Compliance Assistant

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

This role offers the successful candidate the opportunity to join a successful Global Commodity producer, marketer, and Trading business. This role is based in the Compliance team here in London, where they trade various Energy products including Oil and Gas. The successful candidate will help support with on-boarding (i.e., Know Your Customer) and...

Assistant Compliance Manager:Are you looking to build a career within a Global Company withopportunities for growth and development? Do you want to join a company that that is making a difference?Office Location: Travellers Lane, Hatfield, AL10 8XBHours of work: Monday - Friday, 9:00 - 17:00About Us:We, the Mitsubishi Electric Group, will contribute to the...

Overview of Responsibilities The primary role of the Compliance Assistant, is managing the intake, handling, and storage of documentation for company and project related documents and its management system, alongside supporting operational Compliance activities including internal audits. Job Purpose/SummaryThe primary role of the Compliance Assistant, is...

We have an exciting opportunity to join a Global Law Firm on a remote working basis. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role, you...

Our client, an award winning independent financial advice firm are looking for a Compliance Manager to join the team on a permanent basis.As Compliance Manager you will need to ensure the business meets all regulatory obligations and to support the Director in their fulfilment of SMF16/17 responsibilities and wider compliance duties. Build a positive ethical...

One Ten Associates are partnering with a leading global hedge fund in their search for an experienced compliance professional to join the compliance team in London. Reporting into the Global Chief Compliance Officer, this is a generalised role working within a small team. You'll receive exposure across all areas of compliance, including:Providing...

Company DescriptionClear Capital Markets Limited is an advisory stockbroker firm specialising in UK Stocks and IPOs. Our services include Execution Only, Advisory, and Discretionary services to our individual and corporate clients, delivered by our highly experienced team of industry professionals Clear Capital Markets Limited fosters long-term client...

Compliance ManagerCentral LondonHybrid£35k-£40kWith over 10 years experience within the healthcare recruitment industry, my client are looking for a brilliant Compliance Manager to join their team to run and manage a top class compliance function! This role is crucial to ensure compliance is adhered to throughout the entire business, supporting the smooth...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. You will assist in overseeing and coordinating the onboarding of acquired firms into the company from a regulatory point of view.Key Responsibilities:Oversight of compliance workstreams to ensure a smooth onboardingLiaising with vendors...

Are you a Consultative Compliance Expert with at least 3-5 years of Compliance experience in the Funds / Investment / Equity or Asset Management sector? Are you looking for an exciting SME Compliance position with development within a unique consulting environment?I’m currently partnered with a Financial Services firm who are hiring a ‘Senior Compliance...

We have a fantastic new role for a large consumer goods company!They are looking for an Assistant Compliance & Sustainability Coordinator on a full-time permanent basis. The person will work closely with the Compliance and Sustainability Manager to keep abreast of the ever-changing landscape. As we accelerate the transformation of our business to suit the...

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in the UK.Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure compliance with UK, EU, US and other Export Control laws and...

Risk & Compliance Director A fantastic Opportunity has arisen within a international group to lead the build out of the groups corporate Risk and compliance program for their UK entities, within the group they do have a number of regulated businesses where there are small compliance and risk teams in place, however this role will be key to building out a...

The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations.Key ResponsibilitiesSupport the compliance monitoring process...

Main purpose of the Role:To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework. To assist the other members of the Compliance Review Team members in the execution of duties. To conduct internal investigations when directed by Compliance management.To conduct investigations...

Hybrid, London - CityFull time, permanent roleSalary: £65-75k per annumAbout the companyThe CII’s vision is for the CII and PFS professionals to build a better world where people have greater financial resilience. Our members make a significant contribution to ensuring that more people are financially resilient, especially in the fast-changing world we...

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

Be part of a dynamic team within a growth-focused business area, joining a collaborative environment with a strong culture. This role sits within a rapidly expanding sector, offering the opportunity to contribute to new initiatives, including the launch of investment funds on a global scale.Key Responsibilities:Advisory Support: Provide expert guidance on...