Current jobs related to Trainee - Compliance - Regulation & Policy - Others - London, United Kingdom - London, UK - SOCIETE GENERALE

  • Markets Compliance Regulations Specialist

    2 months ago

    London,, UK, United Kingdom Commerzbank AG Full time

    A leading corporate banking and capital markets organisation is seeking a Markets Compliance Officer to join their team in London.Main Purpose of this roleLiaise with and provide support to the Head of the Markets Compliance function, as well as members of the markets compliance team in London.Act as a regulatory risk subject-matter expert for all...

  • Compliance Manager

    3 weeks ago

    London,, UK, United Kingdom Zoul Ltd. Full time

    Company DescriptionZoul is a mental health and well-being app based in the London Area, United Kingdom. The app offers a range of powerful audios, from meditation for high-performers to healing life traumas and deep sleep relaxation. Zoul merges ancient meditation practices with modern techniques to foster deeper sleep, emotional strength, wisdom, and inner...

  • Risk & Compliance Analyst

    3 weeks ago

    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

  • Operations & Compliance Manager - London

    2 weeks ago

    London, London, UK, United Kingdom QED Legal Part time

    Compliance & Ops ManagerLondon-basedWe're currently working with a brilliant Regional Law firm, with over 100 years of service they haev a strong presence across London, Surrey and Middlesex. Currently looking for someone to join on a part time basis- with the opportunity to move into full time as the firms needs increase.You will support on everything...

  • London Resilience Officer

    4 weeks ago

    London, UK, United Kingdom Greater London Authority Part time

    Strategy and Communications sits at the centre of the organisation, bringing together several teams with organisation-wide remits and mutual collaboration opportunities. The work of the directorate’s teams includes delivery of major events, designing and leading public affairs or marketing campaigns, providing data, evidence and analysis, leading...

  • Legal Compliance Analyst

    1 month ago

    London,, UK, United Kingdom Taylor Root Full time

    The Role:We are working with an exciting law firm who are looking for a Legal Compliance Analyst to join their team in London.The role will also involve ensuring that management and employees are in compliance with the rules and regulations of regulatory agencies, company policies and procedures, and that behaviour in the organisation meets the minimum firm...

  • Trainee - Compliance Controls

    4 weeks ago

    London, UK, United Kingdom SOCIETE GENERALE Full time

    Description of the Business Line or Department Societe Generale Group's Compliance Controls team operates as a 2nd Line of Defence function covering both regulatory and financial crime compliance risks. Our objective is to assess and test the adequacy and effectiveness of the 1st Line of Defence compliance risk and control framework that the...

  • Senior Compliance Manager

    3 days ago

    London, UK, United Kingdom Quilter Full time

    About the Business Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees £111.6 billion in customer investments (as at 31 March 2024). It has an adviser and customer offering spanning financial advice, investment...

  • Senior Policy Operations

    3 weeks ago

    London,, UK, United Kingdom Morae Full time

    Job Title: Senior Policy Operations & Enforcement SpecialistLocation: United Kingdom (Hybrid)Company: Morae GlobalPosition Overview:We are seeking an experienced and highly skilled Policy Operations & Enforcement Specialist to join our team. This role focuses on the development, improvement, and enforcement of policies within large, global organizations. The...

  • Head of Compliance

    5 months ago

    London, UK, United Kingdom Gold Grain Capital Ltd Full time

    Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth management services. We work with institutional and professional investors only. The firm is regulated in the...

  • Compliance Business Partner

    1 month ago

    London,, UK, United Kingdom Danos Group Full time

    About the opportunity:My client, a leading global insurance broker based in London, are seeking a Compliance Business Partner to join a dynamic and collegiate team of 8. This role will entail being the main point of contact for business units for regulatory compliance, playing a key role in maintaining an efficient compliance function.Other responsibilities...

  • London Resilience Support Officer

    4 weeks ago

    London, UK, United Kingdom Greater London Authority Part time

    You will have responsibility for interpreting and applying relevant legislation and guidance to drive the preparation for, response to, and recovery from emergencies in London. You will be involved in all aspects of emergency planning working closely with a wide stakeholder group spanning public, private and voluntary/community sector partners in London....

