Compliance Manager
1 week ago
**Compliance Manager**
**Surrey**
**To £60,000 plus bonus and benefits**
Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer.
- Liaise with HR on the allocation of on-line compliance training
- Coordinate projects that relate to new regulatory rules
- Update & write internal compliance policies & procedures and take full responsibility for these areas as allocated by the Head of Compliance
- Review and summarise regulatory updates
- Assist with training sessions for sales teams and wider business in relation to Culture and Conduct, Senior Managers and Certification Regime (SMCR) and any other training required to be given by Compliance team.
- Maintain the introducer spreadsheet ensuring all introducers have relevant FCA permissions for regulated activities
- Ensure applicable introducers are set up correctly on Alfa system (e.g. set up to be able to introduce regulated business)
In the first instance please send your CV in confidence to Lucy Davies
-
Compliance Manager
3 weeks ago
Richmond, United Kingdom MERJE Ltd Full timeOur client is a rapidly expanding Wealth Management firm who are looking for an experienced Compliance Manager to join the team. As Compliance Manager you will support the Head of Compliance Advisory and ensure consistent adherence to regulatory obligations across our national adviser network. The role will involve taking responsibility for the following:...
-
Quality and Regulatory Compliance Manager
2 days ago
Richmond, United Kingdom TTI of USA Full timeThe Quality Compliance Manager ensures effective deployment of company risk-based Food Safety management program from design to execution covering, Internal Manufacturers, External Manufacturers, Suppliers and Trademark, and Licensing agreements. Responsibilities Support BU’s operation to Global Quality Policies and capture operational feedback to help...
-
Head of Compliance, Risk
1 week ago
Richmond, United Kingdom eFinancial Careers Full timeWe are recruiting for a leading Financial Planning and Wealth Management firm. The Compliance Officer & MLRO will provide both day-to-day support and challenge to the business, in order to ensure that the firm remains compliant with its regulatory requirementsand within the risk appetite, policies, limits set by the Board. **Main Responsibilities** -...
-
Senior Compliance Officer
1 week ago
Richmond, United Kingdom Marex Group Full timeMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with...
-
Richmond, United Kingdom Marex Group Full timeA global financial services platform in Richmond is seeking a Senior Compliance Officer to manage regulatory requests and support compliance operations. The candidate should have 5-8 years' experience in a UK regulated environment, strong interpersonal skills, and a proven track record in stakeholder management. Responsibilities include drafting regulatory...
-
Regulatory Compliance Specialist
2 days ago
Richmond, United Kingdom US Tech Solutions Full timeDuration: 5 months contract Job Description: The Quality Compliance Manager ensures effective deployment of risk-based Food Safety management program from design to execution covering, Internal Manufacturers, External Manufacturers, Suppliers and Trademark, and Licensing agreements. How you will contribute Support BU’s operation to Global Quality Policies...
-
Regional Compliance Lead – Mid-Atlantic
6 days ago
Richmond, United Kingdom WinnCompanies Full timeA national affordable housing management firm is seeking a Regional Compliance Specialist in Richmond, England. The role involves ensuring adherence to regulations, delivering training, and compliance monitoring across properties. Ideal candidates should have significant experience with affordable housing programs and strong communication skills. The...
-
Regional Compliance Specialist
2 days ago
Richmond, United Kingdom WinnCompanies Full timeWinnCompanies is looking for a Regional Compliance Specialist to join our team and support properties throughout the surrounding Mid-Atlantic Region. The Regional Compliance Specialist is responsible for ensuring that all policies and procedures from WinnResidential and affordable housing agencies are communicated to, and implemented by site managers and...
-
Federal Records Analyst for Investigations
1 week ago
Richmond, United Kingdom FSA Full timeA federal law enforcement agency seeks a Records Examiner/Analyst to review and evaluate data, ensuring quality and compliance. Candidates must have a relevant degree or diploma and must possess strong communication and analytical skills. This role includes managing case files and providing accurate reports. A comprehensive benefits package includes health...
-
Lead Food Safety
6 days ago
Richmond, United Kingdom US Tech Solutions Full timeA global staff augmentation firm is seeking a Quality Compliance Manager for a 5-month contract. The role involves ensuring food safety compliance at the Richmond Bakery, managing quality programs, and leading a small team. Ideal candidates will have a background in food science and at least 5 years of Food Safety leadership experience. Strong collaboration...