Compliance Officer

5 days ago

London, United Kingdom VOSS Full time

Compliance Officer

**Salary**: £35-40,000

Report to: Head, Financial Crime Compliance and MLRO

Department: Compliance

Location: Central London, office based role

Start: ASAP

On behalf of our client, an International retail and wholesale bank that services private, corporate and institutional clients, we are looking for a Compliance Officer, to join their small and successful team.

SCOPE AND RESPONSIBILITIES

The role involves assisting the Head of Compliance and MLRO to ensure that the Bank identifies

and adheres to all regulations that bind the bank in its defence against the risk of terrorist

financing and money laundering.

This will involve assisting the HoCM with writing and maintaining policies and procedures that

implements all relevant regulations.

The Compliance Officer will take measurable positive actions to embed effective arrangements for

ensuring staff at all levels including Senior Managers and the Executive have the knowledge and

tools to comply with them.

This will involve working with heads of business departments as well as the compliance manager

(i) to develop procedures and deliver focussed relevant training to them in AML and CFT

(ii) to develop concise solutions to implementing regulatory changes

The Compliance Officer should help identify, and understand and give guidance and advice on

changes in regulatory requirements and keep up to date with new developments.

The Compliance Officer should work with the team to monitor and report on any risks of noncompliance within the Bank’s. And, propose and follow up that appropriate remedial actions have been taken to achieve completion.

You will assist in developing risk reporting tools and measures to provide a clear on going profile of

the risk the banks TF & ML risk and assist in preparing concise reports to committees, executive

and above.

You will work to assist in developing a compliance culture in the Bank with HoCM and managing

the compliance as a business enablement function. You will support management in building and

maintaining a robust compliance culture and will assist in the day-to-day running of the Compliance function’s advisory and ‘approval’ activities.

The position will play an important role in setting policy for the prevention of financial crime and in

particular provide guidance on AML, CFT, sanctions and ABC risk assessments and the CDD and

EDD requirements for specific client relationships.

KNOWLEDGE AND RESPONSIBILITIES
- You should have management experience in effecting change and overcoming objections

in a challenging regulatory environment.
- An Understanding of AML and CFT Regulations is required

KEY ATTRIBUTES

1. You should be a confident presenter with clear concise written and oral skills at committee

and executive level.

2. Capable of working with mínimal supervision and adhering to targets and deadlines.

**Job Types**: Full-time, Permanent

Pay: £35,000.00-£45,000.00 per year

**Benefits**:

- Gym membership

Schedule:

- Monday to Friday

**Education**:

- Bachelor's (preferred)

Work Location: In person

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