Compliance Monitoring Specialist

5 days ago


Reading, United Kingdom Three Full time

Our people make us who we are. We’re a diverse and inclusive bunch, and it’s important you can feel you belong here. We value everybody for who they are and what they bring to the table, supporting one another as we continue to deliver for our customers.
- Undertake monitoring of the 1st/front line operational business area’s adherence to processes, policies and procedures.
- Act as an independent review and evaluation function to ensure that FCA compliance issues are being appropriately identified, investigated, managed and resolved.
- Prepare relevant compliance reporting to meet both internal and regulatory requirements.
- Engage with 1st/front line operational business teams to drive compliance awareness, culture and improvements.
- Provide assurance that financial services related legal and regulatory changes are effectively identified and implemented.

The role provides ongoing monitoring to provide assurance that the business is compliant with its legal and regulatory obligations and related policies and processes. Actively challenges the business on their ongoing management of compliance risks and provides reports and insight to support continuous improvement and effective management of risk and compliance.


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