Senior Compliance Advisory Manager

An excellent opportunity has arisen at a leading Asset Manager for a Director of Compliance Advisory to lead the team with a focus on Equities and FICC. This is a well established business with a strong success story over the past 10 years. This is a senior level role within the business and a critical hire for them. The business has created an inclusive...

Associate Vice President (AVP) – Compliance Advisory (12-Month FTC)The Compliance Advisory team is responsible for providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. Acting as the crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory...

Lutine Bell are currently supporting a leading Financial Services Organisation looking to appoint a Compliance Advisory Officer on a permanent basis. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute...

InterQuest are supporting a mid tier FS firm in identifying a Senior Compliance Manager to join the firm on a permenant basis. This exciting opporunity would join the business as a generalist supporting across monitoring, advisory and reporting. The role would report directly into the Head of Compliance and would present the opportunity to play an integral...

Senior Account Manager - Ethos Stoke - ARD1002580#AIBWe’re looking for a talented Senior Account Manager to maintain and develop a current book of business. If a successful career within a growing business full of opportunity, where you will have flexibility and fun what you’re looking for? Then please, read on…So, what does the role of a Senior...

Senior Compliance Associate (Generalist)Wealth & Asset Management (Fixed Income, Equities & Alternatives)Circa £10b AUMLondon - HybridRole Overview:This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities while...

Compliance Manager/Senior Compliance ManagerSalary £55-60kSheffield Area (Hybrid - 2/3 days a week wfh)This is a family-owned business with a strong reputation in the mortgages sector, seeking out an experienced Compliance professional to take on a challenging and integral position in the Risk & Compliance function.The main areas of focus are:Regulatory...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

Our client is a commercial law firm seeking a Compliance Analyst to join their growing business acceptance team. In this role, you’ll have the opportunity to get involved in project work, as well as handling KYC and conflicts queries.Key responsibilities will include:Handling AML, KYC, and conflicts checksEscalating issues to the Senior Analyst as...

Lutine Bell are currently supporting a General Insurance firm to appoint a Compliance Manager into their Compliance Advisory function. Responsible for providing accurate & timely advice and sign off to various business stakeholders on compliance with applicable regulatory requirements. Ensure that all areas of the business understand the regulatory...

Senior Engineer – Engineering Advisory Consultant / SME£45,000 to £55000 Basic Salary depending on experiencePlus £8,000 Car allowanceAnnual Bonus 6% to12% Health CarePensionCareer ProgressionTrainingFunding for DegreeWe have a Fantastic, Exciting, and challenging NEW opportunity for technically minded, ambitious, and progressive Building services...

Remuneration: Competitive Location: United Kingdom (Remote) We're looking for individuals who are ready to take the next step in their careers and help us continue to provide exceptional advice and solutions to our clients. If you're ambitious, driven, and looking for a challenging yet rewarding role, we'd love to hear from you.A role at...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

Job summary:As the world of financial services becomes more automated, PayAlly abides by the esteemed tradition of keeping the human touch to deliver exceptional service. We make sure every client, regardless of size, needs and transaction volume, is looked after by a private Relationship Manager. PayAlly is a principle member of Visa and Mastercard. We...

Our Client, a premier financial advisory firm based in London, renowned for their expertise in providing high-quality services to private equity firms, public entities, and corporate clients across Europe. Firm fosters a dynamic and collaborative work environment, promoting professional growth and development. They are looking for a highly motivated Debt...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Compliance Business Partner to support and work very closely with the Head of Compliance Advisory. Our client has offices located around the country offering a hybrid working arrangement. Responsibilities:Work across the Advisory team, contributing to Advisory projects,...

About the JobThe Compliance Officer will form part of the Compliance function. The role holder will support the delivery of the function’s Compliance plans, including supporting the work undertaken by the team in respect of financial crime and sanctions, compliance monitoring reviews and providing advisory and operational support to the business on...

A top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support the...

My client are a hyper growth fintech business looking for a Compliance Analyst to join them on a permanent basis. This is a very exciting time to join business as they embark on the next part of their growth strategy.This is an entry-level role for a recent graduate, with the successful candidate supporting with day-to-day tasks and reporting into one of our...

Senior Private Client Advisor - Stoke - ARD998233Salary£23,000 to £29,000At Pace Ward based in Stoke, we’re on the hunt for a talented Senior Private Client Advisor who uses their knowledge and experience of the Insurance Industry to build strong, trusted, and profitable client and customer relationships. So, what does the role of a Senior Private Client...