Compliance Monitoring Officer

Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East. We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of the Plan ensuring tests are completed on time and that progress is made against the overall plan. Assist with...

About Allica bank Allica is the UK’s fastest growing company - and the fastest-growing financial technology (Fintech) firm ever. Our purpose is to help established SMEs, one of the last major underserved opportunities in Fintech. Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely...

Working as a member of the Compliance Team, you will be responsible for preparing and delivering the Compliance Monitoring Plan in order to provide assurance on the adequacy of systems and controls and to support the delivery of the Risk and Compliance strategy. In this role you will be instrumental in enhancing the Company’s internal practices and...

Interactive Brokers (U.K.) Limited, based in London, part of IBKR global online financial brokerage services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment. You will hit the ground running from the start, so we expect you to have relevant experience and a can-do attitude to relish the challenge...

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm’s governing bodies and a range of business stakeholders.Key Responsibilities:· Draft and implement the annual Compliance Monitoring Plan.·...

Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to the risks and weaknesses...

Compliance Monitoring Manager is required by our client in City of London to take ownership of multiple aspects of internal, market conduct, and consumer protection Compliance, including any associated second-line controls and managing advisory and regulatory change projects.As Compliance Monitoring Manager, your primary focus will be to design and maintain...

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key...

Synchronicity Financial Services is working with a long-standing client who are a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth they are looking for a Compliance Generalist with 4+ years experience to join their team. You will...

Compliance OfficerLocation: LondonContract: 12-Month Fixed-Term Contract (FTC) with the potential for a permanent roleSalary: Up to 55KReports to: Head of ComplianceWhy This Role?Are you ready to advance your compliance career in a dynamic investment firm? Our client is seeking a proactive Compliance Officer for a 12-month FTC, with potential for a permanent...

Our client is a leading Algorithmic Trading Firm looking for a Compliance Officer to contribute to the global Compliance processes of the firm with a focus towards Operational Compliance.The Opportunity:You will gain exposure to the Compliance, Regulatory, Operations and Trading control processes of a global electronic trading firm. Reporting to the Chief...

Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London. This role reports directly to the MLRO/CCO and offers an excellent pathway for professional growth in a dynamic fintech. Key ResponsibilitiesConduct KYB and KYC...

Join us as a Compliance Monitoring and Testing ManagerIn your new role, you’ll own and develop appropriate risk and control frameworks and independently oversee and challenge the effective management of risks and controlsWe’ll look to you to provide pragmatic, commercial solutions for compliance, conduct and regulatory issuesYou’ll be recognised for...

Profectus is working with a global fintech organisation looking for Senior Compliance Officer. The ideal candidate for this role will have key experience with investment service regulations. You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week. They’re located...

A growing commodities trading firm is looking to appoint a Compliance Officer to lead the buildout of its compliance function. The business trades physical oil, crude products and LNG, and engages in derivatives trading on ICE and EEX. This is an exciting opportunity to take ownership of a key function within the organisation as it expands its trading...

OCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities,...