Portfolio Compliance

Our client is a leading UK based asset manager, covering a wide range of asset types and operating on an international scale.They are looking for a Senior Portfolio Compliance professional to join their team in London.The successful candidate will have the following.3+ years in a Portfolio/Investment Compliance roleProven coding and monitoring...

OverviewOur client, a reputable and well established UK-based fund manager is seeking a Senior Analyst (Portfolio Compliance) to join its London office.You will be responsible for the monitoring, breach management and coding of all client, regulatory and "house" rules for all company clients. The perfect candidate will have both pre & post-trade monitoring...

Credit Portfolio OfficerAn esteemed international financial institution is seeking a Credit Portfolio Officer to join their Credit Management Department. This role focuses on monitoring and analyzing the credit portfolio to ensure effective risk management, regulatory compliance, and reporting accuracy.Key Responsibilities:Portfolio Monitoring: Analyze the...

Job Title: Senior Compliance ManagerDepartment: Compliance / Risk ManagementLocation: LondonJob Overview- Asset Management Rutherford are seeking a Senior Compliance Manager to join our client in the Compliance and Risk Management team. In this role, you will be responsible for monitoring investment guidelines, ensuring compliance with regulatory...

THE COMPANY: Our client is a successful UK-based wealth management firm, focused on providing top-quality wealth management services to retail and professional clients.THE RESPONSIBILITIES:Adviser Supervision Provide ongoing assessment of adviser competence in line with the Training & Competence requirements, typically twice per year, and ensure that the...

The successful candidate will join the Portfolio Risk team which plays a crucial role in ensuring the integrity and transparency of the firm's investment decision making processes. Key Responsibilities: Conduct in-depth analysis of investment portfolios, identifying and assessing risks Develop and implement robust risk management frameworks Collaborate...

Our client, a large International bank, is looking for an experienced Real Estate Finance professional to oversee a diverse portfolio of real estate assets, driving value through strategic asset management, acquisitions, dispositions, and risk mitigation. Collaborating with cross-functional teams, you’ll deliver innovative solutions that align with our...

Superprime property portfolio DirectorMayfair based family office has an exciting opportunity for a hands on property portfolio director to manage the personal and leased property portfolio. A diverse role for a talented property specialist who has proven experience combined with the technical expertise. This role will be a 1 year FTC.Day-to-day management...

Portfolio Engineering ManagerProperty & Real Estate Firm£68-72,000Central LondonAnnual BonusHealthcarePensionOur client are a globally operating Real Estate organisation, who work for their customers delivering best-in-class facilities management and engineering solutions for their customers commercial and residential property portfolios. Due to an internal...

My client is an established Alternative Finance Lender who provides Development and Bridging Finance.About the RoleWe are seeking a highly experienced Head of Credit Risk and Portfolio Management to lead, develop, and manage the credit risk framework and portfolio management function. Reporting directly to the CEO and Board, this is a senior leadership role...

A boutique alternative investment fund with approximately £1bn in AUM is seeking to appoint an Portfolio Associate for a newly created position in its London-based team.This dynamic firm operates from offices in London, Europe, and the US, focusing on various private credit strategies, including distressed debt and real estate investments.The firm has...

We’re looking for a Portfolio Services Analyst with a strong background in asset management to join a dynamic investment team at a leading asset manager based in the West End of London. This role is critical in supporting outsourced dealing activities, assisting with day-to-day queries, and ensuring seamless trade execution. You’ll be the key liaison...

Associate Director - Portfolio Management Renewable & Infrastructure Private Equity£120-140k p.a. (depending on experience) + bonusAbout the Company:A leader in renewable energy private equity, the firm manages a global portfolio of companies with value exceeding £9 billion. With a top tier investor base and strong track record of raising and deploying...

ING Wholesale Banking (“WB”) is looking to hire a portfolio management specialist specialising in Infrastructure Finance for its Sectors Portfolio Management team to be based in London. ING is a top 10 player in the global infrastructure Finance sector and London is the global headquarters of the business.You will manage a portfolio of Infrastructure...

Seeking an ESG Associate to join a global fund manager.Focus on Data, Reporting & Compliance as a key strategic pivotal role within the team working with the investment team, internal stakeholders and with the portfolio.2 - 4 years experienceNeeds someone to come with ideas on how to improve existing processes.Backgrounds with specialisms in environmental...

A specialist financial services regulatory consultancy with a global offering across the UK, the Channel Islands, Singapore, Hong Kong, Mauritius and the Americas. We help our clients meet complex and evolving regulatory obligations, providing certainty and peace of mind. We work with firms of every size across the financial services sector, supporting...

OverviewA leading UK-based fund manager is seeking a Portfolio Services Analyst to join its London or Edinburgh offices. The Portfolio Services Analyst will be responsible for providing comprehensive support for outsourced dealing activities, along with providing support to the Investment Team for day to day queries. This role involves ensuring the smooth...

MERJE are currently working with a highly regarded and established asset manager in their search for a Mandate Compliance specialist.You'll be responsible for:Investment restriction coding and controls in the order management system (Charles River)Managing the daily breach process, liaising with the Compliance and Distribution Client Services as...

An excellent opportunity has arisen for a Compliance Manager to join a specialist Financial Institution that has an Investment portfolio and a front end financial services outsourcing business based in the Watford / St. Albans area. This is an established business and a leader within their market.Working closely with the Head of Compliance and Risk, you will...

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio...