Senior Compliance Executive

We are working with a global insurance specialist who are seeking a Senior Compliance Executive to join their firm. This role will be reportinng into the Deputy Head of Compliance and you will be responsible for contributing, and delivering the annual compliance oversight and assurance plan. You will need: - Insurance/London Market experience desirable -...

Develop and document AML/KYC policies and procedures Conduct audits and reviews to ensure execution of compliance standards regularly Produce detailed reports with recommendations based on findings during audits. Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or division Proactively...

THE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...

THE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training...

Our client is a law firm recruiting a Senior Risk & Compliance Lawyer to join their team in London. This position will assist the Head of Risk with the following: - Overseeing the conflicts team - Undertaking AML checks, CDD, conflicts checks - Acting as a point of escalation for technical queries - New client onboarding and new matter opening -...

THE COMPANY:Our client is an expanding wealth management firm, offering a broad range of services across financial planning, investment management through to settlement and custody services.THE RESPONSIBILITIES:Support the SMF 16/17 in all investment compliance oversight activities.Assist with compliance monitoring activities, ensuring that relevant...

THE COMPANYOur client is multinational Corporate banking company, with branches worldwide.THE RESPONSIBILITIESDirect contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance and Conduct Risk Assessment (CCRA) process, and identify and implement appropriate controls to detect, prevent and mitigate risks...

THE COMPANY: Our client is a well-known Broker based in the heart of the City, with exciting growth plans. THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the business on its obligations under the Consumer Duty and application of its principles and outcomes....

**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...

Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionising how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...