Risk & Compliance Solicitor

7 days ago

Hertfordshire, United Kingdom QED Legal Full time

Job DescriptionRisk & Compliance SolicitorHertfordshireCompetitive + excellent benefitsWe’re working with a fabulous leading Legal 500 and Chambers ranked law firm looking to add into their risk and compliance function. This is a great role for an experienced Compliance Solicitor to drive best practice across the firm, advise on code of conduct, ethics and more.You’ll be joining a supportive, award-winning team that values professional growth, collaboration, and innovation in compliance and risk management.The RoleYou’ll provide specialist advice and hands-on support across all areas of regulatory and professional compliance. You’ll work closely with the firm’s senior leadership, ensuring the business remains compliant with evolving regulations and best practices.Key responsibilities include:\tSupporting the firm’s Compliance Officer, MLRO, and DPO on SRA, AML, and data protection matters\tProviding practical advice to staff on issues such as confidentiality, conflicts, and regulatory obligations\tReviewing and updating compliance policies and procedures, ensuring alignment with new regulations\tAssisting with audits, investigations, and professional negligence matters\tLiaising with insurers and regulatory bodies where required\tDesigning and delivering compliance and AML training for staff\tConducting file reviews (Regulatory, AML, PEP) and coordinating corrective actions\tMonitoring emerging regulatory trends, including AI and cybersecurity risks\tAdvising on risk management for the firm’s separate business entitiesAbout You?You’re a qualified lawyer (ideally 3–5 years PQE) with strong experience in regulatory compliance, risk management, or professional standards within a legal environment.\tIn-depth knowledge of SRA Standards & Regulations, AML, and Data Protection\tProven experience in complaint handling or professional negligence matters\tExcellent communication and advisory skills\tConfidence working with senior stakeholders, regulators, and clients\tA proactive mindset with strong analytical and problem-solving ability\tInterest or awareness of emerging risks such as AI and cybersecurityWhat’s in it for you?\tCompetitive salary based on experience\tHybrid working\t25 days holiday per year\tContributory pension scheme\tPrivate health cover & life assurance\tDiscretionary annual bonus\tSupportive culture with career development opportunitiesThis is a standout opportunity to take ownership of a key regulatory role within a leading UK law firm.You’ll play a central part in shaping compliance strategy while developing your expertise across SRA, AML, and data protection. 

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