Compliance Analyst

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team.This person must have Banking experience.Must have basic knowledge of the FCA HandbookAdministrative Compliance tasksCompliance GeneralistHandling complaintsSupport the team with Compliance Monitoring ReviewsAssist with Regulatory...

Equifind have teamed up with an exciting start-up payments firm in London, who are looking to add a compliance analyst to the business.The business has been performing exceptionally and as a result of this growth, they are looking to add to the team to match this trajectory.As a compliance analyst, you will join the compliance team and support the MLRO with...

IDEX are currently working with a PE backed broker who operate primarily in the retail and MGA world.Due to year on year growth the broker are now looking at expanding their Compliance function with the hire of a Compliance Analyst. This is the perfect 'second role' for someone who wants to be involved in more project style work.This is purely an...

We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

We are partnered closely with an exciting London Insurance Market business and Lloyd's Syndicate who are seeking a Compliance Analyst to join their collaborative team.The business has grown impressively in the past few years as they have expanded the lines of business they cover which is reflected on their growth plans for the Compliance function.In this...

An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function. You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications. This is a 12 month FTC maternity cover and hybrid working is available. The...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...

We are partnered closely with a highly reputable Insurance business who are seeking a Compliance Analyst to join their warm and growing Compliance function.Duties:Undertaking client due diligence checks and determining the nature and level of due diligence required.Facilitating the onboarding process for new customers.Check that all appropriate information...

We are partnered closely with a highly reputable Insurance business who are seeking a Compliance Analyst to join their warm and growing Compliance function.Duties:Undertaking client due diligence checks and determining the nature and level of due diligence required.Facilitating the onboarding process for new customers.Check that all appropriate information...

Lutine Bell are currently supporting a rapidly growing Insurer looking to appoint a Compliance Analyst into their 2nd Line of Defence. Responsibilities:Lead on TOBAs, including maintaining the TOBA register, and conducting continuous monitoring.Lead on stage one due diligence enquiries received from third parties.Coordinate key business stakeholders to...

We have partnered with a top international law firm, who are looking for an AML Compliance Analyst to join the firms Office of General Counsel, based in LondonAs an AML Compliance Analyst, you will play a vital role in safeguarding the firm's reputation by ensuring strict adherence to anti-money laundering regulations.Some of your responsibilities...

Senior Compliance Advisory AnalystAre you an experienced compliance advisory professional looking to support a growing financial markets business? We're looking for a Senior Compliance Advisory Analyst, working closely with business stakeholders to ensure regulatory alignment across trading, corporate, and wealth services.About the Role:As the Senior...

The Role:We are working with an exciting law firm who are looking for a Legal Compliance Analyst to join their team in London.The role will also involve ensuring that management and employees are in compliance with the rules and regulations of regulatory agencies, company policies and procedures, and that behaviour in the organisation meets the minimum firm...

Compliance & Trade Control Analyst - Energy Trading Contract or Perm roleLondon based Our leading energy trading client is looking for a Compliance & Trade Control Analyst to join their London Middle Office (MO) team. The team plays a key role in the company’s control framework around LNG trading and shipping. The main activities covered by Middle Office...

We are working with a top-tier international law firm who are seeking an experienced AML Compliance Analyst to join their busy and dynamic team. The firm’s Office of General Counsel manages the firm’s global risk and compliance strategy, policies and procedures, including anti-money laundering compliance. The position would involve preparing, maintaining...

Compliance Monitoring AnalystOur client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to join the Compliance Monitoring team in London. The role will have great autonomy and will be perfect for a self-starter competent in carrying out thematic reviews – preferably within an Wealth manager or another financial services...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

I am partnering with a renewable energy organization for an exciting new opportunity based in London (2-3 days a week in the office)You will be covering:- Third party risk compliance programs using Dow Jones tool.- Antibribery & Corruption (across all relevant countries including the UK Bribery Act and FCPA). - AML / Sanctions.- Competition & Merger Control,...

What the Hiring Manager Says What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory change and providing support to the business and senior members of the firm. We are...