Investment Oversight Analyst

4 weeks ago

Birmingham UK, West Midlands, United Kingdom Margetts Fund Management Ltd Full time

We are looking for an experienced investment oversight analyst to join our growing team.


Margetts are Authorised Corporate Director (ACD) to a range of UK UCITS and NURS Collective Investment Schemes and this role focuses on the oversight of the schemes and their appointed Investment Advisers.


The Investment Oversight Analyst works within the Investment Oversight function and reports to the Investment Oversight Manager. The function is responsible for the investment and risk oversight of all funds and their appointed managers.



Key Responsibilities:

  • Carry out daily monitoring of relevant Investment and Borrowing Powers and prospectus rules, engaging with the Compliance team and investment managers where required.
  • Contribute to the analysis and recommendations for the annual Assessment of Value report.
  • Support the execution and ongoing development of due diligence processes for new and existing Investment Advisers.
  • Generate high-quality MI and seek process efficiencies.
  • Attend and prepare MI for Committee meetings covering areas such as Investment Risk, Valuation and Liquidity Oversight.
  • Support the development of BAU processes and ongoing project activity.


Desirable skills and experience:

  • 3-5 years of experience in an investment oversight or investment analyst role at a regulated firm.
  • Exposure to ACD/AFM business and related functions such as depositary, fund pricing and compliance.
  • Understand key investment risks and how to measure them.
  • Critical thinking and effective problem-solving skills.
  • Knowledge of industry regulations including the FCA’s COLL sourcebook.
  • Ability to assess the effectiveness of controls and make appropriate recommendations for improvements.
  • Ability to apply challenge, as appropriate, to internal and external subject matter experts.
  • Strong inter-personal, team-working and communication skills (both oral and written).
  • Effective use of Microsoft office and financial data software (Morningstar, Bloomberg, FE).
  • Relevant professional qualification such as IOC, IMC, CFA, CISI.
  • If not already held, upon the completion of a probation period there will be an expectation to study towards and complete the Investment Management Certificate (IMC) qualification, to learn and demonstrate fundamental investment knowledge and competence.



Interested but don’t feel you meet all the requirements? We encourage you to apply even if you do not meet all the requirements that are listed within this job description.


The Company

The company is an Authorised Corporate Director (ACD) to several ranges of regulated retail funds totalling c. £9Bn. The funds managed include multi-manager, direct equity, mixed investments, derivatives and property.


An ACD is authorised by the Financial Conduct Authority to establish and manage Collective Investment Schemes (Funds).


The responsibilities of an ACD include maintaining a register of investors, including the settlement of client money, arranging safe custody and valuing the assets held by funds in order to create buying and selling prices of the funds. Margetts focusses on retail investors and also provides fund management to several ranges of Multi Manager funds.



Company Values

We will add value

This essentially means that we will offer services and products which we believe will add value in excess of the charges we levy. We will think from the perspective of our clients and put ourselves ‘in their shoes’ when designing, changing and discontinuing products and services.


We will be kind

We will, at times, have a considerable advantage over competitors, suppliers, clients and other categories of organisations or people. These advantages may take the form of knowledge, financial backing and access to professional resources such as legal or accountancy services. Despite any advantage we may have, we will seek the fairest course of action and resolution to any situation, not the remedy which most benefits Margetts.


We will fight for what is right

We will apply our resources to correct injustice which we identify that affects our clients or the fair and efficient operation of markets in which we operate, even if this action is not in our commercial interests provided it does not expose the firm to unnecessary significant risk.


We will be smart

We will invest in our people and our business in order to continue to adapt and improve our services. This will include training and developing our staff and Directors, learning and implementing new technologies, applying new ideas and being aware of our competition and regulatory requirements.


We will enjoy what we do

We will encourage each other, recognise and celebrate our achievements. If we enjoy what we do, we are more likely to perform our duties to a higher standard.

