Regulatory Compliance Lead – Financial Services
1 week ago
A global financial services platform in Richmond is seeking a Senior Compliance Officer to manage regulatory requests and support compliance operations. The candidate should have 5-8 years' experience in a UK regulated environment, strong interpersonal skills, and a proven track record in stakeholder management. Responsibilities include drafting regulatory responses, handling audit requests, and supporting onsite reviews. This role offers a dynamic environment where you can demonstrate your expertise in compliance and contribute to the regulatory framework.
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Senior Compliance Officer
1 week ago
Richmond, United Kingdom Marex Group Full timeMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with...
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Regulatory Affairs Officer
2 weeks ago
Richmond, United Kingdom Derivco Full timeDerivco is a leading software development house in the online gaming world. Working alongside our key partners, to include Betway, we design, develop, illustrate and animate the best online casino games in the industry. We’re proud to say we employ over 2,000 of the brightest minds in the industry across our offices in the USA, South Africa, Isle of Man,...
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Head of Compliance, Risk
1 week ago
Richmond, United Kingdom eFinancial Careers Full timeWe are recruiting for a leading Financial Planning and Wealth Management firm. The Compliance Officer & MLRO will provide both day-to-day support and challenge to the business, in order to ensure that the firm remains compliant with its regulatory requirementsand within the risk appetite, policies, limits set by the Board. **Main Responsibilities** -...
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Regulatory Compliance Specialist
3 days ago
Richmond, United Kingdom US Tech Solutions Full timeDuration: 5 months contract Job Description: The Quality Compliance Manager ensures effective deployment of risk-based Food Safety management program from design to execution covering, Internal Manufacturers, External Manufacturers, Suppliers and Trademark, and Licensing agreements. How you will contribute Support BU’s operation to Global Quality Policies...
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Quality and Regulatory Compliance Manager
3 days ago
Richmond, United Kingdom TTI of USA Full timeThe Quality Compliance Manager ensures effective deployment of company risk-based Food Safety management program from design to execution covering, Internal Manufacturers, External Manufacturers, Suppliers and Trademark, and Licensing agreements. Responsibilities Support BU’s operation to Global Quality Policies and capture operational feedback to help...
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Senior Quality
13 hours ago
Richmond, United Kingdom GBUK Full timeWe’re Hiring: Senior Quality & Regulatory Associate | GBUK Group (Bicester)Location: Telford Business Centre, Telford Rd, Bicester OX26 4LDReports to: Compliance DirectorGBUK Group is a leading provider of specialist medical devices, trusted by healthcare professionals across the UK and internationally. We are expanding our team and seeking a Senior...
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Financial Advisor
3 days ago
Richmond, United Kingdom Valeo Financial Advisors LLC Full timeCareer Opportunities with Valeo Financial Advisors LLC Financial advice is more than just investments. Share with friends or Subscribe! Current job opportunities are posted here as they become available. Valeo Financial Advisors is one of the largest RIA firms in the Midwest, with over $10B in assets under management, and is rapidly growing and expanding. We...
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Financial Controller
1 week ago
Richmond, United Kingdom Castle Employment Group Full timeJob DescriptionA well-established and growing manufacturing business based in Malton is recruiting for an experienced Financial Controller to join their finance team on a permanent basis.This is an exciting opportunity for a hands-on and commercially focused finance professional to take ownership of the finance function within a multi-site business. Offering...
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Compliance Manager
1 week ago
Richmond, United Kingdom CBC Resourcing Solutions Full time**Compliance Manager** **Surrey** **To £60,000 plus bonus and benefits** Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer. - Liaise with HR on the allocation of on-line compliance training - Coordinate projects that relate to new...
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Compliance Manager
3 weeks ago
Richmond, United Kingdom MERJE Ltd Full timeOur client is a rapidly expanding Wealth Management firm who are looking for an experienced Compliance Manager to join the team. As Compliance Manager you will support the Head of Compliance Advisory and ensure consistent adherence to regulatory obligations across our national adviser network. The role will involve taking responsibility for the following:...