Regulatory Controls SME
4 days ago
Regulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile programme launching new US regulatory requirements across the Markets business. This role sits at the intersection of Regulatory Change, Controls Design, Data Analytics, and Markets, and will suit someone who has previously delivered regulatory programmes such as EMIR, MiFID II/R, Dodd-Frank, UMR, or similar multi-jurisdictional initiatives. Key Responsibilities Review, investigate, categorise and understand exceptions and transactions identified through new systematic regulatory controls, identifying enhancements and automation opportunities. Support the design and implementation of new 1LOD Markets regulatory controls, ensuring rigorous documentation and evidence standards. Produce training materials, desktop procedures, and documentation to support transition into BAU. Raise thematic issues identified through review of exceptions and data quality, recommending refinements and reduction of false positives. Draft clear, actionable requirements for technology teams to enhance control effectiveness, and participate in testing and delivery of changes. Prepare and present data and control-outcome insights to control leads, governance committees, and senior stakeholders. Assist in creation of governance metrics, reporting packs, and committee decks. Experience & Background Proven track record delivering Markets Regulatory Change across multi-asset and multi-jurisdictional programmes (e.g., EMIR, MiFID II/R, Dodd-Frank, UMR, US bank regulations). Experience designing, implementing, and running 1LOD Markets regulatory controls, with strong documentation and record-keeping capability. Ability to work with, interrogate, and draw conclusions from large datasets, including drafting SQL queries. Understanding of the end-to-end transaction lifecycle for at least two asset classes. Comfortable working with complexity and identifying opportunities for automation, optimisation, and increased efficiency. Skills & Competencies Exceptional analytical and problem-solving skills with strong attention to detail. Strong interpersonal skills with the ability to influence and collaborate across Markets, Trading, MO/Ops, Risk & Control, and Technology teams. Excellent communication skills, capable of presenting complex issues clearly to committees and senior stakeholders. Advanced PowerPoint and Excel skills, including handling and presenting large data sets. Experience preparing polished decks for governance and steering committees. SQL proficiency. Ideal Candidate Profile You will excel in this contract if you are: A Markets Business Manager, Change Lead, Programme Manager, or Regulatory SME with hands-on controls experience Confident designing new control frameworks from scratch Strong in data analytics, MI, and presenting meaningful insights Experienced in regulatory programmes such as EMIR, MiFID, or US regulatory launches Comfortable liaising with senior stakeholders and presenting to committees If you're an experienced Markets regulatory specialist seeking a high-impact contract within a global investment banking environment, please get in touch for a confidential conversation. McGregor Boyall is an equal opportunity employer and do not discriminate on any grounds.
-
Regulatory Controls SME
2 days ago
London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile...
-
Regulatory Controls SME
2 days ago
London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile programme launching...
-
Regulatory Controls SME
1 day ago
London, Greater London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract)Day Rate:£650-£750/day (via umbrella)Contract Length:6-12 monthsLocation:London (Hybrid)Client:Leading Investment Banking ClientWe are supporting a major Investment Banking client in hiring an experiencedRegulatory Controls Implementation Specialistto join a high-profile programme launching new US...
-
Regulatory SME
2 days ago
London, Greater London, United Kingdom CUBE Full timeCUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients.Why us?CUBE is a globally recognized brand at the forefront of...
-
Regulatory SME
1 day ago
London, Greater London, United Kingdom CUBE Full timeCUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of...
-
London, United Kingdom eFinancialCareers Full time**Information Security Regulatory Compliance SME - London - £115k** A Senior level Information Security Risk Professional is required by a leading Company in the Foreign Exchange trading sector. This is a Permanent role offering a starting base salary up to £115k plus bonus and benefits. The Company operate a hybrid workingenvironment with you needing to...
-
Regulatory Reporting Assurance SME Leader
7 days ago
Greater London, United Kingdom MUFG Bank, Ltd Full timeA leading global financial institution is looking for a Vice President, Regulatory Reporting Assurance SME in Greater London. This role focuses on managing the governance and controls for all regulatory reporting changes. Candidates should have over 8 years of regulatory reporting experience and a strong understanding of multiple reporting regimes including...
-
Financial and Regulatory Accountant
3 weeks ago
City of London, United Kingdom Michael Page Full timeThe Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices. Client Details The employer is a...
-
Senior Regulatory Reporting
7 days ago
Greater London, United Kingdom MUFG Full timeA leading global financial group in Greater London is seeking an experienced Regulatory Reporting SME to join their Regulatory Operations Assurance team. The candidate will manage governance and control of regulatory reporting changes, ensuring compliance and accuracy. Essential qualifications include 8+ years in a regulatory role and a strong understanding...
-
Financial and Regulatory Accountant
1 week ago
City of London, United Kingdom Michael Page Full timeThe Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices. Client Details The employer is a...