  • Principal Policy and Programme Officer

    1 day ago

    London, UK, United Kingdom Greater London Authority Full time

    The GLA Energy Unit is recruiting two Principal Policy and Programme Officers. The post holders will be responsible for the development and management of work supporting the delivery of a range of projects and programmes to meet the Mayor of London’s ambition to make London a zero carbon city by 2030. The two roles will be working on high-profile projects...

  • Compliance Manager

    4 months ago

    London,, UK, United Kingdom Kentro Capital Full time

    Are you looking for an opportunity to work in a growing business with global exposure. As Kentro Capital continue to evolve and grow, we have an exciting opportunity for a Compliance Manager to join our Compliance Team.The CompanyKentro Capital (Part of the Brown and Brown Group) is a global insurance group headquartered in London. Our purpose is to be the...

  • Senior Fire Engineer

    1 month ago

    London,, UK, United Kingdom Joule Group Full time

    1. About Joule Group- Who are we?Joule Group stands as an independent organisation comprised of fire safety designers, engineers, consultants, and specialists. Our primary objective is to ensure a harmonious and well-coordinated integration of fire safety considerations in design, construction, and operation.At Joule Group, our core values revolve around...

  • Compliance Officer

    4 weeks ago

    London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full time

    Job Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...

  • Compliance Officer

    2 days ago

    London, UK, UK, United Kingdom B4B Payments - A Banking Circle Group Company Full time

    Job Title: Compliance OfficerLocation: London / Travel required / HybridTerm: PermanentSalary: £40,000 (Depending on Experience)Reports to: Head of Compliance and UK MLROAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...

  • Compliance Analyst

    1 month ago

    London, UK, UK, United Kingdom Superb People Ltd Full time

    12 MONTHS CONTRACTHighlighted below are some of the incumbent’s key responsibilities.▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.▪ Assisting in training the London branch on regulatory changes▪ Assisting with regulatory reporting▪ Assisting with Compliance MonitoringCore Responsibilities▪...

  • Compliance Officer

    2 days ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

  • Chef de Partie

    3 weeks ago

    London , London, UK, United Kingdom Burger & Lobster Careers Full time

    *Chef de Partie - London**Zelman Meats Knightsbridge - Chef de Partie* We are a tribe of crazy meat-eaters with a full-on passion for great steak. At Zelman, guests can enjoy a selection of the finest steaks from around the world, cooked by our team of fanatical chefs.Life at Zelman is a tribal education; we're genuinely passionate about sharing...

Trainee - Compliance - Regulation & Policy - Others - London, United Kingdom

3 months ago

London, UK, United Kingdom SOCIETE GENERALE Full time
Description of the Business Line or Department

The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing and controlling reputational risk.

In conjunction with the Business Units and other Service Units (BU/SUs), CPLE performs the following tasks with respect to compliance risk:

defining and implementing the overall normative framework of the Compliance service and monitors its implementation;

defining procedures and implementing a framework to ensure compliance with respect to compliance risks;

awareness-raising among Group employees regarding compliance risk and the strengthening of the compliance culture within the Group;

mapping and analysing Group compliance risk and general vigilance regarding issues likely to harm the Group's reputation or that of one of its activities;

performing the second-level control and supervision of the framework, including independently assessing compliance risk management within the entities/activities with a major impact on the Group's risk profile, and individually with respect to regulated employees, in compliance with the applicable regulations;

monitoring relations with supervisory and regulatory authorities, and representing the Societe Generale Group to these authorities, not including supervisory and regulatory authorities where the Legal function (SEGL/JUR) organises and coordinates the monitoring of these relations, in particular the Autorite de Controle Prudentiel et de Resolution (ACPR) and the European Central Bank (ECB);

consolidating and monitoring significant compliance events in the entities.

