Compliance Officer
17 hours ago
A well-respected law firm in Scotland is hiring a Compliance Officer to join their team. This role can be performed in Edinburgh or Glasgow.
Key roles and responsibilities will include:
- Drive continual improvements to the firm's risk and compliance function
- Initiate improvements to processes and procedures
- Oversee internal audits including AML file checks
- Lead external audits (ISO)
- Educate employees on the importance of compliance and provide training
- Be aware of regulatory requirements and changes that may affect the firm's policies and procedures
- Lead compliance-related projects
- Support the MLRO as their deputy, responding to AML queries when needed
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Conflicts Officer
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Compliance Officer
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Compliance Officer
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Senior Compliance Officer
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Senior Compliance Officer
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Glasgow, United Kingdom Lorien Full timeWe are seeking two Senior Compliance Officer to join our growing Compliance Independent Testing Europe (CIT-E) team based in Glasgow. This role is pivotal in delivering high-quality independent testing and thematic reviews across CIB business lines in Europe, ensuring robust compliance controls and risk management.Key ResponsibilitiesExecute independent...
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Graduate Compliance Officer
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Compliance & Training Officer
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