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Senior Compliance Consultant
3 months ago
Join a Leading Compliance Company as a Senior Compliance Consultant
Role: Senior Compliance Consultant
Salary: £55,000 to £65,000 + Benefits
Location: North of England (Remote Role)
Are you an experienced compliance professional with expertise in COBS and SYSC? Do you thrive in working with retail clients through wealth managers, IFAs, or DFMs? If so, we have the perfect role for you.
About the Role:
We are representing a progressive, leading compliance consultancy renowned for providing exceptional services to retail financial advisers and discretionary management firms. They are looking for a Senior Compliance Consultant to join their exciting team and help continue delivering top-notch compliance solutions.
Key Responsibilities:
- Client Management: Provide supportive consultancy, conduct firm audits, training and competence, and perform file checks.
- Compliance Expertise: Handle in-depth and highly technical compliance queries with ease.
- Regulatory Knowledge: Utilise your comprehensive knowledge of the FCA Handbook.
- Industry Insight: Read, summarise, and interpret important industry papers.
- Technical Writing: Draft internal technical papers and contribute to manual/toolkit development.
- Flexible Working: Operate from client offices or from home and adapt to the needs of the business and clients.
- Travel: Be willing to travel.
Essential Skills & Experience:
- Discretionary Fund Management & Retail Financial Advisers / IFAs: Proven experience in these some of these areas.
- Independent Thinker & Team Player: Strong ability to work autonomously and collaboratively.
- Communication & Consultancy: Excellent interpersonal and consultancy skills.
Qualifications:
- Diploma in Financial Planning (or equivalent): Desirable
- Advanced CII Qualification(s): Desirable
Benefits:
- Performance Bonus
- Matched Pension
- Private Medical Insurance
- Death in Service Benefit
Additional Requirements:
Full UK Driving License: Essential for the role.
Why Join?
- Impact: Play a pivotal role in shaping the compliance landscape for top-tier financial firms.
- Flexibility: Enjoy the benefits of a remote role with the convenience of working from home.
- Growth: Expand your expertise and career with ongoing opportunities for professional development.
Ready to take the next step in your compliance career? Apply here today and become a part of this dedicated team of experts
At Twenty84, we believe in the power of diversity as a key component of innovation, growth, and success. We promote a culture where every individual—regardless of race, ethnicity, gender, age, religion, sexual orientation, ability, or background—feels valued, respected, and empowered. We are committed to helping our clients create inclusive environments that promote equal opportunities, and we actively seek to attract a diverse workforce.
