Compliance Testing Avp
2 weeks ago
Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Testing AVP.
As a Compliance Testing AVP you will be responsible for conducting thematic reviews of various business policies within the investment banking arm of this large banking group.
You will also be responsible for:
- Understanding and analysing compliance controls
- Designing and leading on reviews
- Remediating issues identified in the reviews as well as delivering annual Compliance monitoring plan objectives.
- Providing compliance training from time to time
- Analysing M.I to further improve the compliance framework and CMP.
To be considered for this role you should have strong compliance monitoring experience gained in financial services.
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Compliance Monitoring
2 weeks ago
London, United Kingdom eFinancial Careers Full timeThe Central Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for all business lines and locations of State Street to support Business Risk Management in assessing and continuously improvingthe bank's control environment. This AVP role leads the small but growing Central Testing Team within...
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AVP Internal Auditor
1 week ago
London, United Kingdom Page Personnel Full timeAVP Internal Auditor required for an excellent Internal Audit function.Investment and Corporate Banking client in London.About Our ClientInternational Investment and Corporate Bank, based in London.Large Internal Audit function with SME teams adding an AVP Internal Auditor .Job DescriptionThe AVP level Internal Auditor will be supporting audits covering all...
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Compliance Monitoring Avp
2 weeks ago
London, United Kingdom Robert Walters Full timeBased in London, a leading global investment bank are looking for a new Compliance Monitoring AVP to join their team. Key responsibilities in this role will include: - Design, support and deliver reviews that provide strong insight and value by identifying risks and issues, or examples of good practice. Clearly articulating root causes, outcomes and...
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Compliance AVP
1 week ago
London, United Kingdom Moody's Corporation Full time £125 - £150Compliance AVP - EMEA Regulatory CoordinationDo you have the following skills, experience and drive to succeed in this role Find out below.Join to apply for the Compliance AVP - EMEA Regulatory Coordination role at Moody's CorporationAt Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We create an inclusive...
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Compliance AVP
2 weeks ago
London, United Kingdom Moody's Corporation Full time £125 - £150Compliance AVP - EMEA Regulatory CoordinationIf you are interested in applying for this job, please make sure you meet the following requirements as listed below.Join to apply for the Compliance AVP - EMEA Regulatory Coordination role at Moody's CorporationAt Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We...
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Control Room AVP
2 days ago
London, United Kingdom Michael Page Full timeThis is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and...
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Avp Compliance
1 week ago
London, United Kingdom Third Bridge Full timeCompany Description **Company Overview** At Third Bridge, we’re a primary research business providing professional services to Private and Public Equity Investors, Investment Consultants, Investment Managers, and more. We help those investors understand companies and the issues they face. We build and share intelligence on key industry drivers and the...
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Compliance AVP
2 weeks ago
Greater London, United Kingdom Moody's Corporation Full timeCompliance AVP - EMEA Regulatory Coordination Join to apply for the Compliance AVP - EMEA Regulatory Coordination role at Moody's Corporation At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We create an inclusive environment where everyone feels welcome to be who they are, encouraging innovative thinking and...
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Technology Risk Manager, Process
3 days ago
Greater London, United Kingdom Ccgmag Full timeA leading financial institution in Greater London is seeking a Technology Risk Manager (AVP) to enhance compliance and efficiency within their operations. The ideal candidate will have at least 3 years of relevant experience and a degree in business, finance, or law. Key responsibilities include developing and maintaining processes for regulatory compliance,...
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Operational Risk AVP
2 days ago
Greater London, United Kingdom Page Personnel Full timeOverviewOperational Risk AVP - Private Banking client.Role based in either Guernsey, Jersey or London.About Our ClientThis is a well-established private banking organisation. Based in locations globally - this role can sit in either Jersey, Guernsey or London. The bank is hiring an Operational Risk AVP.Job DescriptionThe Operational Risk AVP will :Develop...