Compliance Manager

A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and...

Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

A top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support the...

Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...

THE COMPANY:Our client is an international bank, with offices based in the City. They specialise in both private and retail banking. THE RESPONSIBILITIES:Respond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.General Administrative support on client onboarding and retention, Account...

Compliance ManagerLondon / Hybrid - £95,000We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.Responsibilities:Support the Head of Compliance in delivering the compliance...

The ClientWe are working with a international retail trading firm on their search for a CASS Manager. The firm have an international footprint with over 1000 employees worldwide. This role is a permanent vacancy. The Responsibilities Oversight and approval of daily client money and custody asset reconciliations.Preparation of monthly CMAR reports.Ensuring...

Compliance Manager (Advisory) opportunity working with a top performing global specialty insurer. Based in London and reporting to the Head of Compliance, you will be providing timely, top-quality compliance advice to a range of business stakeholders and to the firms’ governing bodies. Key Responsibilities:Provision of regulatory advice across a range of...

Overview:Vantage is seeking a seasoned Compliance personnel to oversee our compliance operations. This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily looking for a candidate with robust compliance knowledge and...

Overview:Vantage is seeking a seasoned Compliance personnel to oversee our compliance operations. This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily looking for a candidate with robust compliance knowledge and...

New Compliance Manager (Lloyd’s) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where...

A Compliance Manager with experience within the Lloyds Insurance Market, who has excellent technical knowledge of UK insurance regulation and experience working within a Lloyd’s managing agent.The role requires experience of applying regulatory knowledge within an insurance business, handling Sanctions referrals, complaints and managing business with...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit card,...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a current account and credit card,...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

Salary + bonusBoutique asset managerNo SMF responsibilities Fram are working with a boutique asset manager, who are based in Central London. They are seeking to appoint a Compliance Manager to join their stable and collegiate team. The business is well established and has good levels of AuM, and this role doesn’t have any SMF responsibilities. It is a...

Fram are working with a boutique asset manager, who are based in Central London. They are seeking to appoint a Compliance Manager to join their stable and collegiate team. The business is well established and has good levels of AuM, and this role doesn’t have any SMF responsibilities. It is a good environment to learn and to develop your compliance career...

Our client - a top 50 international law firm – is seeking a Data Protection Manager to join their global Risk & Compliance team in London. This is an exciting opportunity to support the firm by optimizing its data protection and data privacy policies and processes globally, with the potential to later take over as the firm’s Global Privacy officer.Key...

Our client - a top 50 international law firm – is seeking a Data Protection Manager to join their global Risk & Compliance team in London. This is an exciting opportunity to support the firm by optimizing its data protection and data privacy policies and processes globally, with the potential to later take over as the firm’s Global Privacy officer.Key...

Compliance ManagerTo provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.The Compliance Manager will be the primary point of contact for assigned clients which will require a broad level of technical compliance knowledge....