Senior Compliance Officer

2 days ago


London, United Kingdom Advantage Resourcing Full time

Senior Compliance Officer - This dynamic Global law firm with a significant presence in Central London has an excellent opportunity for a Senior Compliance Officer to join its busy compliance team in London. This role involves working in a small team advisingand training both fee earners and Business Functions employees at all levels on anti-money laundering and risk assessment issues and ensuring all compliance checks are completed. Key tasks include:

- Dealing with the new client and matter 'Inbox' and being responsible for the more complex matters including liaising with fee earners on the requirements for escrow agreements.
- Reviewing AML compliance and liaising with fee earners to ensure that outstanding information is requested
- Undertaking conflict check analysis, identifying legal and commercial conflicts.
- Undertaking PEP, Sanctions and background checks as required.
- Maintaining registers including process agency matters, gifts and hospitality, data protection, PEPs and enhanced risk matters.
- Dealing with ad hoc queries, including requests for reopening files and background/company checks.
- Providing mentoring and training support for the Junior Compliance Officer.
- Supporting the Director of Risk & Compliance with ad hoc projects, updating policies and procedures, and tasks associated with the introduction of new regulations/legislations.
- Handling specific compliance projects.

This is a critical function, and involves some analysis and report writing, research into companies, as well as chasing paperwork and advising and liaising with lawyers and other employees worldwide. A experience legal compliance professional is requireswith a working knowledge of current European and UK legal AML framework.


  • Compliance Officer

    3 weeks ago


    london, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

  • Compliance Officer

    3 weeks ago


    london, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...

  • Compliance Manager

    6 days ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...


  • london, United Kingdom JCW Group Full time

    We're currently recruiting for a leading European Investment Bank to recruit a Senior Compliance Officer to join their high-performing compliance function. This is a fantastic opportunity for an experienced professional to take on a strategic, market-facing role within a globally recognised institution. This is for a 6-12 month contract (inside IR35) and...


  • London, United Kingdom Trustly Full time

    Senior Compliance OfficerLocation: London, United KingdomDepartment: Risk & Compliance - EuropeEmployment Type: Full-timeWork Mode: HybridJob OverviewAs a Senior Compliance Officer, you will be responsible for ensuring compliance with regulatory requirements and internal policies. You will work closely with various departments to identify risks and implement...


  • London, Greater London, United Kingdom Beale & Co Full time £70,000 - £100,000 per year

    Job Role: Senior Compliance OfficerLocation: UK - Flexible (our office locations are London, Bristol, Glasgow, Dublin, Dubai and Toronto)We are seeking a Senior Compliance Officer with proven legal compliance and regulatory knowledge and experience, to further support the Compliance Department of the Firm. It is hoped that the scope of the role will expand...


  • London, United Kingdom AJ Fox Compliance Full time

    A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...


  • London Area, United Kingdom JCW Group Full time £60,000 - £100,000 per year

    We're currently recruiting for a leading European Investment Bank to recruit a Senior Compliance Officer to join their high-performing compliance function. This is a fantastic opportunity for an experienced professional to take on a strategic, market-facing role within a globally recognised institution. This is for a 6-12 month contract (inside IR35) and...


  • City of London, United Kingdom JCW Group Full time

    We're currently recruiting for a leading European Investment Bank to recruit a Senior Compliance Officer to join their high-performing compliance function. This is a fantastic opportunity for an experienced professional to take on a strategic, market-facing role within a globally recognised institution. This is for a 6-12 month contract (inside IR35) and...


  • London, United Kingdom Careers In Group Full time

    A high profile Financial Services, Banking organisation requires a permanent Senior Compliance Officer to be based in their City, Central London office (3 days homeworking). The Senior Compliance Officer is a role within the Compliance advisory team of the bank, working closely with Savings management to ensure regulatory and compliance risks are managed in...