Compliance Monitoring Officer

Compliance Officer, Monitoring Location: London Reports to: Head of Compliance Monitoring **Salary**: £80,000 per annum Overview: My client is a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role involves defining the compliance monitoring framework, advising on...

**Our Client**: We are working with a boutique Asset Management firm, supporting their search for a Compliance Officer in their London based office. The roles primary function will be carrying out tasks related to the Compliance Monitoring Programme, however there will be wider tasks given the small team. **Responsibilities**: - Compliance Monitoring -...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

Our client a Financial Services firm is looking to hire a Compliance Monitoring Officer to join a fantastic compliance team (for full job description please apply): Role Responsibilities: - Ensure that monitoring and surveillance activities are undertaken according to agreed procedures and frameworks. - Monitoring and surveillance activities will include...

My Insurance client is urgently seeking a Compliance Monitoring Officer to assist with the below; - Provide robust regulatory advice, guidance and support, on all aspects of distribution related activities - Contribute to the development of the Compliance Department - Promote strong regulatory awareness within the business - Lead on delivering risk based and...

An expanding international bank are looking to recruit a Compliance Monitoring Officer to join their broader Compliance function. The role will work closely with Senior Management both in the team and wider business. **Main Responsibilities** - Plan and conduct independent Compliance Monitoring reviews as assigned from the annual plan, in line with the...

OverviewJob Description: As a Junior Compliance Officer, you will be a part of our Manila Team, reporting to bluedog's Chief Operating Officer. Your main objective is to advise members of the business on compliance matters. Researching and understanding changes in legislation, and how they would affect the business. Remediating and reviewing KYC files, and...

A Compliance Monitoring Officer is required by an established, ambitious FinTech to instil a risk aware culture, both within the 1st Line of Defence and with 3rd parties (ARs and IARs). The business is embarking on a period of sustained growth, and you willwork closely with the sales team to bolster the 1st Line of Defence whilst also enhancing 2nd Line...

At Chase de Vere, we value excellence, integrity, and personal growth. Joining our team means being part of a supportive environment where your professional development is prioritised, and your contributions are recognised. If youre looking for a place where you can make a real impact and grow your career, consider Chase de Vere. Together, we help clients...

A pension fund in London are seeking a permanent Compliance Assurance/Monitoring Officer to join their team. As a Compliance Assurance Officer, you will sit within the Compliance team, reporting to the Head of Compliance. The role supports ensuring compliancewith the FCA regulatory and the organisations Operational Framework requirements, through the...