Compliance Analyst

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team.This person must have Banking experience.Must have basic knowledge of the FCA HandbookAdministrative Compliance tasksCompliance GeneralistHandling complaintsSupport the team with Compliance Monitoring ReviewsAssist with Regulatory...

Equifind have teamed up with an exciting start-up payments firm in London, who are looking to add a compliance analyst to the business.The business has been performing exceptionally and as a result of this growth, they are looking to add to the team to match this trajectory.As a compliance analyst, you will join the compliance team and support the MLRO with...

IDEX are currently working with a PE backed broker who operate primarily in the retail and MGA world.Due to year on year growth the broker are now looking at expanding their Compliance function with the hire of a Compliance Analyst. This is the perfect 'second role' for someone who wants to be involved in more project style work.This is purely an...

We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

We are partnered closely with an exciting London Insurance Market business and Lloyd's Syndicate who are seeking a Compliance Analyst to join their collaborative team.The business has grown impressively in the past few years as they have expanded the lines of business they cover which is reflected on their growth plans for the Compliance function.In this...

An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function. You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications. This is a 12 month FTC maternity cover and hybrid working is available. The...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...

We are partnered closely with a highly reputable Insurance business who are seeking a Compliance Analyst to join their warm and growing Compliance function.Duties:Undertaking client due diligence checks and determining the nature and level of due diligence required.Facilitating the onboarding process for new customers.Check that all appropriate information...

We are partnered closely with a highly reputable Insurance business who are seeking a Compliance Analyst to join their warm and growing Compliance function.Duties:Undertaking client due diligence checks and determining the nature and level of due diligence required.Facilitating the onboarding process for new customers.Check that all appropriate information...

Do you have Conflicts or NBI experience from a law firm?Do you thrive in a fast-paced environment?Do you have excellent research and analytical skills?Do you have Intapp Open experience?A well-respected international law firm is seeking an AML & Conflicts Analyst to join their team in London. This role will play a critical role in the team and will offer...

We have partnered with a top international law firm, who are looking for an AML Compliance Analyst to join the firms Office of General Counsel, based in LondonAs an AML Compliance Analyst, you will play a vital role in safeguarding the firm's reputation by ensuring strict adherence to anti-money laundering regulations.Some of your responsibilities...

The Role:We are working with an exciting law firm who are looking for a Legal Compliance Analyst to join their team in London.The role will also involve ensuring that management and employees are in compliance with the rules and regulations of regulatory agencies, company policies and procedures, and that behaviour in the organisation meets the minimum firm...

We are working with a top-tier international law firm who are seeking an experienced AML Compliance Analyst to join their busy and dynamic team. The firm’s Office of General Counsel manages the firm’s global risk and compliance strategy, policies and procedures, including anti-money laundering compliance. The position would involve preparing, maintaining...

Compliance Monitoring AnalystOur client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to join the Compliance Monitoring team in London. The role will have great autonomy and will be perfect for a self-starter competent in carrying out thematic reviews – preferably within an Wealth manager or another financial services...

Robert Half is recruiting for a Junior Trade Operations Analyst & Compliance Specialist to join a currency exchange service company.ROLE: Operations Analyst with Compliance experienceLENGTH: PermLOCATION: 4 days in the office (London)PAY: up to £35,000 per annumThe RoleClient OnboardingAccount Opening ReportingCompliance Screening Referrals –...

New Compliance Manager opportunity working with a top performing global specialty insurer. Reporting into the Head of Compliance, you will manage the day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Support the Head of Compliance in the preparation of the annual group Compliance Plan.Supporting in the preparation of regular...

I am partnering with a renewable energy organization for an exciting new opportunity based in London (2-3 days a week in the office)You will be covering:- Third party risk compliance programs using Dow Jones tool.- Antibribery & Corruption (across all relevant countries including the UK Bribery Act and FCPA). - AML / Sanctions.- Competition & Merger Control,...

Role Summary: The candidate will join the Compliance team to assist with the regulatory oversight and control of the company’s regulated and non-regulated activities. The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.This is a broad role with a particular focus on the...

What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve. Our business is transforming, continually modernising...