Compliance Monitoring Officer

Compliance Officer, Monitoring Location: London Reports to: Head of Compliance Monitoring **Salary**: £80,000 per annum Overview: My client is a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role involves defining the compliance monitoring framework, advising on...

**Our Client**: We are working with a boutique Asset Management firm, supporting their search for a Compliance Officer in their London based office. The roles primary function will be carrying out tasks related to the Compliance Monitoring Programme, however there will be wider tasks given the small team. **Responsibilities**: - Compliance Monitoring -...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

Our client a Financial Services firm is looking to hire a Compliance Monitoring Officer to join a fantastic compliance team (for full job description please apply): Role Responsibilities: - Ensure that monitoring and surveillance activities are undertaken according to agreed procedures and frameworks. - Monitoring and surveillance activities will include...

An expanding international bank are looking to recruit a Compliance Monitoring Officer to join their broader Compliance function in the London Officer. **Main Responsibilities** - Plan and conduct independent Compliance Monitoring reviews as assigned from the annual plan, in line with the Compliance Monitoring Methodology. This include the ability to lead...

At Chase de Vere, we value excellence, integrity, and personal growth. Joining our team means being part of a supportive environment where your professional development is prioritised, and your contributions are recognised. If youre looking for a place where you can make a real impact and grow your career, consider Chase de Vere. Together, we help clients...

A pension fund in London are seeking a permanent Compliance Assurance/Monitoring Officer to join their team. As a Compliance Assurance Officer, you will sit within the Compliance team, reporting to the Head of Compliance. The role supports ensuring compliancewith the FCA regulatory and the organisations Operational Framework requirements, through the...

At Bionic, we're making life radically easier for small business owners. We’re building a one-stop shop for business essentials that’s powered by smart technology and world class human service giving them an experience so good that they trust Bionic to sort all their business needs for them. To support our continued growth and exciting plans, we’re...

**Compliance Monitoring Officer** Group Risk & Compliance (‘GRC’) The Group Risk & Compliance function is led by Group CRO. The CRO with his leadership team is continuing to grow and build a leading, high performance GRC function that can support and oversee a changing and vibrant business in managing the risks that matter. At a macro level, the key...

At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial...