Senior Data Compliance Officer, Parameta Solutions

4 weeks ago

London, UK, United Kingdom Parameta Solutions Full time
The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.

The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist.

About Parameta Solutions

Parameta Solutions, the data and analytics division of inter-broker dealer TP ICAP, is a leading global provider of OTC Market Data. From pre to post trade, their solutions help clients manage complex markets more effectively.

In May 2022, the firm became an FCA authorized benchmark administrator. This license has allowed the company to take on administration of the nine TP ICAP interest rate swaps benchmarks that were previously administered by Moorgate Benchmarks. In April 2023, the firm was also approved as an ESMA authorised benchmark administrator, making it the first IDB to administer OTC benchmarks and indices across Europe AND the UK.

Central to Parameta's purpose is partnering with clients to create true value. The team is focussed on helping clients navigate changing market conditions, not only by providing world-class proprietary data but also the analysis and insight that will fuel their strategies.

Role Overview

The Senior Data Compliance Officer is a critical function to ensure that data revenues are verified through client audits/reviews and that any under licensing and under reporting is identified and validated. Protection of Intellectual Property is a primary risk for Parameta Solutions. The objective of the Data Compliance team is to ensure all clients receiving TP ICAP data are audited regularly.

Role Responsibilities
  • Perform Data audits both on site (where required) and remotely independently at Channel Partners/Re-distributors, Contracted Parties and Subscriber Firms using best practice and in accordance with relevant agreement terms
  • Prepare accurate and detailed Audit analyses and reports within short timescales for presentation to the audited parties and internally
  • Maintain and develop good client working relationships with effective communication and using a collaborative approach
  • Work with the third party auditors to improve and advance their audit processes and verify or challenge their results and provide any required feedback to facilitate settlement of any under licensing/under reporting of Data
  • Effectively plan and conclude audit work to ensure that individual and the team's targets are met
  • Maintain audit status management reporting tools current with timely updates
  • Extend update and document acquired audit knowledge and contribute to new audit policies
  • Document audit processes and procedures and auditing information and communicate to other team members
  • Provide feedback from client audits to help with the commercial strategy from a data compliance perspective
  • Assist with reporting requirements from vendors and other customers to minimise and eliminate data leakage
  • Contribute to audit strategies, knowledge transfer and standardisation of audit processes for best practice
  • Assist with reviews of internal systems to minimise data leakage
Experience / Competences

Essential
  • Financial Services Industry knowledge preferred
  • Knowledge of what market data is and how it is used in trading environment including middle and back office functions helpful
  • Audit best practice knowledge or understanding within Financial Services.
  • Experience of writing up audit results for quick and easy comprehension
  • Demonstrated background in a compliance role including audit settlement discussions with clients.
  • Constructively handles disagreements to reach a resolution, keeping calm and in control in difficult situations
Desired
  • Experience of Data distribution systems, platforms, entitlement systems, and applications using data would be helpful.
  • Intermediate knowledge of Excel functionality
  • Demonstrated analytical ability and problem solving skills
  • Ability to interpret contractual terms and extract relevant clauses
  • Proven communication skills, both written and verbal
  • Team player but also able to work independently
#PARAMETA

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location
UK - 135 Bishopsgate - London

  • Parameta Solutions

    4 weeks ago

    London, UK, United Kingdom Parameta Solutions Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Parameta Solutions

    2 weeks ago

    London, UK, United Kingdom Parameta Solutions Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Parameta Solutions

    4 weeks ago

    London, UK, United Kingdom Parameta Solutions Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Data Quality Analyst EMEA, Parameta Solutions

    4 weeks ago

    London, UK, United Kingdom TP ICAP Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Data Quality Analyst EMEA, Parameta Solutions

    2 weeks ago

    London, UK, United Kingdom TP ICAP Full time

    The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

  • Senior Compliance Analyst

    5 days ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

  • Data Protection Manager

    4 weeks ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - a top 50 international law firm – is seeking a Data Protection Manager to join their global Risk & Compliance team in London. This is an exciting opportunity to support the firm by optimizing its data protection and data privacy policies and processes globally, with the potential to later take over as the firm’s Global Privacy officer.Key...

  • Data Protection Manager

    3 weeks ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - a top 50 international law firm – is seeking a Data Protection Manager to join their global Risk & Compliance team in London. This is an exciting opportunity to support the firm by optimizing its data protection and data privacy policies and processes globally, with the potential to later take over as the firm’s Global Privacy officer.Key...

  • Senior Data Engineer

    4 weeks ago

    London,, UK, United Kingdom MBN Solutions Full time

    Senior Data Engineer £50-£60k DOEMainly Remote working, in office twice a month in Exter offices. The company :Manages a wide portfolio of leading PropTech businesses across various markets and technology platforms. With well-known application suites, online services, and extensive national property data, along with premier geospatial datasets, place us at...

  • Senior Data Engineer

    3 weeks ago

    London,, UK, United Kingdom MBN Solutions Full time

    Senior Data Engineer £50-£60k DOEMainly Remote working, in office twice a month in Exter offices. The company :Manages a wide portfolio of leading PropTech businesses across various markets and technology platforms. With well-known application suites, online services, and extensive national property data, along with premier geospatial datasets, place us at...

  • Senior Risk Officer

    3 weeks ago

    London, UK, United Kingdom Resource Solutions Full time

    Job Title: Senior Risk Officer Location: London (hybrid working) Keywords: Risk Management, Data Compliance, Regulatory Compliance, Stakeholder Management, Project Management Our client is seeking a Senior Risk Officer to join their dynamic team in London. This role offers an exciting opportunity to contribute to the optimisation of the risk profile and...

  • Compliance Lawyer

    4 weeks ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

  • Senior Data Risk Officer

    1 week ago

    London,, UK, United Kingdom Paritas Recruitment Full time

    A major bank are currently seeking a Senior Data Risk Officer to join their London based Risk Department. This specific role will focus on Data Risk and Information Risk, as well as managing BCBS239 PERDARR implementation in the UK Bank. The Senior Data Risk Officer will improve Risk Reporting in the UK Bank to drive Data Compliance across Data Governance,...

  • Compliance Lawyer

    5 days ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a Magic Circle Law Firm, is seeking a Compliance Lawyer to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate has multiple years of experience within a reputable,...

  • Senior Data Engineer

    1 week ago

    London, UK, UK, United Kingdom Data Idols Full time

    Senior Data EngineerSalary: up to £85,000Location: London (Hybrid)Data Idols are working with an exciting scale-up revolutionising delivery logistics and moving items across the UK with efficiency and ease all whilst cutting emissions. Trusted by millions of customers already they are expanding their data team to manage increased volumes of data and demand....

  • Chief Data Officer

    4 weeks ago

    London,, UK, United Kingdom Anson McCade Full time

    Job Title: Chief Data Officer (CDO)Location: London - hybrid working About Us: Join a leading global consulting firm recognized for delivering innovative solutions to complex business challenges. Our firm collaborates with Fortune 500 companies, leveraging advanced data analytics, AI, and cutting-edge technologies to drive transformative results. We are...

  • Chief Data Officer

    3 weeks ago

    London,, UK, United Kingdom Anson McCade Full time

    Job Title: Chief Data Officer (CDO)Location: London - hybrid working About Us: Join a leading global consulting firm recognized for delivering innovative solutions to complex business challenges. Our firm collaborates with Fortune 500 companies, leveraging advanced data analytics, AI, and cutting-edge technologies to drive transformative results. We are...

  • Compliance Officer

    4 weeks ago

    London,, UK, United Kingdom Davies Talent Solutions Full time

    We're seeking an individual to join our team in London, where you will play a pivotal role as a Conduct Risk Officer. This is your chance to shine in a dynamic and rewarding environment.This is a 6 month initial contract paying £300 - £350 per day with the opportunity to go permanent if interested. This is a hybrid role with 2 days a week in The City...

  • Senior Compliance Officer

    4 weeks ago

    London,, UK, United Kingdom Lunaria Partners Full time

    Role: Senior Compliance Officer (Financial Crime)Firm: Global Law FirmLocation: CitySalary: Up to £55kWorking Pattern: Hybrid (50% in the office)Working Hours: 7:30 - 4pm----------------------------------------- A leading global law firm is looking for an experienced Senior Compliance Officer to join them in London on a hybrid basis.The CompanyThe firm have...

  • Senior Compliance Officer

    3 weeks ago

    London,, UK, United Kingdom Lunaria Partners Full time

    Role: Senior Compliance Officer (Financial Crime)Firm: Global Law FirmLocation: CitySalary: Up to £55kWorking Pattern: Hybrid (50% in the office)Working Hours: 7:30 - 4pm----------------------------------------- A leading global law firm is looking for an experienced Senior Compliance Officer to join them in London on a hybrid basis.The CompanyThe firm have...