Interim Senior Compliance Adviser

3 weeks ago


London, UK, United Kingdom OCR Alpha Full time

Interim Senior Compliance Adviser – Real Assets


We are exclusively partnered with a very exciting Real Estate Investment Manager in their search for a Senior Compliance professional to join the team on an interim basis. Reporting into the General Counsel, you will play a key role in acquiring regulatory approval form the FCA as well as designing and setting up a Compliance programme.


Initially set as a 12-month fixed term contract, you will help this firm achieve the next step in their growth journey. This is a one of a kind opportunity to join a firm at the start of their growth story and design a Compliance programme from the ground up. This is an office-based role and will be in their Central London based office five days/week.


Key Responsibilities:

  • Reporting to the General Counsel, the individual will be responsible for any and all FCA dealing, including regulatory approval
  • Developing, implementing and maintaining effective policies and procedures to ensure compliance with laws and regulations
  • Monitoring and analysing regulatory developments updates from relevant authorities and regulatory bodies in the real estate investment sector

Key Requirements:

  • Minimum 8 years’ experience in compliance roles within the investment or the financial services industry
  • Strong knowledge of regulations governing real estate investments and FCA regulated entities as well as Jersey and Luxembourg regulatory regimes
  • Experience in acquiring regulatory approval from the FCA
  • Excellent analytical problem-solving and decision-making skills
  • Effective communication and interpersonal skills, with the ability to interact confidentially with stakeholders at all levels
  • Detail-orientated and organised with the ability to manage multiple priorities and meet deadlines



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