Head of Trade Surveillance

Our Client is a global leader wthin Transportation Trading with offices across the globe and a strong international presence.Role Overview:An exciting opportunity has arisen for an enthusiastic and self-motivated individual to join the Compliance team as a Communications and Trade Surveillance Officer. This role is ideal for someone looking to broaden their...

William Rose Associates are actively partnering with a Trading firm based in London which is looking for a Trade Monitoring and Surveillance Analyst to join the business. ESSENTIAL SKILLS | Trade Monitoring and Surveillance Analyst1+ years experience in Trade Monitoring/Surveillance, in a brokerage or banking environment. An understanding of Market Abuse...

Key Responsibilities: Help to design, implement, and maintain trade surveillance rules and parameters within the SMART, Actimize, and Validus platforms. Conduct in-depth analysis of surveillance alerts, investigating potential market abuse or misconduct. Collaborate with internal stakeholders to identify and assess trade surveillance risks. Stay up-to-date...

Senior Trade Surveillance Analyst We have an exciting newly created role as Senior Trade Surveillance Analyst to join our expanding Compliance Function. This is a permanent role based from our London City office.Key Responsibilities:Timely and accurate investigation and disposition of market abuse and communications surveillance alerts and...

About the Role:The role holder plays a critical role within the Ethics and Compliance function by ensuring the frameworks and operating model for the function are managed, maintained, and adhered to. Additionally, the individual will be required to join leadership-level compliance meetings and ensure transparency is provided on all surveillance...

Responsibilities Work in partnership with Middle Office IT and stakeholders in compliance, Technology & front office to develop road maps Manage and communicate the IT strategy & vision for Trade Surveillance & Communications Oversee multiple projects and deliverables within the Trade Surveillance space Work with product owners & IT delivery teams...

Currently recruiting on behalf of a commodities trading firm for an experienced surveillance manager to join their team. You should ideally have good knowledge of the commodities markets, in particular energy and freight, and have experience of both communications and market surveillance. This is an opportunity to join a growing, International business who...

The Trade Surveillance Technology team are a dynamic global team to drive our initiatives forward, delivering projects and working on various state of the art technologies. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets...

Permanent - Head of Digital Trading - London based (Hybrid) - Salary £80k-£90k We are looking for an experienced Head of Digital Trading to lead a large digital trading team, in order to optimize sales and profitability across all digital channels. This role is crucial for driving the online commercial strategy, ensuring an excellent customer experience,...

Our investment banking client has been present in the UK for more than 150 years, they're a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country. Their role is simply stated: help clients achieve their goals by combining local know-how and global...

Lead Algo Developer - £600k - LondonAre you ready to lead in the fast-paced world of algorithmic trading? This is a rare opportunity to innovate and drive impact within a high-stakes, dynamic environment.Why This Role Stands Out:Leadership and Influence: As the Head of Algo Trading, you'll have the autonomy to shape and advance a cutting-edge,...

About Us: MillerMaxwell are assisting a leading financial organisation dedicated to providing top-tier financial services and solutions to client, who are currently seeking a motivated and detail-oriented Trade Operations Analyst to join a dynamic team.Job Description: As a Trade Operations Analyst, you will play a crucial role in ensuring the smooth...

IT Support Manager - Head Of - Low Latency TradingThe Head of IT Support is responsible for leading and managing the IT support team to ensure the reliable and efficient operation of the Trading Technology support to both internal and external clients. This role includes all EUC technologies as well as as Trading Support (FIX, Real Time Systems etc). The...

Head of carbon trading - leading carbon fund (Remote working)Are you passionate about sustainability and environmental impact? Do you have a deep understanding of carbon markets and trading? We are recruiting for a dynamic and innovative company that specializes in climate finance solutions. They are seeking a Head of Carbon Trading to lead their carbon...

Attribution Search has partnered with a reputable multi-strategy hedge fund looking for a Head of Trading Compliance, EMEA. This person will be working alongside the Global CCO, EMEA CCO and the EMEA GC as a key contributor to refining, improving, and enhancing the Legal and Compliance platform for the region.The role will support the continued growth of the...

Who we are looking for The Compliance Risk Testing Analyst, Assistant Vice President will be responsible for working with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative...

My client, a global banking business, is looking for an Internal Auditor to join the Core Compliance team on a 12 month maternity cover basis. Internal Audit experience within Banking Compliance, specifically Conflicts of Interest and Trade Surveillance, is an absolute prerequisite, responsibilities will include but not be limited to the following: Assist...

Jefferies Group LLC, the largest independent, global, full-service investment banking firm headquartered in the U.S. focused on serving clients for 60 years, is a leader in providing insight, expertise and execution to investors, companies and governments. We offer deep sector expertise across a full range of products and services in investment banking,...

Marlin Selection are presently working on a very exciting role with an energy trading firm that specialises in power and renewable energy who are currently looking to hire a Lead Trade Control Analyst to join their busy team in London.Your main responsibility within the role will be to lead the Trade Control team in its daily activities and provides...

Job Title: Trade Finance Operations SpecialistLocation: London, UK (Onsite - 3 Days per Week)Job Type: Full-timeJob Type: ContractPay: £330 per day (Umbrella)Job Summary: We are seeking an experienced Trade Finance Operations Specialist to support trade finance transactions and ensure smooth operations. The role requires extensive technical knowledge,...