Client Due Diligence Team Manager
24 hours ago
SALARY 65-75K
The Company
An established and widely known Wealth Management firm servicing Investment Management needs to High-Net-Worth Clients.
The Role
The Client Due Diligence Team Manager will have previous experience in team leadership and solid experience in AML/CDD as they will be managing, and have overall accountability for the CDD team and function - all client types. The Client Due Diligence Team Manager will ensure AML requirements are met for client onboarding and ongoing monitoring purposes, mitigating risk and working towards meeting the firm’s strategic objectives.
The Client Due Diligence Team Manager will be a point of contact of all AML related escalations and to work closely with the DMLRO/ MLRO in ensuring AML risks are managed in adherence with the Financial Crime Policies.
The Client Due Diligence Team Manager will be responsible for AML procedures and processes within the team and suggest efficiencies ensuring AML risks are appropriately managed
The Client Due Diligence Team Manager will have oversight of assigned projects (i.e. remediation) and will ensure these are delivered to deadline and to a high standard.
The Client Due Diligence Team Manager will contribute towards the discussion, challenge and remediation in the offboarding of clients (including High Risk)
The CDD Onboarding Manager will be the Chairperson of the High-Risk Committee and escalate to the Executive Committee appropriately and will contribute and take part in Compliance and Risk Committees providing AML MI for review, challenge and discussion.
The Client Due Diligence Team Manager will receive information from the MLRO/ DMLRO regarding regulatory changes and apply any changes to working practices.
The Client Due Diligence Team Manager will undertake quality assurance of Management activities, refer to the DMLRO/ MLRO any non-compliance with the CDD requirements and agree appropriate action.
The Client Due Diligence Team Manager will support with the facilitation of AML training to the wider business and perform any other AML related duties as required.
The Candidate
+3 years experience within CDD/AML in a team management or leadership role
Confident communicator with strong leadership skills.
Good knowledge of FCA rules relating to AML and JMLSG and solid understanding of the processes that support CDD requirements for Wealth Management.
Able to provide challenge and take part in constructive and proactive discussion
Excellent presentation skills
-
Client Due Diligence Team Manager
1 day ago
London, UK, United Kingdom JJ Search Full timeThe Company An established and widely known Wealth Management firm servicing Investment Management needs to High-Net-Worth Clients. The Role The Client Due Diligence Team Manager will have previous experience in team leadership and solid experience in AML/CDD as they will be managing, and have overall accountability for the CDD team and function - all...
-
Environmental Due Diligence Consultant
5 days ago
London,, UK, United Kingdom NSB Recruitment Ltd Full timeNSB Recruitment have an exceptional opportunity for an Environmental Due Diligence Consultant working for a global consultancy helping create a sustainable future, respond to climate change and support their clients with environmental matters.You will become part of our clients Environment & Health / Site Solution team based in one of their many UK offices....
-
Customer Due Diligence Team Lead
3 weeks ago
London,, UK, United Kingdom BACB plc Full timeAdditional InfoHybrid Working: 3 days onsite, 2 from homeLocation: City of LondonContract Type: PermanentAbout UsBACB is a UK bank that offers trade finance and investment expertise to clients in specialist markets, especially Africa and the Middle EastWe have been helping businesses with trade finance and complementary products for over half a century,...
-
Operational Due Diligence Analyst
1 day ago
London, UK, United Kingdom eFinancialCareers Full timeAbout the Role: We are seeking a highly motivated and experienced Operational Due Diligence Analyst to join our dynamic team. In this role, you will play a critical part in assessing the operational risks associated with our external investment managers. Your responsibilities will include: Conducting in-depth operational due diligence reviews on both new...
-
Risk Due Diligence Analyst
24 hours ago
London, UK, United Kingdom BNP Paribas Asset Management Full timeROLE DESCRIPTION AND PURPOSE The Delegated Solutions team combines our expertise in open architecture, and comprises qualitative and quantitative research, risk due diligence and sub-advisory. Over the past years, we have demonstrated our skill in selecting third party investment funds for our clients, and we have created BNPP AM's dedicated...
-
Business Manager
3 weeks ago
London, UK, United Kingdom JJ Search Full timeThe Company A highly successful Wealth Management firm, widely recognised with an excellent reputation based in London. The Role THIS ROLE IS A 12 MONTH FTC – with the opportunity to convert to Permanent The successful Business Manager, will play an integral role in acting as the link between Front Office and Operations by assisting both areas to fulfil...
-
ESG Client Associate
4 months ago
London, UK, United Kingdom Leverton Search Full timeResponsibilities: Gaining a deep understanding of the firm’s investment strategies, portfolios, and processes in order to optimise the client experience whilst also promoting the businesses vision for long-term sustainable capitalism. Opportunity to attend and host client meetings and observe internal research discussions. Developing a thorough...
