Trading Control Framework Consultant
2 weeks ago
SLB RAC - Trading Control Framework Review Project
Location: London (Hybrid)
Engagement Objectives
As the SCIB UK business has grown significantly since 2020, SLB is looking to appoint an external strategic advisor to conduct a review of the Trading Control Framework to ensure it continues to meet evolving FCA and PRA regulatory expectations, proportionate to size and scale of the business.
The review should particularly focus on assessing of the design and operation of the Trading Control Framework covering:
- Remote Sales & Trading arrangements (including Back to Back flow) and associated SLB policy, governance, controls and MI to ensure there is an effective discharging of branch management and supervisory oversight requirements.
- Trading Control Framework effectiveness in assisting risk mitigation v regulatory expectation and industry peers (covering e.g. identification and evolution of preventative/detective/manual/automated/intraday/end of day controls etc)
- A targeted business area review across preventive and detective controls through Markets and Banking trade lifecycle.
Expected Outputs
- Assessment and gap analysis of current state against regulatory expectations and good industry practice.
- Assessment against the global SCIB UK & Global growth drivers to identify areas of enhancement within SLBs Supervisory and Trading Control Frameworks to support ambition whils.
- A comprehensive summary highlighting gaps with proposals for appropriate remedial actions.
Key Requirements
- Prior experience in the design, build & review of Trading Control Frameworks within Corporate and Investment Banking.
- Understanding of the PRA and FCA expectations on Markets Sales & Trading Controls and Trading Supervision.
-
Trade Surveillance Consultant
1 month ago
London, UK, United Kingdom Danos Group Full timeKey Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...
-
London,, UK, United Kingdom Jacobson Garner Full timeJoin a leading global investment bank based in the heart of London, recognized for its robust and innovative financial solutions. Our institution prides itself on a commitment to excellence, maintaining the highest standards of regulatory compliance and governance. We are seeking a highly skilled and experienced Vice President of Compliance Governance and...
-
Vice President
2 months ago
London,, UK, United Kingdom La Fosse Full timeOur client is a leading investment bank with a strong presence across North America, APAC and a growing presence in EMEA. To aid the growth, they are expanding their Front Office Trading Controls function in London, and are looking for a senior Risk & Controls professional to lead a small but growing team.The team is responsible for working closely with...
-
Head of Trade Surveillance
2 months ago
London, UK, United Kingdom MERJE Ltd Full timeThe Head of Surveillance role is critical role ensuring adequate and appropriate framework and controls are in place to mitigate risks across the business and support them through their growth plans. This is a key leadership role requiring managing teams in multiple locations who are responsible for identifying potential trading anomalies, indications of...
-
Senior Trade Control Analyst FTC
1 month ago
London, UK, United Kingdom Marlin Selection Full timeYour responsibilities would include: Affirm trades, resolve discrepancies, and escalate issues as needed. Coordinate trade amendments with traders and support teams, ensuring proper review and authorization. Manage static and reference data in the ETRM system. Assist with Trade negotiations, Compressions, Terminations, and monthly reporting for the Exec...
-
Senior PMO
4 days ago
London,, UK, United Kingdom Eaglecliff Recruitment Full timeExciting opportunity for a Senior PMO to join this global Energy company. This is an exciting time to be joining this world-leading company as they transform themselves from a traditional Oil & Gas company into a leading name within the Renewables sector. This includes the creation of an already highly successful new Power Trading desk within the Energy...
-
Trade Promotion Management Consultant
4 days ago
London, UK, UK, United Kingdom Harnham Full timeTrade Promotion Management ConsultantLondonUp to £70,000 + benefitsDrive consumer growth with cutting-edge analytics in a dynamic consulting environment.COMPANYJoin a dynamic and growing consulting team focused on supporting consumer-facing businesses through advanced analytics, market intelligence, and innovative data solutions. With a strong pipeline and...
-
Internal Controls Manager
3 months ago
London, UK, United Kingdom Miryco Consultants Ltd Full timeThe ideal candidate will have experience of developing and embedding control frameworks in a highly dynamic environment, excellent leadership, organisational, communication and relationship skills. Essential: Knowledge of regulatory and financial market control frameworks e.g. COSO, US SOX. Experience in risk, controls or audit, delivering similar services...
