Compliance Manager/Director
3 weeks ago
A boutique investment firm based in Central London is seeking a part-time regulatory advisor to support their trading and investment activities across various asset classes. The role involves providing legal and compliance guidance, coordinating with external lawyers, and assisting in transaction execution. You will work closely with the investment team on negotiated deals and ensure all legal documents, including NDAs and contracts, are reviewed and managed efficiently.
In this role, the appointee will also be responsible for advising on compliance matters across the firm, covering regulatory reporting, AML/KYC requirements, and relevant laws for engaging investors. Additionally, you will assist the finance team with regulatory aspects of investor reports and fund notices.
This position requires a proactive approach to monitoring regulatory developments, updating compliance policies, and conducting compliance audits. Regular engagement with internal teams and external parties such as auditors and regulatory bodies is key to ensuring the firm's ongoing adherence to FCA regulations and other applicable laws.
We are keen to receive applications from experienced compliance professionals with asset management experience.
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Compliance Manager
4 days ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
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Compliance Associate
2 weeks ago
UK, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well regarded and fast growing online retail brokerage and is currently seeking a compliance associate to join their teamTHE RESPONSIBILITIES:Provide advice to the businessReview of policies and procedures to ensure that they are in line with applicable requirements and internal processes;Compliance risk assessments and...
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Compliance Manager
4 days ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
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AML Compliance Manager
4 days ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...
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Compliance Analyst
4 days ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
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Compliance Team Leader
5 months ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeA top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support the...
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Compliance Director
3 weeks ago
London, UK, UK, United Kingdom HAYS Full timeYour new companyYou will be working for a rapidly scaling insurance group with an international presence at an exciting time on their journey. Working at group level, you will play a crucial role in developing the businesses compliance culture and frameworks.Your new roleWe are looking for a Compliance Director to join the team and take charge of managing...
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Director of Financial Crime
2 months ago
London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeA leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...
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Corporate Tax Compliance Director
2 weeks ago
UK, UK, United Kingdom Duncan & Toplis Full timeOur Corporate Tax team is seeking an Tax Director, who has experience in Corporate Tax Compliance. This role will be instrumental in leading the delivery of UK corporate tax compliance work for clients in a range of industries including high street brands. In addition, you will be taking responsibility for client relationships, delivering client assignments...
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In House Counsel
5 months ago
UK, UK, United Kingdom The Legal Director Part timeWe are looking for UK-based senior business lawyers who are qualified in England & Wales with significant in-house experience and at least 10 years PQE.Selling legal services in a way that no-one else does, The Legal Director provides businesses with high-calibre, experienced lawyers on a part-time and/or flexible basis. The Legal Director is ideal if you...
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Head of Risk and Compliance
4 weeks ago
UK, UK, United Kingdom Outsourced Professional Administration Limited Full timeJob Mission: To provide a Compliance and Risk service to the Directors and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Lead and manage the Compliance team to ensure procedures and services delivered adhere to the regulations that apply to a regulated financial services business. Ensure all...
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Compliance Manager
1 month ago
London, UK, UK, United Kingdom Asta Capital Limited Full timeMain purpose of job:To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance Team, attending meetings, producing reports and deputising as required.Generic tasks:ISO 27001 All Staff - to comply with the applicable Information Security Management System (ISMS) policies, including Clear Desk and...
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Compliance Officer
3 weeks ago
UK, UK, United Kingdom Wright Hassall LLP Full timeWe are currently seeking to recruit an experienced and determined professional to join the Firm as Compliance Officer.Reporting to the Risk & Compliance Manager, this role is responsible for supporting with the execution and continuous improvement of the Compliance Function to ensure effective risk management, as well as compliance with regulatory...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a General Insurance firm to appoint a Compliance Manager into their Compliance Advisory function. Responsible for providing accurate & timely advice and sign off to various business stakeholders on compliance with applicable regulatory requirements. Ensure that all areas of the business understand the regulatory...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Davies Talent Solutions Full timeDavies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.Role Overview:As a Compliance Manager, you will be instrumental in ensuring the organisation’s compliance with regulatory requirements and industry standards. Your key responsibilities will include developing and implementing...
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Compliance Manager
2 months ago
UK, UK, United Kingdom Nashrock Insurance Recruitment Full timeThe Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring Assistant General Responsibilities:1. ISO...
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Compliance Manager
4 weeks ago
UK, UK, United Kingdom Changing Social Full timeChanging Social: Empowering Your Digital Transformation JourneyAt Changing Social, we are a leading Microsoft Modern Work Solutions Partner, dedicated to the people side of digital transformation. Our mission is to ensure that organisations and their people maximise the value of their Microsoft 365 investments, achieving their best work effortlessly and...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Medlock Partners Full timeCompliance ManagerManchester CityHybrid (1 day a week from home)A prominent law firm is looking for an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester. This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm’s Anti-Money...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Hanover Full timeJob OverviewHanover is an APSCo certified recruitment business specialising in Digital, Data & Technology contract engagements with Public Sector clients. We are a small team, currently punching above our weight in terms of contractor numbers and annual revenue, on a journey to scale significantly over the coming two years.We are seeking a dedicated and...
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Financial Director
4 weeks ago
UK, UK, United Kingdom Blackwaters Consulting Group Full timeBlackwaters are looking for a hands-on Finance Director to join a manufacturing business based in Croydon. With a turnover of circa £50 million, they are market leaders in their field and have ambitious onward expansion plans. Reporting to the Managing Director, this new role will oversee all aspects of the finance function including maximising working...