Regulatory Policy Advisor: Compliance
1 week ago
A financial advisory firm in the UK is seeking a Regulatory Policy Adviser to support its compliance framework by ensuring adherence to regulatory requirements. Responsibilities include managing financial crime risk, administering a training scheme for advisers, and serving as a point of contact for regulatory queries. The ideal candidate should have experience in compliance and strong analytical skills. This role is crucial for maintaining robust compliance and regulatory standards within the firm.
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Regulatory Compliance Policy Architect
1 week ago
Salford, United Kingdom AJ Bell Business Solutions Limited Full timeA leading investment platform company in the UK is seeking a Compliance Policy Consultant to enhance its Compliance team. The candidate will provide regulatory guidance, monitor FCA developments, and support various business units in achieving compliance. A minimum of three years of experience in FCA regulated firms is required, alongside strong report...
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Regulatory Policy Adviser
2 weeks ago
Salford, United Kingdom Chase De Vere Independent Financial Advisers Limited Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom Chase De Vere Independent Financial Advisers Limited Full timeJob DescriptionThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams,...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom Chase De Vere Independent Financial Advisers Limited Full timeJob DescriptionThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams,...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom CHASE DE VERE INDEPENDENT FINANCIAL ADVISERS LIMITED Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. Is your CV ready If so, and you are confident this is the role for you, make sure to apply asap.The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom CHASE DE VERE INDEPENDENT FINANCIAL ADVISERS LIMITED Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. Is your CV ready If so, and you are confident this is the role for you, make sure to apply asap.The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom Chase De Vere Independent Financial Advisers Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom Chase De Vere Independent Financial Advisers Full timeOverviewThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements.The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Regulatory Policy Adviser
1 week ago
Salford, United Kingdom Chase de Vere Full timeJoin to apply for the Regulatory Policy Adviser role at Chase de Vere. Be among the first 25 applicants. The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance...
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Salford, United Kingdom Chase de Vere Full timeA financial services firm is seeking an Entry-level Regulatory Policy Adviser to support its compliance framework, ensuring adherence to regulations. Responsibilities include managing financial crime risk, administering training schemes, and updating policies for compliance. The ideal candidate should possess a strong understanding of financial regulations,...