Compliance Officer

21 hours ago


Milton Keynes, United Kingdom ISL Full time

**COMPLIANCE OFFICER | LONDON: HYBRID | £65,000**

Working with a Fintech company that connect start-ups and big investors to get the funding they need. Very successful, about to go through their series C and have appeared in the likes of Forbes.

They have recently become a regulated entity and are now seeking an experienced Compliance Officer who is the very top of their game when it comes to providing compliance advice to the company, ensuring the understanding of and compliance with legislation is applicable and FCA regulations is their bread and butter

MLRO background is also desirable and will work alongside regulators and established corporate partners in this exciting and evolving space.

**Responsibilities**
- Working closely with Executive Leadership to ensure operational compliance requirements are implemented.
- Perform the responsibilities of the Money Laundering Reporting Officer (MLRO)
- Monitor new and proposed changes in the standards and legislation
- Develop and oversee the Compliance Monitoring Programme
- Identify and assess compliance risks
- Liaise with regulatory authorities and industry standards organisations as required
**Essentials**
- A university degree in a related field
- 4+ years previous regulatory or compliance experience at a fintech or financial firm
- AML, GDPR, FCA regulations
- Experience in dealing with regulatory bodies in the UK & understanding of legal requirements and controls
**Desirable**
- Law degree
- Work experience in a Fintech company
- Experience developing policies and procedures that ensure hyper-growth innovation is advanced compliantly
**What's in it for you?**
- Opportunity to join a Fintech startup that intends to disrupt the $6trn private asset market
- Training and Development
- Chance to own share options at an early stage
- 25 days paid holiday
- Regular team drinks
- Flexible working options
- Company pension
- Cycle to work scheme
The role is based in London with 3 days on-site. Up to £70,000 depending on experience

Get in touch if of interest

**Job Types**: Full-time, Permanent

**Salary**: Up to £65,000.00 per year

**Benefits**:

- Work from home
Schedule:

- Monday to Friday
Work remotely:

- Yes


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