-
Client Operations Associate
4 weeks ago
London,, UK, United Kingdom Leverton Search Full timeWe are seeking a highly skilled and detail-oriented Client Team Associate to join a dynamic, sustainability focused team in London. This role offers an exciting opportunity to lead the RFP process and work with a leading investment management firm, supporting client service and fundraising efforts with a focus on client operations.Key Responsibilities:Lead...
-
Client Service Writer
4 weeks ago
London,, UK, United Kingdom Leverton Search Full timeOur client is a leading boutique asset manager, dedicated to generating long-term returns by investing in sustainable businesses. Their philosophy is centred around constructing portfolios of leading sustainability companies across public and private markets with conviction derived from deep research and analysis. They are looking to hire a proactive...
-
London, UK, United Kingdom Barings Full timePrincipal Responsibilities Work with the Head of Client Portfolio Management to execute the capital raising strategy for European real estate debt products, with a primary focus on the Barings European Real Estate Debt Income Fund (BEREDIF). Support in the pursuit of Separate Account opportunities. Support the capital raising strategy for European real...
-
Mergers and Acquisitions Manager
4 weeks ago
London,, UK, United Kingdom Anson McCade Full timeMergers & Acquisitions Manager; Technology/IT Due Diligence London - Hybrid Are you passionate about technology and enjoy diving deep into the technical foundations of businesses? Do you have an eye for detail, combined with strong analytical skills, and experience in technical assessments? An industry-leading consulting/PE hybrid consulting firm are seeking...
-
Client Money Manager
5 days ago
London,, UK, United Kingdom MW Recruitment Limited Full timeOur client is a world-class trading house based in London. They are assembling a team of the brightest minds in trading, technology, and finance to build the trading systems of the future, striving for excellence in every facet of their work.The Role We are seeking an experienced finance professional with expertise in client money management to oversee...
-
Manager
1 month ago
London,, UK, United Kingdom Alexander Ash Consulting Full timeA leading Big 4 consultancy is seeking an Operational Due Diligence & Transformation Specialist to drive value creation for clients in diverse industries, including Retail, Consumer Goods, Aviation, Manufacturing, Pharma, and Healthcare. You will lead end-to-end projects in Operational Due Diligence, Day 1 Readiness, 100-Day Planning, Synergy Analysis, and...
-
Investor Relations Project Management
1 month ago
London, UK, United Kingdom Selby Jennings Full timeCompany Overview A leading global placement agent, specialising in real estate, infrastructure, private equity, and private credit funds. Very established with a strong track record of raising over $40 billion. Role Overview Senior Associate to join the Project Management team. This role offers an opportunity to be part of a dynamic, collaborative...
-
Transaction Services Assistant Manager
2 months ago
London,, UK, United Kingdom Spark Search Full timeWe have an opportunity for an Assistant Manager to join an established advisory team in London.You will be joining a strong team of c.12 Transaction Services professionals amongst the wider corporate finance team.A large part of your work will be buy-side transactions, working with some of the leading PE houses in London, strategic buyers, banks and other...
-
Client Onboarding Analyst
1 day ago
London, UK, United Kingdom MERJE Ltd Full timeClient Onboarding Analyst (CDD) Client Onboarding Analyst required to join a dynamic team, ensuring seamless client onboarding and compliance with regulatory standards. The role involves managing trusted client relationships, conducting due diligence (CDD) checks, and maintaining accurate compliance records. Key tasks include: Reviewing organisational...
-
M&A Associate
3 weeks ago
London,, UK, United Kingdom Alan Mitchell Full timeM&A Associate - Infrastructure TeamMy client, a prestigious investment bank with an international presence across the mid-market space that offers advice to their clients on M&A, Disposals and Capital Raisings.The OpportunityThey are looking to hire at the Associate Levels for their award-winning Infrastructure Sector Team in the London office. You will have...
-
Corporate Intelligence Manager
1 day ago
London,, UK, United Kingdom Warner Scott Recruitment Full timeMy client, a global leader in intelligence, cyber and investigations, are seeking a Manager for their Europe practice based in London. The chosen candidate will oversee strategic intelligence and due diligence projects within the firm's Europe team.This position calls for a motivated and diligent team player with a background in the business intelligence...
-
Clean Energy Investment Advisory Analyst
2 weeks ago
London,, UK, United Kingdom Brightsmith Full timeAnalyst or Associate Consultant to join a growing team to deliver clean energy investment advice to accelerate the energy transition. The role focused on project delivery for commercial due diligence, buy-side and sell-side, in the energy transition space.This role is ideal for someone in the early stages of their career, looking to deepen their expertise in...
-
Transaction Services Manager
5 months ago
London, UK, United Kingdom Warner Scott Recruitment Full timeMy client is a Big 4 Firm, and they are looking for a strong Transaction Services Manager to join their growing team. They are recruiting individuals to join our Private Equity, Financial Services, Capital Markets, Mid-Market, and Corporates teams (including Energy and Natural Resources, Life Sciences, TMT, CDI, and SPA) across the The UK. What Will You Be...