolios, including stock selection and asset allocation. The right candidate will be...