Senior Compliance Officer

Senior Compliance Policy OfficerOverview As the Senior Compliance Policy Officer, you will be key member of the Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Playing a key role in the business-critical implementation of the key policies for the business.A senior source of knowledge and advice and play a...

Role PurposeMERJE have partnered with a well know firm within the investments and stockbroking sector as they seek to add a Senior Compliance Policy Officer to an established Compliance team.This position will play a strategic role in shaping, advising on, and overseeing the firm's compliance framework, ensuring that regulatory developments are anticipated,...

Compliance Officer Overview An exciting opportunity has arisen to join a well-established Financial Services company in a Compliance Officer positionSome Key Responsibilities:Provide risk based 2LoD compliance monitoring in accordance with the Compliance PlanUse knowledge and experience of the regulatory landscape and consumer duty expectations and...

Compliance Officer - French SpeakerCompliance Analyst (Entry level)Job title: Compliance officer (French speaking) Location: Malta or LeedsOverview of the role:In our Compliance Officer role, you will be responsible for the co-ordination, development and embedding of the compliance framework within our French license. The role can be based in Malta or...

Permanent: 37.5 hour per weekFull time (we welcome flexible working discussions)An opportunity to make a differenceAt Border to Coast our purpose is to make a difference and we're looking for a keen Compliance Officer (Advisory) to join our award-winning team.As a customer-owned and customer-focused organisation, integrity is one of our values, as is our...

Job Title: Compliance OfficerLocation: Leeds / HybridSalary: £35,000 - £40,000 per annumJob Type: Full Time, PermanentAre you someone who's passionate about doing the right thing and thrives on turning ISO frameworks like ISO 9001, ISO 27001, ISO 14001, and Cyber Essentials Plus into something clear, useful, and even a little bit fun?Can you bring energy,...

The Senior Compliance Governance & Frameworks Manager will lead the development and continuous improvement of the governance, policy, and oversight frameworks that underpin effective compliance management across the business.This role will ensure strong, practical structures are in place to manage compliance activities, support effective decision-making, and...

Job DescriptionThe Senior Compliance Governance & Frameworks Manager will lead the development and continuous improvement of the governance, policy, and oversight frameworks that underpin effective compliance management across the business.This role will ensure strong, practical structures are in place to manage compliance activities, support effective...

Job Description My client is a leading Investment Management and Financial Advisory firm based in North Yorkshire providing both businesses and individuals with full Financial Planning services.Due to the continued successful growth of the business and the need to embrace new regulatory requirements, the business is seeking an experienced Compliance...

Job Description Looking for an exciting new career? Recruitment might be the perfect option for you Great rewards and a fast-paced environment.Our companyHands-On Healthcare are a Leeds based company supplying temporary and permanent healthcare staff throughout Yorkshire & Humberside and the Midlands. We thrive on supporting the learning and physical...