  • Compliance Specialist

    1 month ago

    Birmingham, UK, West Midlands, United Kingdom Margetts Fund Management Ltd Full time

    The Company We are a financial services business, specifically an investment manager and an Authorised Corporate Director (ACD) to several ranges of regulated retail funds totalling over £9Bn. The funds managed include multi-manager, direct equity, mixed investments, derivatives and property.An ACD is authorised by the Financial Conduct Authority to...

  • Finance PMO Analyst

    1 week ago

    Birmingham, West Midlands, United Kingdom AMS Deutsche Bank Full time

    Our client, Deutsche Bank, is a global banking business with strong roots in Germany and operations in over 70 countries. Their large but focused footprint gives them an established position in Europe plus a significant presence in the Americas and Asia Pacific. Deutsche Bank offer their clients commercial and investment banking, retail banking and...

  • Business Analyst

    3 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom MBA Full time

    We’re helping our client appoint a Business Analyst to join the IT Change team, a hybrid role based in Leeds on a 6 month FTC. The ideal candidate will be a vital link between their technology capacity and business objectives, by supporting and ensuring the successful completion of analytical, build, testing and deployment tasks of their busy change...

  • Lecturer/Senior Lecturer in Computing

    4 weeks ago

    Birmingham, UK, West Midlands, United Kingdom Elizabeth School of London Part time

    Company: Elizabeth School of LondonPosition: Lecturer/Senior Lecturer in ComputingLocation: ON-SITE, Birmingham, UKSalary: £28K - £55K (Depending on qualifications and experience)Employment Type: Full-Time and Part-Time (No HPL)Hours: Monday to Friday OR Wednesday to Sunday (9 am to 5pm or 12 pm to 8 pm)About the Elizabeth School of London:The Elizabeth...

  • Digital Analyst

    1 month ago

    Leeds, UK, West Yorkshire, United Kingdom JV Recruitment Ltd Full time

    Digital AnalystLeeds, 2 days a week in the office.£25k-£35k + Excellent BenefitsOur client has an exciting new opportunity for a Digital Analyst to provide analytical support to meet the business requirements across the business. Utilising Adobe Analytics & the company’s database to provide customer insight & trading performance across web channels,...

  • Customer Data Analyst

    4 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom Better Placed Ltd - A Sunday Times Top 10 Employer in 2023! Full time

    Are you an analyst with a solid understanding of CRM and Customer data who is looking for a role in a fast paced, growing retail brand who are going through a period or transformation? Read on!Based in Leeds, our client is much loved brand who are investing heavily in digital growth and their team.Key to their continued success is the hiring of a Customer...

  • Business Analyst

    1 month ago

    Bradford, UK, West Yorkshire, United Kingdom Senitor Associates Full time

    Business Analyst - Bradford - £30k 3 days WFH A long term client of ours is looking to appoint a Business Analyst to join their Software Delivery Team in Bradford. If your looking for a career change or looking to start your journey consider applying. This is an entry level role but any prior experience would be advantageous.Benefits2 days in office 3 from...

  • Financial Analyst

    4 weeks ago

    Hounslow, UK, West London, United Kingdom Marks Sattin Full time

    A global, listed transport and logistics business based in London are seeking a Financial Analyst to join their IT function.You will support the IT team in performing financial analysis on a variety of investment projects, acting as a crucial member in the decision-making process of the business. You will be heavily involved in financial results reporting...

  • Operational Support Analyst

    1 month ago

    Leeds, UK, West Yorkshire, United Kingdom First Bus Full time

    Job Title: Operational Support AnalystReports to: Operations DirectorLocation: Hunslet Park, Leeds Position SummaryIn a fast-paced, ever-changing environment, understanding our performance and opportunities for improvement is key to our success in delivering a high-quality bus network. The Operational Support Analyst is key to helping us unlock our potential...

  • Analyst, Vendor Risk Management

    2 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom BlueVoyant Full time

    Analyst, Vendor Risk ManagementLocation: Hybrid In Leeds, UKThe PositionThe Analyst, Vendor Risk Management will work with clients to identify client supply chain risk and cybersecurity challenges, advise on best practices in vendor risk management, and ensure successful delivery of BlueVoyant solutions to solve customer problems. The incumbent will consult...

