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MiFID Regulatory Reporting Associate

2 weeks ago

London, Greater London, United Kingdom Nomura Full time £40,000 - £80,000 per year

Job description:

JOB DESCRIPTION

Job title: MiFID Regulatory Reporting Associate

Corporate Title: Associate

Department: EMEA Regulatory Operations

Location: London

Company overview:

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit

Department overview:

EMEA Regulatory Operations conduct an Oversight model of the BAU process and controls managed by the Regulatory Operations team in Powai. Coverage of regulations include SFTR, EMIR, MiFID & Central Bank reporting.

Role description:

We are looking for a MiFID Regulatory Reporting person at Associate level in the Operations division. This will comprise oversight of BAU controls and processes including approvals, breach management, interaction with regulatory change, horizon scanning through attending industry forums. We consider this a key focus area and opportunity moving forward, as we enhance our operating model for key data aggregation and reporting mechanisms*

  • Provide oversight and progress to the department senior management team and stakeholders, regionally and globally
  • Supervision of regular meetings and reporting to/with all stakeholders to keep them up to date and ensure expectations are met/managed
  • Leading continual improvements to both the process and control environment
  • Monitoring of regulatory changes, assessing the impact and implement the necessary changes to maintain compliance.
  • Thorough understanding of the regulatory reporting environment and ensuring Nomura is compliant for MiFID reporting across all technical standards
  • Build and maintain ongoing dialogue with key Business and Corporate stakeholders to understand and align on strategy
  • Proactively manage breach process, taking ownership of issues from inception to conclusion including technology remediation and back reporting

Skills, experience, qualifications and knowledge required:

The individual will support the broader EMEA Regulatory Reporting by performing the following functions:

  • Demonstrates an excellent understanding of MiFID Regulatory reporting requirements in the financial market including best practice controls and process
  • Ability to collaborate with teams in different locations
  • Strong stakeholder management with the ability to prioritize and allocate workload to focus on key areas
  • Ability to articulate key messages through all mediums and escalate potential risks in a timely manner
  • Proactive with a 'can-do' attitude and the ability to manage requests with a flexible and dynamic approach
  • Experience working in financial services ideally from working in a MiFID Regulatory reporting role
  • Good business knowledge, having worked directly in the Front/ Middle or Back office
  • Strong analytical skills & synthesis ability
  • Strong interpersonal skills and have experiences in operating & connecting in a global lead organization
  • Hands on experience on digital tools and data analytic tools are strongly preferred.

Nomura competencies

Explore Insights & Vision

  • Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.

Making Strategic Decisions

  • Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.

Inspire Entrepreneurship in People

  • Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.

Elevate Organizational Capability

  • Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.

Inclusion

  • Respect DEI, foster a culture of psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

Right to Work

The UK Government have taken steps to reduce net migration to the UK by limiting the number of overseas workers coming to the UK for employment. Please note that whilst we are able to consider applications from overseas workers from outside the UK (who require a Tier 2 Skilled Worker visa) we can only employ them if we can provide evidence that this is a genuine vacancy for a qualified role.

Diversity & Inclusion

Nomura is an equal opportunity employer. We value diversity and are committed to ensuring we best reflect the diversity of the communities we serve creating an inclusive environment for all our employees. We welcome all applications and do not discriminate on the basis of age, disability, gender identity and gender expression, pregnancy and maternity, marriage and civil partnership, race, religion or belief, sex or sexual orientation.

If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.

Nomura is an Equal Opportunity Employer