Summary of the key purposes of the role

The functional remit of the Regulation and Policy (RAP) team is UK Wholesale Banking, as part of the wider UK Regulatory Compliance team. It is based in London and comprises a strong collaborative model with equivalent teams in the Bank's Wholesale Banking regions (AMER, ASIA, EMEA), Group Compliance, as well as UK Legal, UK Governance & Conduct and Group Secretariat colleagues.

The RAP team's UK Wholesale Banking scope encompasses Societe Generale London Branch (SGLB) and any other in-scope entities supported by the RAP team (currently Societe Generale International Limited (SGIL)).

The key objective of this post-graduate trainee position is to support the delivery of the RAP team's mandates. This calls for:

• A keen interest in the Wholesale Banking industry, Societe Generale's activities in the UK and a general understanding of corresponding UK regulatory obligations, particularly in the context of UK/EU regulatory divergence; and participation in regulation and policy projects.

• The ability to support the RAP team's regulatory horizon scanning, impact assessment and regulatory interpretation engagements, and the ability to identify the impacts of these upon SGLB Compliance policies and procedures.

• Proactive contributions to the RAP team's policy and training activities, informed by a working understanding of Group-level equivalents and the synergies/differences between them.

• An appreciation of the governance and control frameworks in place to fulfil the Bank's regulatory obligations and close collaboration with the team's stakeholders both within and outside of Compliance.

Summary of responsibilities

Under the supervision of senior members of the team:

• Supporting the RAP team with the horizon scanning, notification and action tracking of regulatory developments relevant to UK Wholesale Banking Compliance, including rule changes, evolving regulatory expectations and enforcement actions.

• Supporting the RAP team with the development of quarterly SG London and Group-level committee presentations and management information reports covering policy, regulatory development and training deliverables.

• Supporting the RAP Team with the creation of the annual SG London Compliance Training Development Roadmap and RAP-specific training development, including Compliance Induction, Key Compliance Principles and Complaints Handling modules.

• Collaborating with RAP team members to identify and implement innovative uses of existing technology, to achieve operational efficiencies in the RAP team's regulatory development and policy management processes.

• Maintaining the RAP team's committee and industry event participation Trackers. Rotating the attendance of designated industry forums on regulatory developments with other RAP colleagues and presenting summaries of key discussion points.

• Developing a clear understanding of other UK Wholesale Compliance coverage areas, Business Units, Service Units and products/services provided by the Bank. Utilising on this knowledge to optimise the execution of day-to-day deliverables.

Profile required

Competencies

• Proven interest in financial regulation and the financial services industry.

• A general understanding of UK regulatory principles and frameworks;

• Ability to understand the role of Compliance and its interconnectedness with Risk Management;

• Ability to apply policy governance standards and participate in daily horizon scanning for regulatory developments;

• A willingness to proactively seek support and guidance, and to speak up where necessary;

• Strong time management skills and a good work ethic;

• Ability to communicate clearly, in writing, about key aspects of regulatory developments and their impacts;

• Ability to contribute to management reports with accuracy and attention to detail;

• Strong stakeholder management skills and the ability to collaborate productively with others;

• Strong organisational skills, with the ability to accurately interpret and present information from a range of sources;

• Ability to coordinate stakeholder actions and follow up on open points;

• Extensive knowledge of Microsoft Office applications.

Why join us

People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond that of our competitors, so you know our names, and we know yours. It's personable, human, and inspires success through passion. By encouraging open mindedness and a willingness to share ideas, we have adapted to market changes and thrived through innovation. Bringing words like "hard work" and "dedication" together with "community" and "respect" has enabled us to work collaboratively and build our future together. We call this Team Spirit and it's what makes us different. It's what makes you different.

Business insight

If you feel you have the required experience and qualifications, then please apply to the SG Resourcing Team, and we will manage your application. At Société Générale, we believe our people are our strength and are core to the success of our business. As such, we search for, recruit and appoint the best available person on the basis of aptitude and ability, regardless of sex, marital or civil partnership status, race, colour, nationality, ethnic or national origins, pregnancy, disability, age, sexual orientation, religion, belief or gender identity.

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

Reference: 24000KL6
Entity: SG CIB
Starting date: 2024/10/28

Publication date: 2024/08/13