Consumer Investment Senior Supervisor, Proactive Team

2 weeks ago

London, Greater London, United Kingdom UK Regulators' Network Full time

Financial Conduct Authority

Regulating financial services firms and financial markets in the UK,

Requirements of the role

We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you'll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.

SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition). Sitting in the Consumer Investments (CI) directorate, the team leads multi-firm reviews across six portfolios focused on financial advisers, wealth managers, investment platforms, self-invested personal pension operators, crowdfunders and peer to peer lenders. The team's work involves identifying emerging consumer investment issues or may be targeted to address specific risks within the portfolios.

Role Responsibilities

  • Taking on key workstreams on larger and more complex multi-firm projects with support to ensure work is delivered at pace to demanding deadlines
  • Conducting proactive reviews and thematic analysis into the most significant areas of harm across the CI portfolios
  • Participating in team discussions and collective problem solving, to help make appropriate supervisory decisions
  • Contributing to the development of assessment strategies and frameworks to ensure robust evaluation of issues across multiple firms
  • Delivering assertive supervision which includes setting clear expectations to firms and using formal powers, where appropriate, to make changes and deliver better outcomes for consumers
  • Drafting internal papers and presentations as well as letters to firms, publications and other industry communications

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Location

London, Edinburgh

Contract type

Full time, Permanent

Profession

Consumer, Financial Services, Investment, Senior, Supervisor

Working pattern

Flexible working, Hybrid

Closing Date

08/12/2025

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