Regulatory Compliance Lead – Financial Services

1 week ago


Richmond, United Kingdom Marex Group Full time

A global financial services platform in Richmond is seeking a Senior Compliance Officer to manage regulatory requests and support compliance operations. The candidate should have 5-8 years' experience in a UK regulated environment, strong interpersonal skills, and a proven track record in stakeholder management. Responsibilities include drafting regulatory responses, handling audit requests, and supporting onsite reviews. This role offers a dynamic environment where you can demonstrate your expertise in compliance and contribute to the regulatory framework.
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