Compliance Monitoring Specialist
5 days ago
Our people make us who we are. We’re a diverse and inclusive bunch, and it’s important you can feel you belong here. We value everybody for who they are and what they bring to the table, supporting one another as we continue to deliver for our customers.
- Undertake monitoring of the 1st/front line operational business area’s adherence to processes, policies and procedures.
- Act as an independent review and evaluation function to ensure that FCA compliance issues are being appropriately identified, investigated, managed and resolved.
- Prepare relevant compliance reporting to meet both internal and regulatory requirements.
- Engage with 1st/front line operational business teams to drive compliance awareness, culture and improvements.
- Provide assurance that financial services related legal and regulatory changes are effectively identified and implemented.
The role provides ongoing monitoring to provide assurance that the business is compliant with its legal and regulatory obligations and related policies and processes. Actively challenges the business on their ongoing management of compliance risks and provides reports and insight to support continuous improvement and effective management of risk and compliance.
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Information Specialist
18 hours ago
Reading, United Kingdom AWE Full timeInformation Specialist - Compliance Location: RG7 4PR, located between Reading and Basingstoke, with free onsite parking. Package: £39,500 - £50,000 (depending on your suitability, qualifications, and level of experience) Working pattern: AWE operates a 9-day working fortnight. - Hybrid working is available for this role on an informal, non-contractual...
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Compliance Specialist
2 weeks ago
Reading, United Kingdom AWE Full timeWhat if you could work with remarkable people on extraordinary things? What if the end result was something a little bit special? What if your role was mission critical? For nearly 70 years, AWE has been at the forefront of nuclear weapons research and development. We have a critical mission: to provide the warheads for the UK’s ultimate deterrent -...
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Senior Compliance Monitoring Manager
1 week ago
Reading, United Kingdom Ascot Lloyd Full timeA fantastic opportunity to be part of a collaborative and forward-thinking team in a growing national business. We're all about putting people first - whether it's our clients or our colleagues - and we live our values every day: Client First Clarity Expertise Collaboration Please do apply if you think you would be a great fit for this role - we look forward...
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Condition Monitoring Specialist
2 weeks ago
Reading, United Kingdom AWE Full timeWhat if you could work with remarkable people on extraordinary things? What if the end result was something a little bit special? What if your role was mission critical? For nearly 70 years, AWE has been at the forefront of nuclear weapons research and development. We have a critical mission: to provide the warheads for the UK’s ultimate deterrent -...
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Finance Compliance Specialist
2 weeks ago
Reading, Reading, United Kingdom AWE Full time £36,710 - £42,000If you'd like to be considered for this opportunity we encourage you to apply promptly to avoid disappointment as if applications are high the role will close before the closing date given. AWE is recruiting for a Financial Compliance Specialist responsible for monitoring compliance with AWE's Internal Financial Control Framework, ensuring key controls and...
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Vat Compliance Specialist
2 weeks ago
Reading, United Kingdom Three Full timeOur people make us who we are. We’re a diverse and inclusive bunch, and it’s important you can feel you belong here. We value everybody for who they are and what they bring to the table, supporting one another as we continue to deliver for our customers. - Responsibility for the accurate preparation of the VAT returns, taking full ownership of the...
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Compliance Advisor
1 week ago
Reading, United Kingdom Investec Full timeInvestec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and...
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Electrical Inspector
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Reading, United Kingdom Guardian Electrical Compliance Full timeSalary & Benefits: £48,367.80 - £50,661 / (OTE up to £77,000 with paid travel time!) / Pension / Comprehensive Training / Company Vehicle + Fuel Card / Testing Equipment / Generous Holiday Entitlement Who are Guardian Electrical Compliance? Guardian Electrical Compliance Ltd is the UKs leading specialist in electrical safety, focusing on the inspection...
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Cass Monitoring Officer
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Reading, United Kingdom Equiniti Full timeEquiniti provides the tools investors need to access the market and buy, sell, and hold investments in a cost-effective way. Our platforms provide a flexible choice of investments and account types with over 8,000 shares, Exchange Traded Funds, bonds, fundsand other assets, all available within a dealing account, ISA and SIPP. Our prices are fair and...
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Pollution Compliance Specialist
5 days ago
Reading, United Kingdom Thames Water Full time**Who are we?** Thames Water is the UK’s largest water and wastewater company. We make a daily difference to our 15 million customers by supplying 2.6 billion litres of water through 32,000 km of pipes, keeping taps flowing and toilets flushing.?? At Thames Water, every one of our actions, big and small, matters every day. Water is essential to life, so...