Senior Compliance Associate

21 hours ago

City of London, United Kingdom Willow Resourcing Full time

**Senior Compliance Associate - Investments**

**Leading Independent Financial Services Compliance Consultancy**

**London (Hybrid - 2 days in the office, 3 days working from home per week)**

**Salary: £35k - £65k + benefits**

**Are you frustrated by your lack of career progression? You’ve hit all your KPI’s, aced all your reviews and ticked all the necessary boxes, but that promotion just hasn’t happened**

**What if I told you that you could work for a business where you control just how far you can go? No glass ceilings. No 'dead man’s shoes’. Just you, your ability and your ambition.**

Here’s a company where your career progression is in your hands and your hands only. Isn’t that refreshing And that means you’ll join many others in enjoying a long and successful career there.

You’ll be working for an established, highly successful Compliance Consultancy that provides expert compliance advice and support across the Financial Services arena. You’ll join the Investments team and use the knowledge and experience you’ve already accumulatedto assist in the delivery of projects and regulatory solutions for clients across London (almost always virtually).

You may be assisting with FCA authorisation processes or changes in permissions, reviewing financial promotions, assisting with the development of Compliance policies and procedures or simply providing Compliance advice and support to clients. You’ll alsoget involved in performing annual audits and writing audit reports (with support).

These roles are highly varied, and you’ll get great exposure to a wide variety of businesses at all stages of development. All of which will help you take your career on to the next level.

You’ll already have gained broad Compliance experience within an investment firm (Private Equity, Fund Management, Investment Management, Wealth Management, CFD Brokerages, Trader Brokers, etc.) and will ideally have a good working knowledge of FCA regulatoryrules for MiFID or AIFMD firms.

You’ll also possess excellent communication skills, both written and verbal, and have a proven ability to build strong working relationships.

**Interested?**

Click apply. Not got an up to date CV? Don’t worry, send over what you have and we’ll pick it up from there.

  • Compliance Associate

    1 day ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management business based in London. They are looking for a Compliance Associate to join the thriving team.THE RESPONSIBILITIES:The main focus of the Compliance Associate role is to support the Chief Compliance Officer (CCO") and MLRO to manage the regulatory compliance function in the Business.Staying abreast of...

  • Compliance Associate

    20 hours ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading world-wide broker; they are based in the City with a vast Global presence. **THE RESPONSIBILITIES**: - Providing day-to-day compliance advice and guidance to business areas - Design and maintenance of compliance policies and procedures - Analysis and interpretation of relevant laws and regulations, including...

  • Senior Associate, Core Compliance

    1 week ago

    City Of London, United Kingdom Barings Full time

    OverviewAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our...

  • Senior Compliance Associate

    5 days ago

    City of London, United Kingdom Twenty84 Ltd Full time

    Our client, a multi-award winning consultancy firm based in London, is looking for a full-time Senior Compliance Associate to work within their Payment Services team. The company are offering a competitive salary as well as an excellent benefits package. The role is offered on a hybrid working basis, with 2 days in the office and 3 days home-working. In...

  • Senior Compliance Associate Credit

    2 weeks ago

    London, United Kingdom Page Personnel Finance Full time

    The Senior Compliance Associate (Credit) will sit with the Credit team and provide Compliance support to FCA regulated business. This is a permanent position and will suit someone with a good working knowledge of consumer credit. This position is based inthe City of London. **Client Details** The client is a compliance consultancy, providing expert...

  • Risk & Compliance Paralegal

    21 hours ago

    London, United Kingdom AJ Fox Compliance Full time

    An international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. The purpose of this role is to support the GC on all Risk & Compliance matters and projects. This is an...

  • Associate Director

    5 days ago

    City Of London, United Kingdom Mace Full time

    Associate Director - Senior Data Protection Compliance Join to apply for the Associate Director - Senior Data Protection Compliance role at Mace. Overview At Mace, our purpose is to redefine the boundaries of ambition. We believe in creating places that are responsible, bringing transformative impact to our people, communities and societies across the globe....

  • Senior Compliance Associate Investments

    5 days ago

    London, United Kingdom Twenty84 Ltd Full time

    Do you have financial services compliance experience, and are you seeking a new job in London? We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £45,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study...

  • Senior Compliance Associate

    7 days ago

    London, United Kingdom Athora Full time

    Executive Summary Role Title: Senior Compliance Associate Team: Compliance Function: Group Risk and Compliance Location: London, Hybrid working Type of contract: Fixed Term Contract (12 months) Purpose of this role The Senior Compliance Associate will play a key role within the Compliance function. The role-holder will be responsible for ensuring that...

  • Senior Associate

    2 weeks ago

    City of Edinburgh, United Kingdom Brodies Full time

    A prominent UK law firm is looking for an experienced Associate/Senior Associate in Dispute Resolution/Risk, Government & Compliance specializing in Criminal Law. The successful candidate will provide expert legal advice and representation to a variety of clients, draft legal documents, and manage client relationships. Ideal applicants should be qualified as...