Risk & Controls - Risk & Controls Officer

1 week ago

London, United Kingdom Arbuthnot Latham Full time

***
- The role will encompass a range of responsibilities, including assisting the Team Leader, Controls team in the daily monitoring of Operational bank accounts, investigating entries, and tracking progress until the entries are cleared.
- Additionally, it will involve tasks such as data analysis, collaborating on management information (MI), and processing data to support the broader business.
- Assisting Risk Oversight Manager in updating risk assessments, assessing controls, completing control testing and reporting key Operational risk metrics using an internal system.
- To place the interests of customers at the centre of all activities, act in a way that is consistent with achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.**Key Responsibilities**:

- Investigate daily the breaks across the Banking Operations reconciliations and update relevant worksheet, in line with the Banking Reconciliation Framework.
- Identifying the team which will resolve the breaks and send instruction/query to investigate and clear relevant items, escalating any items not cleared within SLAs to the Senior Risk & Controls Officer or Team Leader, Controls Team.
- Complete First Line of Defence (FLOD) testing for agreed suite of tests in line with the FLOD testing schedule.
- Carry out all work in line with agreed procedures ensuring all documentation is kept up to date.
- Ensure SLAs are met with a view to exceeding them.
- Assist in project delivery for COO teams and broader business by conducting analysis or data processing within agreed timescales.
- Assist with the annual review of Operational process/procedure documentation.
- Assist with the investigation required for error and complaints.
- Assist the wider team by supporting the teams Risk Register and ensuring it is ready for quarterly review.
- Generate and deliver continuous improvement to processes to provide an enhanced client service and / or increased efficiency.
- Support the production of regulatory reports.

**Risk**:

- Responsible for managing risks inherent to the role by diligently observing internal policies and procedures.

**Key Interfaces**:

- Work closely with Ops Resilience, Service Strategy & Optimisation, Banking Operations, Client Support Teams, IM Operations, Credit Operations, and IT.

**Person Specification**

***

**Knowledge/**Experience/Skills**:

- General banking or relevant business experience.
- Competent use of Outlook, Microsoft Office & Excel.
- Effective written and verbal skills.
- Ability to work in a team. Able to maintain a high level of confidentiality, diplomacy, and discretion

**Qualifications**:
**Competencies**:

- Team Working
- Client Focus
- Working Proactively
- Problem Solving and Judgement
- Communication & confidence

**About Us**

***

**Life, Work and Benefits**
- Agile working
- Competitive salary, pension & holiday allowance
- BUPA Health cover
- 4x Life Assurance
- Income Protection scheme
- Discretionary bonus
- Market leading maternity/paternity and menopause policies
- Flexible benefits

  • Project Manager

    23 hours ago

    London, United Kingdom Legal & General Full time

    Legal & General are currently looking for a Risk Analytics Project Manager who will have an important role in the delivery of the business growth and operational transformation of LGRI and the L&G Group-wide Insurance stakeholders whom the Risk Analyticsteam serves in its asset data and related actuarial and financial reporting systems and process Product...

  • Lead Enterprise Account Executive

    5 days ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Product Support Specialist

    1 week ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...

  • Outbound Sdr I

    1 week ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Allbound Sdr

    2 weeks ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Mid-market Account Executive

    2 weeks ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp revolutionizes how over 25 million employees across 6,000 companies create a better world of work. As the global platform leader for employee experience, Culture Amp empowers companies of all sizes and industries to transform employee engagement, develop high performing teams, and retain...

  • Product Support Specialist

    2 weeks ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Risk Control Officer

    3 days ago

    London, United Kingdom Saxton Leigh Full time

    Job DescriptionTHE COMPANY:Our client is a leading international bank based in the City. They are looking to hire a Risk and Control Officer on 12 month FTC basis.THE RESPONSIBILITIES:Following work plan to well arrangement of Enterprise Risk related routine operations and reports.Assist Deputy Head / Head of department to lead HO ERM assessment and...

  • Product Support Specialist

    1 day ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...

  • Smb Account Executive

    1 week ago

    London, United Kingdom Culture Amp Full time

    **Join us on our mission to make a better world of work.** Culture Amp is the world’s leading employee experience platform, revolutionizing how 25 million employees across more than 6,500 companies create a better world of work. Culture Amp empowers companies of all sizes and industries to transform employee engagement, drive performance management, and...