Client Onboarding

1 week ago

London, United Kingdom eFinancial Careers Full time

**Client Onboarding & Periodic Review Specialist, Financial Crime, Private Bank**

**The Client**:
Our client is a UK Private Bank with International exposure and varied activities in banking, financial planning and investment management.

**The Role**:
The Client Onboarding & Periodic Review Specialist will work closely with the front office Relationship Managers, and will be responsible for ensuring the Private Bank adheres to and complies with policies, procedures and regulations relating to Know YourCustomer (KYC), Anti-Money Laundering (AML), counter terrorist financing, anti-bribery and corruption, fraud and market abuse.

The Client Onboarding & Periodic Review Specialist will have a strong understanding of First Line of Defence AML responsibilities, as well as wider financial crime risks.

The Client Onboarding & Periodic Review Specialist will investigate both prospective and existing International clients' activity and follow through any issues to a satisfactory outcome to include liaising with the Client Relationship Managers in the frontoffice and senior management.

The Client Onboarding & Periodic Review Specialistwill review highly complex International clients and their business activities against the context of the UK and Swiss Financial Sector Regulatory environments.

The Client Onboarding & Periodic Review Specialistwill identify any potential KYC AML risks in the Private Bank and report the findings to the Financial Crime Compliance Manager, where necessary.

The Client Onboarding & Periodic Review Specialist will support the Head of the team in the management of AML, CTF and KYC issues and provide team reports for senior management ensuring MI is up to date. Therefore strong Excel skills is essential for thisrole.

The Client Onboarding & Periodic Review Specialist will track and monitor and report on on-boarding and reviews metrics and identify any material trends for ongoing quality and cycle time improvement.

The Client Onboarding & Periodic Review Specialist will provide coaching and feedback to front office client-facing teams, ensuring best practices are adopted across the group and drive consistency of approach and high-quality results across all lines ofbusiness.

The Client Onboarding & Periodic Review Specialist will liaise with the second line of defence / KYC team on all relevant matters.

7-10 years’ Financial Crime / Client Periodic Review / Client Account Opening experience with a good background in understanding complex client structures - trusts / foundations within Investment Management or Banking.

Experience analysing data and producing reports / highly proficient in Excel - essential.

Solid AML compliance experience, with good understanding of AML laws, rules and regulations in the UK

Knowledge of the global AML regulatory environment - advantageous.

KYC / CDD / Customer onboarding experience

Strong interpersonal skills to include excellent verbal and written communication with ability to interact with all levels of stakeholders - confident to push back to the front office when required.

  • Client Onboarding

    1 week ago

    London, Greater London, United Kingdom 9fin Full time £60,000 - £120,000 per year

    About 9finThe world's largest asset class, debt, operates with the worst data.Technology has revolutionized equity markets with electronic trading, quant algos and instantaneous news. However, in debt capital markets, the picture is completely different. It still behaves like it's in the 1980s; trillions of dollars of trades are placed over the phone, news...

  • Client Onboarding

    6 days ago

    London, Greater London, United Kingdom 9fin Full time £60,000 - £100,000 per year

    About 9finThe world's largest asset class, debt, operates with the worst data. Technology has revolutionized equity markets with electronic trading, quant algos and instantaneous news. However, in debt capital markets, the picture is completely different. It still behaves like it's in the 1980s; trillions of dollars of trades are placed over the phone, news...

  • Client Onboarding Officer

    2 days ago

    London, United Kingdom Willow Resourcing Full time

    **Is it time to take your Client Onboarding career to the next level?** You know the situation. You’ve got a few years’ Client Onboarding experience under your belt but now your career seems stuck in 1st gear. You’ll be joining an international business with a fantastic reputation. They have a proven track record of promoting from within. And the...

  • Client Onboarding Executive

    2 weeks ago

    London, United Kingdom Carousel Consultancy Ltd Full time

    Graduate Client Onboarding Executive - Investment Management - Central London / Hybrid - up to £34k plus bonus and benefits We’re on the hunt for a proactive, personable and client-focused individual, with exceptional attention to detail and accuracy, to join a fantastic investment organisation based in stunning offices in Central London as their Client...

  • Client Onboarding

    2 weeks ago

    London, United Kingdom eFinancial Careers Full time

    Meraki Talent has been engaged to recruit a key role within the newly created Client Onboarding team of a respected Private Client Investment Manager. The company are operating a hybrid working model and place great value on staff welfare. The role will directly support the client onboarding and lifecycle journey with a diverse range of responsibilities and...

  • Client Onboarding Specialist

    2 weeks ago

    London, United Kingdom BNP Paribas Full time

    CLIENT ONBOARDING SPECIALIST (JOB NUMBER: LON1875) **The Role** The Client Onboarding Specialist (COS) is responsible for onboarding new accounts, performing periodic reviews in accordance to with Anti-Money Laundering (AML) regulations or as set by internal policies and procedures. The COS will undertake due diligence to understand the AML risks within...

  • Client Onboarding

    1 week ago

    London, United Kingdom Meraki Full time

    Meraki Talent has been engaged to recruit a key role within the Client Onboarding team of a respected Investment Manager. The company are operating a hybrid working model and place great value on staff welfare. The role will directly support the Charities client onboarding and lifecycle journey with a diverse range of responsibilities and tasks: - Assist...

  • Manager, Client Onboarding

    2 weeks ago

    London, United Kingdom eFinancial Careers Full time

    **Principal Responsibilities**: - You will possess a high level of technical knowledge in relation to AML, Financial Crime prevention, KYC, CDD and will maintain a keen eye on industry developments and best practices relevant to client onboarding and client experience, bringing that knowledgeback into the team to help drive our improvement agenda. - Project...

  • Client Onboarding Coordinator

    2 weeks ago

    London, United Kingdom Creative Car Park Ltd Full time

    We are Creative Car Park and work with over 1,000 businesses of all sizes. We provide solutions to make their car parks safer and happier places to park. We have been established for over 20 years and are considered a leading professional car park management company with our client relationship at the heart of everything we do. As our business continues to...

  • Client Onboarding Analyst

    6 days ago

    London, Greater London, United Kingdom Talan Full time £300,000 per year

    Company Description For more than 20 years, Talan has been advising companies and administrations, supporting them and implementing their transformation projects in the UK and abroad. With a presence on four continents and a headcount of 5000 consultants, our ambition is to reach the billion turnover by the end of 2025.In the UK, Talan count 500 employees...