Current jobs related to Internal Audit Specialist- Capital Markets - London, UK - Goodman Masson

  • Senior Audit Manager

    5 months ago


    London, UK, United Kingdom Eximius Finance Full time

    What do you need to succeed? · Professional: Financial designation (CA, CPA) and/or relevant academic/ professional designation (CIA, CRMA, GARP, CFA, CAMS, CFE or equivalent). · Extensive work experience in auditing controls either within internal audit or related control/testing functions preferably covering financial services...


  • London, UK, United Kingdom Paritas Recruitment - Audit Full time

    Applicants should be internal auditors with a strong appreciation of the risks / controls associated with any of the following: Front Office Conduct Controls & Surveillance Traded Markets Products Projects & Programmes Financial Crime Market Risk / Counterparty Credit Risk Data Analytics Data Management IT Audit Asset Management Insurance Interviews...

  • Internal Audit Manager

    2 months ago


    London, UK, United Kingdom Paritas Recruitment - Audit Full time

    The core responsibility of the Audit Manager will be to execute and deliver audits whilst supporting the Head of Audit with the audit planning process and building collaborative relationships with key stakeholders. Applicants must have worked as an Internal Audit Manager within the Asset Management industry and previously performed QA assessment of internal...


  • London, UK, United Kingdom Paritas Recruitment - Audit Full time

    Paritas Recruitment are working with a leading banking group who looking to hire an Internal Audit Analyst into their London team. Joining a team of 8, the successful incumbent will get exposure across a variety of risk audits (Market, Credit, Operational, Models etc). The hiring manager is looking to speak to applicants with 1-3 years of Financial...

  • Senior Advisor

    4 weeks ago


    London,, UK, United Kingdom CastleSquare Full time

    Company DescriptionCastleSquare is a capital markets advisory firm with more than $5 billion in closed transaction experience. We specialize in securing tailored debt and equity solutions for institutional real estate projects across the United States. With a vast network of experienced operators and developers in the multifamily sector, CastleSquare...

  • Internal Audit

    3 months ago


    London, UK, United Kingdom Paritas Recruitment - Audit Full time

    Paritas are working with a leading Investment Management firm who are seeking an Internal Audit Manager to join their team in London. Seeking applicants with 5+ years of Asset Management Internal Audit from a well established audit department as they need to understand audit methodology. It's essential the successful incumbent will be a good team fit and...


  • London, UK, United Kingdom Paritas Recruitment - Audit Full time

    Consultants may be utilised on either co-sourced or outsourced internal audit engagements with the firm’s end clients. Applicants should be professionally qualified internal auditors, e.g. ACA, ACCA, CIA etc with experience of working within internal audit for large corporates, e.g. FTSE 100 or equivalent firms.


  • London, UK, United Kingdom eFinancialCareers Full time

    We are seeking a highly experienced Director with a background in syndication, particularly focusing on EM, Fixed income. This individual will play a key role in sourcing, structuring, and executing transactions, driving capital markets initiatives, and developing deep relationships with issuers and investors. Key Responsibilities: Capital Markets...


  • London, UK, United Kingdom Randstad Financial & Professional Full time

    Job Description: This role will use expertise gained auditing Global Markets or closely related areas (i.e.: market risk management, product control or GM specific compliance) to execute audit work Someone who has an internal Audit background,Responsibilities:* Responsible for executing multiple areas of test work during audit activities.* Use analytical...

  • Internal Auditor

    5 months ago


    London,, UK, United Kingdom Audit & Risk Recruitment Full time

    Audit and Risk Recruitment have been mandated by one of the largest events businesses in London to hire an internal audit to join their audit department. This role will give you the opportunity to work alongside the supportive Head of Internal Audit on a broad range of audits across the business.I have personally known the Head of Audit for over 8 years, and...


  • London, ,, UK, United Kingdom MUFG Full time

    The EMEA Internal Audit Office works to ensure that our organisation conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework.Our business areasOur securities business offer a comprehensive product suite to clients around the world through five key business lines in the primary and...


  • London,, UK, United Kingdom Allica Bank Full time

    About Allica BankAllica is the UK’s fastest growing company - and the fastest-growing financial technology (fintech) firm ever. Our purpose is to help established SMEs, one of the last major underserved opportunities in fintech. Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely...


  • London,, UK, United Kingdom Danebury Associates Full time

    A leading international bank is seeking a capital markets lawyer at AVP/VP banding. The postholder will be responsible for supporting the business from a legal perspective on a range of debt capital market transactions. This is an excellent opportunity to join a well-known name in international banking and to play a key role in capital markets...

  • Internal Auditor

    4 weeks ago


    London, UK, United Kingdom Paritas Recruitment - Audit Full time

    The role will concentrate on the group’s Asset Management business, executing and managing internal audits to support the effective delivery of the Annual Audit Plan. The Audit Assistant Manager’s responsibilities will encompass Risk Assessment and Annual Audit Planning, Internal Audits, Issue Tracking and Validation and Continuous Monitoring. Applicants...

  • Head of Sales

    3 days ago


    London, UK, United Kingdom Ocorian Full time

    Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...


  • London, UK, United Kingdom Paritas Recruitment - Audit Full time

    Successful candidates will be auditing Lloyd’s coverholders and Third Party Administrators, Claims and Underwriting, Property & Casualty. It is a necessity that applicants are proficient in auditing a Claims/Underwriting Property & Casualty file.


  • London, UK, United Kingdom SOCIETE GENERALE Full time

    Description of the Business Line or Department Within the Investment Banking Division, the Debt Capital Markets (DCM) team is responsible for addressing borrowers' needs in terms of raising and managing capital in the debt capital markets. The client base for DCM includes financial institutions and corporate borrowers globally. In terms of debt...


  • London,, UK, United Kingdom Commerzbank AG Full time

    A leading corporate banking and capital markets organisation is seeking a Bonds (Debt Capital Markets) Origination Intern to join their team in London.Main Purpose of the role:The Bonds Origination team is a part of the Capital Markets department within the investment bank that advises, arranges, originates and executes bond financings transactions for...


  • London , London, UK, United Kingdom Hays Accountancy and Finance Full time

    Your new company This is a market leading telecommunications company connecting businesses on a global scale, based in central London. This will give you exposure to an exciting, fast-paced, high-growth company which is providing the future for the telecoms market. Your new role As an Internal Audit Manager, you will be responsible for leading and...

  • Commercial Director

    3 days ago


    London, UK, United Kingdom Ocorian Full time

    Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Internal Audit Specialist- Capital Markets

3 months ago


London, UK, United Kingdom Goodman Masson Full time

Internal Audit Specialist- Capital Markets

A leading investment bank is looking for a skilled Internal Audit Specialist to join their team in London.

You'll conduct operational audits across various capital market functions, assessing the effectiveness of internal controls and identifying potential risks. Your insights and recommendations will be instrumental in ensuring the bank operates efficiently and adheres to regulations.

Here's a glimpse of your impact:

You'll delve into front-office activities, evaluating controls around trading, sales, and structuring of financial products.

Partnering with business units, you'll ensure compliance with AML and risk management protocols within the capital markets space.

Your expertise will be key to complex audit projects, where you'll provide subject matter guidance and contribute to clear, concise reports presented to senior management.

If you're a highly motivated internal audit professional with a passion for capital markets and a sharp mind for risk assessment, we encourage you to apply

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.