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Compliance Monitoring Analyst – Retail/SME Banking
4 months ago
About the Role
Our client is a fast growing, fully independent bank who offer an alternative ethos centred around positive social impact lending. Due to continued growth, they have a brand-new role for a Compliance Monitoring Analyst - Retail/SME Banking to join their growing Risk team.
Responsibilities of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
• Deliver the Bank’s Compliance Monitoring Plan
• Support the UK GDPR compliance and act as a delegate to DPO
• Maintaining the Compliance records (policies, procedures, logs, registers)
• Deliver trainings on compliance related topics
• Assist with other ad-hoc projects and responsibilities
Main tasks and responsibilities:
Strategic/Operational Objectives of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
• Own and manage the Compliance Monitoring Plan and complete the required testing, ensuring completion of Financial Crime & Credit related testing, Completing the CMP Report and updating the CMP Actions Tracker.
• Maintain compliance related logs and registers.
• Act as custodian of all Bank’s Policies. Maintain compliance with review guidelines and dissemination.
• Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.
• Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.
• Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.
Essential Skills and Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London role:
2/3 years Compliance experience in a UK Bank in Retail and/or SME
Good IT skills – Office 365/Excel/PowerPoint
Attention to Detail / Diligent
Highly Organised
Good Time Management
Results Focused
Desirable Skills & Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London Role
Compliance qualifications
Good Regulatory Knowledge
Relationship Management Skills
For more info about the Compliance Monitoring Analyst - Retail/SME - London role or to apply please send your CV across.