-
Head of IT Support
3 weeks ago
London,, UK, United Kingdom Rothstein Recruitment Full timeIT Support Manager - Head Of - Low Latency TradingThe Head of IT Support is responsible for leading and managing the IT support team to ensure the reliable and efficient operation of the Trading Technology support to both internal and external clients. This role includes all EUC technologies as well as as Trading Support (FIX, Real Time Systems etc). The...
-
London, UK, United Kingdom Macquarie Group Full timeThe Framework and Governance team is responsible for the development and maintenance of the Financial Crime Risk framework across our operations in the EMEA region. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with...
-
Trade Accountant
2 weeks ago
London, UK, UK, United Kingdom Marlin Selection Full timeOur client, a global energy company is looking for a Senior Trade Accountant to join their team in London.Your responsibilities would include:Generate accurate monthly trading P&L reports.Establish and maintain a robust control environment.Streamline processes between GL and ETRM systems.Reconcile Risk P&L with Accounting P&L.You will need to have the...
-
IT Controls Analyst
2 months ago
London,, UK, United Kingdom Wipro Full timeIntroduction: Wipro is looking for a Process IT Controls Analyst with previous experience of design and build of IT control framework who will take on the responsible of defining and documenting general and application controls, as well as designing control sampling and testing methodologies. This role requires a strong understanding of IT controls, risk...
-
Credit Risk Analyst – Gas Trading
3 weeks ago
London,, UK, United Kingdom Richard James Recruitment Specialists Ltd Full timeOur client is a large Energy Trading firm situated in London. This is a newly created role within the business, and you will join a growing team. As the Natural Gas Credit Risk Analyst, you will be required to perform daily credit risk management tasks, and to develop and maintain a thorough understanding of risks associated with gas...
-
Senior Trade Accountant
1 month ago
London, UK, United Kingdom Marlin Selection Full timeYour responsibilities would include: Generate accurate monthly trading P&L reports. Establish and maintain a robust control environment. Streamline processes between GL and ETRM systems. Reconcile Risk P&L with Accounting P&L. You will need to have the following experience: 7-10 years of experience in Trade Accounting. In-depth knowledge of accounting...
-
SPE/SPV Controller
2 weeks ago
London, UK, United Kingdom Eximius Finance Full timeA background in Fund Control or Product Control is relevant. SPE/SPV Experience is ideal along with some understanding of traded products
-
Security GRC Consultant
4 days ago
London, UK, UK, United Kingdom Harnham Full timeJob Title: GRC Security Consultant Contract Duration: 6 MonthsLocation: Remote with occasional site visitDay Rate: Inside IR35 - £550-£700 per dayThe Role:We are seeking an experienced Security Consultant to join our team on a contract basis. In this role, you will focus on providing expert guidance in information security management, risk assessments,...
-
E- Trading Platform Developer- Java
3 weeks ago
London,, UK, United Kingdom Solytics Partners Full timeJob Summary:We are a dynamic team specializing in cutting-edge technologies within the realm of e-trading and capital markets. As a leader in our field, we are seeking an experienced Senior Java Developer with a strong foundation in low latency programming to join our team.Location: LondonContract Duration: 6 months Role and Responsibilities:Utilize your...
-
Trading Assistant
2 months ago
London,, UK, United Kingdom Richard James Recruitment Specialists Ltd Full timeOur client is a global Non-Ferrous Metals trading company; part of an international group based in Central London.As part of the Front Office team, the successful candidate will provide essential support to the Non-Ferrous Metals trading team. This will involve building relationships with internal and external stakeholders to ensure timely and accurate...
-
IT Risk
2 weeks ago
London, UK, United Kingdom TP ICAP Full timeThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...
-
Sap Finance Control Consultant
2 weeks ago
London,, UK, United Kingdom Response Informatics Full timeJob Summary: We are seeking a highly skilled SAP FICO Consultant with hands-on experience in S/4HANA implementations. The ideal candidate will have in-depth knowledge of Financial Accounting (FI) and Controlling (CO) modules, as well as practical experience with SAP S/4HANA, to support and lead our finance transformation projects.Key...