Senior Compliance Advisory Manager

We are a prominent recruitment firm dedicated to connecting top talent with leading financial institutions. We have 3 clients, seeking dynamic Macro Compliance Advisory Specialists to join their esteemed team.Role Overview:As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory...

Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK’s forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life...

Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds) throughout all stages of their fund-raising journey. We are independent of lenders, products and markets, meaning we provide objective advice on the optimum funding solutions for our clients. What do we do? ...

Compliance Advisory at a reputable Wholesale Bank!! Duties to include but not limited to:Provide Compliance Advisory to UK business units. Implements, advises on and monitors adherence to relevant regulationsHorizon scanningWork closely with and assist the Compliance Monitoring team

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.Join us and leave your mark on the industry. We are looking for an...

About the Role: We are seeking a subject matter expert in payment and core banking products for both individual and corporate customers, including payment accounts and deposit accounts. In this role, you will provide critical compliance advice, challenge, and support to the first line of defence.Key Responsibilities:Collaborate with product owners throughout...

About the Role: We are seeking a subject matter expert in payment and core banking products for both individual and corporate customers, including payment accounts and deposit accounts. In this role, you will provide critical compliance advice, challenge, and support to the first line of defence.Key Responsibilities:Collaborate with product owners throughout...

Fixed Income Advisory Compliance OfficerWe are seeking a highly motivated and detail-oriented Fixed Income Advisory Compliance Officer to join our client. In this role, you will be responsible for ensuring that their fixed income advisory business operates in compliance with all applicable regulatory requirements.Responsibilities:Develop and implement...

Our client, a leading Global Investment Bank are seeking to appoint a high caliber senior financial crime advisory professional with experience in Global Markets to join their team in London. As the Senior Financial Crime Advisory specialist you will have a broad a varied remit and will be providing real time advisory to the front office on transactions...

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio...

A leading energy and metals commodities trading house are looking to hire an advisory professional to support their growing compliance function. The firm has a great collegiate culture and has grown rapidly, doubling its headcount in the last 3 years. As the business has grown, they have built out its governance function to not only support the current needs...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Responsibilities:Provide regulatory guidance to all internal business areasContribute to reporting due from the Compliance team including Regulatory reportingSupport Compliance projectsAnalyse, plan and execute actions and...

A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and...

Our Client, a Globally Significant Institutional Asset Manager, are looking for a VP Compliance Advisory professional to join their Alternatives Compliance team, specifically focussing on Private Markets.The role will be working closely with the Head of the team, as well as building relationships across the wider business.Key Requirements:Experience in a...

Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core & Monitoring. This role sits within the Advisory team, which supports, guides and where appropriate,...

A leading asset manager with an excellent culture and hybrid working model are looking to hire a compliance associate/officer with at least 2 years experience (but ideally more) with the UCITS fund range.They will need to have had some level of exposure to product and distribution and ideally some consumer duty or ESG exposure.Key skills required:Must have...

This is an exciting opportunity to join a reputable General Insurance firm as a Compliance Manager, reporting into the Head of Compliance . This role would suit either an experienced senior officer looking to take a step into management, or a manager looking to take on more responsibility and a new challenge. There is the opportunity to manage a small team...

This is an exciting opportunity to join a reputable General Insurance firm as a Compliance Manager, reporting into the Head of Compliance . This role would suit either an experienced senior officer looking to take a step into management, or a manager looking to take on more responsibility and a new challenge. There is the opportunity to manage a small team...

Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

Compliance Manager (Advisory) opportunity working with a top performing global specialty insurer. Based in London and reporting to the Head of Compliance, you will be providing timely, top-quality compliance advice to a range of business stakeholders and to the firms’ governing bodies. Key Responsibilities:Provision of regulatory advice across a range of...