Current jobs related to Senior Regulatory Compliance - London - MARKET TALENT
-
Director of Regulatory Affairs
3 weeks ago
london, United Kingdom VRS Regulatory Full timeA unique opportunity to take a key role on the leadership team of a highly successful and award-winning developer of naturally sourced, sustainable ingredients for regulated consumer products. They are the leader in their field, the market is exploding, this position will be paramount to this regulatory centric business’ continued global growth. The...
-
Senior Compliance Manager
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well-known Broker based in the heart of the City, with exciting growth plans. THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the business on its obligations under the Consumer Duty and application of its principles and outcomes....
-
London, United Kingdom VRS Regulatory Full timeAn opportunity to join the Product Stewardship / Regulatory Compliance team at a global chemical business; you will ensure the compliance of globally sold, highly complex mixtures. Key duties will be SDS authoring, classifications, labelling, component compliance checks and providing regulatory advice to the technology, R&D, and customer service...
-
Regulatory Compliance
1 week ago
London, United Kingdom Viva Wallet Full time**Description** **Regulatory Reporting Analyst - Permanent - Full Time - Milton Keynes or London** Opportunities to work from either Milton Keynes or London offices **Why Viva Wallet**: What We Offer: - A highly competitive annual salary (based upon experience). - Opportunity for a rapid career development in the fastest growing FinTech in Europe. -...
-
Reach & Clp Compliance Specialist
2 weeks ago
London, United Kingdom VRS Regulatory Full timeOpportunity to join the London based Regulatory Compliance team at a global chemical import and distribution business. Working alongside a highly experienced manager, you will help ensure the compliance of all products and substances sold in the EMEA region, focussing on GHS/CLP and REACH. Duties will be varied and interesting - you will keep track of...
-
Compliance Associate
2 weeks ago
London, United Kingdom ABM GLOBAL COMPLIANCE Full timeDevelop and document AML/KYC policies and procedures Conduct audits and reviews to ensure execution of compliance standards regularly Produce detailed reports with recommendations based on findings during audits. Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or division Proactively...
-
Senior Compliance Officer
7 days ago
Greater London, United Kingdom Marex Full timeIn supporting the Firm in meeting its regulatory obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance...
-
Senior Regulatory Compliance Lead
7 days ago
Greater London, United Kingdom Marex Full timeA global financial services platform is seeking a Senior Compliance Officer to support regulatory compliance operations. The successful candidate will manage regulatory requests, oversee audit processes, and ensure adherence to compliance policies. With a focus on stakeholder interaction and regulation updates, this role requires 5-8 years of experience in a...
-
Compliance Manager
1 day ago
London, United Kingdom ABM GLOBAL COMPLIANCE Full time**Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...
-
Regulatory and Compliance Senior Manager
3 weeks ago
london, United Kingdom Fleet Search + Selection Full timeSenior Regulatory & Compliance Manager Location: WFH Remote (UK-based) with occasional travel Reports to: Head of Risk Contract: Permanent Salary: £80-85k plus bonus and bens. The Context This organisation delivers national infrastructure and service programmes that sit at the crossroads of finance, construction, and community access . It operates in a...
Senior Regulatory Compliance
2 weeks ago
We are working with a very established International Bank who are seeking an experienced Regulatory Compliance professional with a legal background. We are seeking for this individual to have predominate banking and financial services background. Prior experienceof GDPR and data protection legislation will be an added advantage. You will be expected to: - Provide legal support for business including assistance with drafting and negotiating agreements and regulatory responses and liaise and take ownership of relationship with external lawyers. - Compliance with GDPR, and other Data Protection legislations. **Regulatory compliance**: - Establishing and maintaining the universe of regulations applicable to the Bank. - Mapping of applicable regulations to all areas of the Bank. - Horizon Scanning: keeping abreast with the new regulatory changes and identifying the areas where the new/changes in the regulations are relevant. - Monitoring activities: carry out oversights on effectiveness and adequacy of regulatory compliance on a Risk based approach. - Reporting to Board and management Committees with respect to regulatory changes; findings and recommendations based on monitoring reports. - Maintaining a log of regulatory breaches and reporting of breaches to Senior Management, Boarding and Management committees and to regulators where applicable. **Legal**: - Carries out duties of "LegalAdviser" in accordance with the Legal Department Policy and Procedures Manual in place - Review, draft, negotiate and approves all legal documentation for the UK branch and subsidiary (e.g. key IT systems/operations/equipment/advisory work contracts), all marketing material and all corporate and individual loan, facility and Treasury/ISDA,and documents required inter-Bank, but excluding personnel and employment contracts, documents drafted by external lawyers appointed and instructed by the Bank - Coordinate, instruct and monitor external lawyers in the UK, ensuring effective representation of Bank’s interests and act as pro-active adjunct to external legal team, providing primary Bank contact for instructions and decisions in all actual or potentiallitigation cases involving the Bank, including settlements. Advice on extra-territorial issues and enforcement as required **GDPR**: - Review and update the Data Protection policies and procedures. - Inform and advise on changes of data privacy laws and implications to business processes. - Create and maintain data privacy policies and procedures in conjunction with business stakeholders. **Essential** - Solid regulatory compliance knowledge gained within the financial services industry with at least 5 years of experience. - At least one year's financial services in-house paralegal experience. **_For more jobs like this, search Market Talent on google - go direct to our website for more live roles and even set up your own job alerts._
