Senior Regulatory Reporting
1 month ago
Senior Regulatory Reporting - Buy-Side
Company Description
Our client is a leading global investment manager who is looking to hire an experienced Senior Regulatory Reporting professional to oversee daily EMEA Reg Reporting operations and to supervise two analysts. You will own all regulatory reporting responsibilities for EU, UK, and AU.
It’s essential that you are have a detailed and in-depth understanding of various regulations rather than a high level surface knowledge.
Key responsibilities:
- Supervise and escalate contact of daily rejection management of transaction reports to repositories and regulators
- Advise team members on how to perform in-depth root cause analysis of issues against standard regulatory practice or best market practice
- Supervise and escalate contact for Daily, Monthly and Quarterly reconciliations between the firm, Regulator and Repositories
- Stay abreast of regulatory changes and supervise implementation internally to support regulatory reporting requirements across departments
- Escalation contact for all EMIR /ASIC reporting related client queries
- Escalation contact for completion of Client Requested Attestations & Certifications with respect to EMIR, UK EMIR, and ASIC
- Collate KPI Reporting for presentation to the internal Reporting Panel and Senior Management
- Identify areas for automation/simplification
- Supervision of Incidents and Errors related to EMIR reporting and subsequent control process enhancements
- Planning business user testing of changes to reporting system and the impact of any upstream data provider systems
- Oversight of any direct client status reporting
- Ensuring reporting remains in compliance with current and future legislation.
- Active participation in related industry forums, broker seminars and external counsel communications
Qualifications, Experience, Education
- Bachelor degree in STEM subject.
- Holder of an Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade Reporting
- 5+ years of experience within Asset Management or other buy-side regulatory reporting.
- Must have in depth understanding of EMIR, UK EMIR, ASIC and MIFID (ARM and APA) from Regulation to field population
- Equity, Fixed Income and derivative security knowledge
-
Regulatory Reporting Officer
2 months ago
London, UK, United Kingdom Investigo Full timeJob Purpose To manage the timely submission of the monthly regulatory returns to the PRA and manage the regulatory reporting software. Report to the Regulatory Reporting Accountant and manage the day-to-day work and activities of the regulatory reporting department. Accountabilities Preparation of monthly ALMM returns, as well as LCR and PRA 110 for...
-
Senior Regulatory Reporting Accountant
5 days ago
London, UK, United Kingdom HFG Full timeHFG are currently working with a leading London marker insurer in search of their next Senior Regulatory Reporting Accountant. The role will be responsible for being a key Solvency II and Lloyd's technical resource to the business, working both within Finance and across the business, and will have responsibility for all regulatory reporting reviews and...
-
Regulatory Reporting Accountant
2 months ago
London, UK, United Kingdom Gresham Hunt Full timePosition: Regulatory Reporting Accountant Reporting to: Head of Regulatory Reporting Location: London/Hybrid Overview: Our client, a leading retail bank based in London, is currently seeking a Regulatory Reporting Accountant to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory submissions to...
-
Regulatory Reporting Associate
1 month ago
London,, UK, United Kingdom Attribution Search Full timeA leading Global Hedge Fund are actively seeking a Reg Reporting Associate to join their London Regulatory Reporting function on a years contract. Due to a number of ongoing projects and the ever changing regulatory landscape there is a need for additional headcount to support a number of initiatives. The role will see the individual support a team covering...
-
London, UK, United Kingdom Eames Consulting Full timeEstablished Banking group is currently hiring for a Deputy Head of Prudential Regulatory Reporting to join their London team. This role has been created through an internal move with the current incumbent moving into a Reg projects team. This is an ideal opportunity for a regulatory reporting professional who is looking to continue their managerial exposure...
-
Regulatory Reporting Operations
1 month ago
London,, UK, United Kingdom Danos Group Full timeCurrently recruiting for a regulatory reporting professional to join a Global financial services firm. You should have knowledge of relevant regulatory standards such as EMIR, and have previously worked around traded products such as FX. This is an exciting role within a small team, that will allow you to work with the wider business as well as on any...
-
Deputy Head of Prudential Regulatory Reporting
2 weeks ago
London,, UK, United Kingdom Eames Consulting Full timeEstablished Banking group is currently hiring for a Deputy Head of Prudential Regulatory Reporting to join their London team. This role has been created through an internal move with the current incumbent moving into a Reg projects team. This is an ideal opportunity for a regulatory reporting professional who is looking to continue their managerial exposure...
-
Head of regulatory reporting
5 days ago
London, UK, United Kingdom Eximius Finance Full timeKey deliverables Lead and manage the regulatory reporting team(5/6 across EMEA), providing direction, support, and development opportunities. Ensure timely and accurate reporting to the relevant competent authorities (mainly the FCA and Bafin/Bundesbank). This includes MIFID PRU/IFR reporting for all European entities. Ensure timely and accurate reporting...
