Advice Framework Manager

1 week ago


London, United Kingdom Huntswood Full time

Our client, a leading provider of financial advice, has an immediate opening for an Advice Framework Manager to join the business.

The Advice Framework Manager is responsible for,
- The ongoing development and maintenance of the Advice control framework, ensuring that this remains in line with the businesses risk appetite and continues to drive good customer outcomes aligned to Financial Conduct Authority (FCA) regulatory requirements
- Development of Advisor tools, ensuring that these are fit for purpose and support the delivery of good customer outcomes
- Delivery of transformation and project work including supporting new proposition and product development
- Horizon scanning, ensuring the business remains aware of the latest regulatory developments governing suitability of advice and associate customer outcomes

The successful applicant will demonstrate
- Level 4 Diploma qualified or equivalent and ideally approaching or working towards Level 6
- Excellent knowledge of suitability of advice and FCA requirements aligned to the distribution of wealth and investment products
- Strong technical knowledge of protection, pensions, investments, taxation, estate planning and trusts
- Excellent communication skills both written and verbal



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