Operations Risk

**Are you ready to explore a world of possibilities?**

Join our DTCC family, and you’ll grow your expertise and become the best version of you. As you embark on a new journey, you’ll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.

**Pay and Benefits**:

- Salary range £23000-26000 per annum with bonus
- Comprehensive health and life insurance and well-being benefits.
- Pension
- Paid Time Off and other leave of absence
- **_Flexible/Hybrid Work Arrangements _**

**Why you'll love this job**:
Being a member of the Operations, Risk and Control team, you will be part a team that delivers world-class safety and soundness for the global financial services industry. The team provides DTCC’s portfolio of core securities and superior transaction processing and client services support in an environment that minimizes risk and cost while maximizing efficiency. We are thought partners and advisors to the business, go-getters, and change agents who have a passion for aligning business practices with current laws and regulations.

**Your Primary Responsibilities**
- Determining how to promptly resolve client inquiries using internal and external resources.
- Performing day-to-day processing activities for the operating area
- Ensuring strict adherence to procedures and critical time frames
- Contributing to develop/modify procedures and controls in order to reduce risk
- Interacting with participants, paying agents, transfer agents, and other DTCC operational areas.
- Responsible for conducting, reviewing, analyzing, resolving, and escalating the results of any manual or automated Office of Foreign Asset Control screening, Section 311 and other compliance/regulatory related screening conducted by the business unit.
- Responsible for supporting the department in adherence to Anti-Money Laundering/ Bank Securities Act policies and procedures as set-forth by various regulatory bodies.
- Interfaces with clients, transfer agents, vendors, various regulatory bodies on a regular basis, as well as internal departments (e.g., Compliance, General Counsel's Office, Underwriting, and Finance).
- Assists management on routine automation/product development functions and in system testing as needed.
- Contributes to management testing process and activities related to audits and risk management, and business continuity as needed.
- Provide support, monitor and research of cash balances (e.g., reconcile bank accounts, monitor, research and balance several internal accounts).
- Provide support, monitor and research of security/position balances (e.g., stock record balancing, client short position monitoring)
- Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately

**NOTE: Responsibilities of this role are not limited to the details above. ***

**Talents Needed for Success**:

- Previous Customer Service experience highly desirable
- Knowledge of the Financial Markets preferred but not necessary
- Ability to work well in a team
- Ability to multitask and use critical thinking strategies
- MS Office products

**We offer top class training and development for you to be an asset in our organization**

**Note this role comes with an attractive shift allowance of £3500 per annum**

**Who We Are**:
DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.

**About DTCC
DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry’s needs and we’re working to continually improve the world’s most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you’ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to