-
Product Manager
5 days ago
London, UK, United Kingdom Bloomberg Full timeThe pace and scale of regulatory change has been unrelenting for global investment firms, banks, broker dealers etc. Bloomberg's Regulatory Reporting Services (BRRS) is a business that caters to a broad set of global clients, firms impacted by one or more regulations, including, MiFIR, EMIR, Dodd-Frank and other G20 derivatives reporting obligations....
-
Senior Regulatory Reporting SME
5 days ago
London, UK, United Kingdom Eximius Finance Full timeThe client has been very clear all they want is a Regulatory Reporting SME. • European Prudential Reporting • COREP • FINREP • Liquidity • Capital/Large Exposures
-
Regulatory Reporting Associate
5 days ago
London, UK, United Kingdom Attribution Search Full timeDaily duties: Monitoring and processing of MiFID II trade and transaction reporting breaks and resubmissions. Delivering change and carry out UAT and post-production validations. Build and manage MI and reporting processes. Assist with the documentation and implementation of processes and procedures for monitoring compliance. To be considered candidates...
-
London, UK, United Kingdom Investigo Full timeResponsibilities: Regulatory Reporting: Prepare and submit accurate and timely regulatory reports in line with local and international standards (e.g., Basel III, IFRS, GAAP). Monitor changes in regulatory requirements and implement updates to reporting processes. Liaise with regulatory bodies and auditors, ensuring clear communication and compliance with...
-
RBSI Head of Prudential Regulatory Reporting
1 month ago
London, UK, United Kingdom NatWest Full timeJoin us as a RBSI Head of Regulatory Reporting ManagerYou’ll oversee the delivery the Prudential Regulatory reporting for our RBSI branches and subsidiariesYou’ll contribute to various regulatory change projects, working collaboratively across change, technology and business finance and risk teamsIt’s an opportunity to be seen as a subject matter...
-
London,, UK, United Kingdom Vallum Associates Full timeA leading sustainability consultancy is seeking an experienced Senior Consultant to join its growing team. This role is ideal for a professional with 7+ years of experience in regulatory compliance, policy development, and sustainability frameworks.The successful candidate will play a pivotal role in guiding clients through complex regulatory landscapes,...
-
Transaction Reporting
10 hours ago
London,, UK, United Kingdom Cameron Kennedy Full timeTransaction Reporting SpecialistLondon Aim & purpose of the role To systematically monitor and handle the Transaction Reporting of the business to ensure we meet and follow regulations. To oversee daily, monthly and annual reconciliation of trades against transaction reports from the regulator/BNY and ensure all reporting is actioned in a timely manner,...
-
Regulatory Reporting Associate
4 days ago
London,, UK, United Kingdom Miryco Consultants Ltd Full timeMiryco are working with a leading Asset Manager to assist their search for a Regulatory Reporting Associate. You will have responsibility for US reporting and therefore be working US market hours. OverviewThe Regulatory Reporting Associate is responsible for mandatory regulatory reporting on behalf of the Asset Management Group, with a specific focus on US...
-
Prudential Regulatory Senior Manager
5 days ago
London, UK, United Kingdom Investigo Full timeThe key responsibilities of the role are to support the Head of Regulatory Reporting in the management of the regulatory reporting team ensuring that accurate and timely prudential regulatory submissions for Capital and Liquidity are submitted to the Prudential Regulation Authority for the consolidated Group and the Bank, and subsequently reported internally...
-
Liquidity Reporting Consultant
4 months ago
London, UK, United Kingdom Alexander Ash Consulting Full timeWe are seeking a highly skilled Liquidity Reporting Analyst with a strong background in Line and Business-As-Usual (BAU) change management. This role is critical in ensuring the accuracy, quality, and compliance of liquidity reports submitted to the Prudential Regulation Authority (PRA). Key Responsibilities: Liquidity Reporting: Ensure accurate and timely...
-
Regulatory Reporting Consultant
2 months ago
London,, UK, United Kingdom Sterlings Full timeRegulatory Reporting Consultant (COREP, FINREP, IFRS, EBA)A fantastic opportunity for an exciting and fast-growing consultancy has come up for a Regulatory Reporting Consultant. As they continue their expansion in the UK, they are seeking knowledgeable consultants who have the desire to be part of building something special.This role will cover consulting,...
-
Senior Manager Regulatory Affairs
2 months ago
London,, UK, United Kingdom Warman O'Brien Full timeSenior Regulatory Affairs ManagerWarman O'Brien are searching for a Senior Regulatory Affairs Manager for a globally renowned pharmaceutical business that manufactures Generic products in the UK.The role has arisen due to an increase in workload as the team looks to expand in the UK.This is a hybrid role with an expectation of 2-3 days per week in...