  • Global Banking

    2 months ago

    Birmingham, West Midlands, United Kingdom Goldman Sachs Full time

    WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains...

  • Lead Cyber Security Engineer

    3 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom SPG Resourcing Full time

    Exciting opportunity to join this IT Solutions and transformation organisation. Looking to hire an experienced Lead Cyber Security Engineer. You will be responsible for handing security incidents received/escalated from the junior analysts in the team. You will aid in triaging threat intelligence from multiple sources and add contextual information to the...

  • Agile Business Analyst

    3 weeks ago

    Hammersmith, UK, West London, United Kingdom Wipro Full time

    Role purpose In this role, you will collaborate closely with stakeholders and Delivery teams to identify Demand and help translate this into automation solutions while streamlining processes for greater efficiency. You will work closely with cross-functional Development/Delivery teams to document end-to-end processes, capture requirements, and translate them...

  • Consultant - Data Analyst (Technology and Digital Department)

    3 months ago

    Bristol, UK, South West England, United Kingdom Squarcle Full time

    Squarcle is a growing strategy, operations and digital consultancy dedicated to driving the performance of our clients. We are people orientated and pride ourselves on our people-first culture. Unlike many consultancies, Squarcle is as equally dedicated to delivery as it is to design.The Data and Digital department, led by the Head of Technology, is...

  • Assistant Portfolio Manager

    3 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom Meredith Brown Associates Ltd Full time

    Assistant Portfolio Manager – Fund of Funds (Leeds)Our client, a leading investment firm who manage a wide array of asset classes and investment strategies are keen to make an addition to their highly successful Investment team. The role offers the opportunity to assist with the launch and ongoing management of all externally managed fund propositions. In...

  • Assistant Portfolio Manager

    3 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom Meredith Brown Associates Ltd Full time

    Assistant Portfolio Manager (Leeds)Our client, a leading investment firm who manage a wide array of asset classes and investment strategies are keen to make an addition to their highly successful Investment team. The role offers the opportunity to assist with the launch and ongoing management of all externally managed fund propositions. In addition, you will...

  • Microsoft Dynamics Consultant

    3 weeks ago

    Leeds, UK, West Yorkshire, United Kingdom Corecom Consulting Full time

    MS Dynamics 365 Application Support Analyst / Leeds (Hybrid) / Up to £65,000 plus 15% bonusAre you an MS Dynamics 365 specialist and looking to flex your skills whilst adding to them? This role offers you the chance to work for a Global Business to enhance and support the Dynamics 365 systems plus other business applications.What do we need from...

  • Associate Portfolio Manager

    1 month ago

    Leeds, UK, West Yorkshire, United Kingdom Border To Coast Pensions Partnership Full time

    Associate Portfolio Manager Leeds & Hybrid workingCompetitive SalaryBorder to Coast is seeking an experienced Investment Professional to be an integral part of the External Managed investment team that is responsible for the design, launch, and ongoing management of all externally managed fund propositions, including, but not limited to: UK, Global, Emerging...

  • Head of Operations

    1 month ago

    Bristol, UK, South West England, United Kingdom Crux Product Design Full time

    We are seeking a dynamic and experienced Head of Operations to lead and oversee our lab and workshop, IT and procurement teams. This role is pivotal in ensuring the seamless operation of these areas, driving operational excellence, and supporting the company’s strategic initiatives.The Head of Operations will play a critical role in optimising operational...

  • Game Mathematician

    3 weeks ago

    Chichester, UK, West Sussex, United Kingdom Branch Tech Full time

    My client are a new studio with a conviction to create something that stands out in the sea of sameness. They develop innovative, easy-to-understand, and highly entertaining slot games for the gaming industry. Founded in March 2021 by well-known industry experts with strong investment backing. If one wants to pop over for a visit, they’ll find their...