Compliance Team Leader

4 weeks ago


London, UK, United Kingdom Taylor Root Full time

The Role


We are working with an international law firm who are looking for a Compliance Team Leader to join their team in London.


The Compliance Team Leader will be involved in conflicts, anti-money laundering (AML), sanctions and supervision of a sub team. Intapp is the firm's system for registering new clients and matters, including conflict checks, AML and sanctions compliance.


Some of your responsibilities will include:


  • Leading and supervising a sub-team which may comprise of Compliance Assistants, Junior Compliance Officers, Compliance Officers and Senior Compliance Officers, by managing holiday approvals, monitoring sick leave and holding fortnightly one to one catch ups.
  • Providing continual support to the team through training on systems, conflicts, AML and sanctions processes.
  • Review of work for team members on conflicts and AML.
  • Prepare for Appraisals and Probations, attending meetings with Compliance Manager.
  • Liaise and deal with HR issues with support from Compliance Manager, working closely with HR team.

Requirements for the Role:


  • 5 years+ experience working within a law firm Risk and Compliance function with working knowledge in conflicts, AML and sanctions.
  • Experience in dealing with team supervision.
  • Experience of Intapp (preferred but not essential).
  • Knowledge of SRA rules including conflicts of interest.
  • Experience of identifying and dealing with issues relating to AML/sanctions, high risk matters and complex ownership structures.


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