Trade Surveillance Officer

Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...

Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact‑finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation We’ll look to you to contribute to improving existing surveillance systems as well as assisting in driving new...

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact‑finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation We’ll look to you to contribute to improving existing surveillance systems as well as assisting in driving new...

**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

Join us as a Trade Surveillance OfficerYou'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulationWe'll look to you to contribute to improving existing surveillance systems as well as assisting in driving new technological...

Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - Trade Surveillance Officer **Contract type**: - Permanent Contract **Management position**: - No **Job summary**: - The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all CA...

**DETAILS**: - ** Role**: Trade Surveillance Officer - **Department**:Compliance - **Start Date**:asap - **Location**: London - **Salary**:As per Kepler Cheuvreux’ s policy **KEPLER CHEUVREUX**: Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured...

Day rate: £200pdLength of contract: 1 monthWe're seeking an experienced Trade Surveillance Contractor to join our Compliance function on a short-term basis to assist with the clearance of a backlog ofmarket abuse alerts.You'll be reviewing, analysing, and documenting outcomes for alerts generated by our surveillance systems, ensuring they are processed to a...

United Kingdom - Compliance - Group Functions **Job Reference #** - 259823BR **City** - London **Job Type** - Full Time **Your role** - Do you have an interest in financial markets, how they operate and how they can be exploited? Do you know how to maintain independence and objectivity? - We are looking for someone like you to be a part of our IB Trade...