Risk and Compliance Manager
2 weeks ago
**Risk and Compliance Manager**
**Salford - Office Based**
**£45,000 - £50,000**
If you work 40 hours a week from age 20-65 you will work just over 90,000 hours in your lifetime. Don’t waste your time in an unfulfilling job.
**Do you**
- Want the chance to jump into a management role with maximum guidance and support from your to ensure your success?
- Want to make a real difference to people’s lives by working with one of the leading Debt Management firms in the UK?
- Want to work collaboratively with all members of your team?
Do these tick any of your boxes? If so, keep reading
**A little bit more about you. Do you have**
- Attention to detail and organisation skills?
- Report writing skills?
- A Financial Services compliance background?
- 3+ years experience in a senior compliance position?
- An ICA/IRM Qualification?
If so, this could be the opportunity you have been looking for.
**A day in the life of a Risk and Compliance Manager**
- Supporting, advising and deputising for the Head of Compliance.
- The execution of the Compliance Monitoring Plan and production of accurate monitoring reports both routinely and ad-hoc, on the management of key risks and effectiveness of the business’ control framework.
- Ensuring the business complies with its regulatory complaint procedures for each area.
- Ensuring the delivery of adequate horizon risk assessments and compliance projects.
- Assisting the Head of Compliance and Executive Directors in maintaining the business’ risk registers - managing and tracking current key risks and with the risk and control self-assessment (RCSA) process.
- Ensuring the business is complying with its data protection policies and procedures.
- Discharge of compliance policies annually for reading by the organisation and ensuring all policies are managed, reviewed and refreshed appropriately.
- Ensuring the effective discharge of advice policies and senior managers and certification regime policies.
- Ensure the timely delivery of informative compliance reports and items requiring escalation (data protection, incidents and issues, QA, complaints, financial crime and horizon risk).
- Assisting in the preparation of the group’s regulatory returns (FCA, SRA, IPA etc.)
- Ensuring any conflicts of interest are appropriately investigated and recorded.
- Supporting any confidential investigation into wrongdoing arising from Whistleblowing procedures.
- Ensuring the appropriate discharge of the firm’s incident management procedures.
- Ensuring the appropriate discharge of the firm’s Anti-bribery and Corruption (ABC) procedures.
As an industry leading, nationwide Marketing, Digital, Analytics, IT and Design recruitment agency, we are continually receiving new assignments to work on, so keep a close eye on our website, Facebook, LinkedIn and Twitter pages for a full list of currentpermanent and interim opportunities as well as marketplace news and fun stuff.
Forward Role is operating as an employment agency.
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