Deputy Head of Compliance

About Ctrl Alt

Ctrl Alt is a leading tokenization infrastructure platform, combining groundbreaking technology with expert financial engineering to deliver tailored, compliant solutions in the alternative assets space. Specializing in structuring, issuance and distribution, Ctrl Alt supports clients through every stage of the tokenization lifecycle.

Since launching in 2022, Ctrl Alt has tokenized over $325m in assets, spanning real estate, private credit, funds, litigation finance and more.

With offices in the UK, Ireland and the UAE, the Ctrl Alt team comprises top-tier financial, product and technology experts including alumni from Morgan Stanley, Credit Suisse, UBS and Revolut. Ctrl Alt is backed by leading VCs and financial institutions including Molten, MiddleGame Ventures and SEI.

Position: Deputy Head of Compliance & MLRO

Salary  £100-120K DOE + Benefits 

Primary Location: London,
we would prefer this to be a fully office based role but will consider all reasonable requests

Contract Type: Permanent

Status: Full-Time

The Role

We're looking for a Deputy Head of Compliance & Money Laundering Reporting Officer to help keep our business safe - while we execute our vision to become the leading provider of technology solutions for asset owners and allocators.

You'll be a senior member of the Compliance team, helping lead our second line of defence, shaping our financial crime framework, and making sure we meet (and exceed) regulatory expectations as we scale. You'll support the Head of Compliance & MLRO, act as their deputy where needed, and work closely with the product, operations, and engineering teams across our global landscape. Think Robin to Batman or Steve Wozniak to Steve Jobs.

If you're dynamic, hungry and talented - then this is the perfect role for you.

Our ideal candidate is someone with a solid base in either the digital asset or traditional investment sectors who is looking to take the next step in their career.

Key Responsibilities

Duties will include, but not be limited to:

• Providing diligent advice and analysis on all matters relating to compliance and financial crime - as a Compliance function, we are seen as experts; if we don't know, we find out.
• Assisting with the build, implementation and management of Ctrl Alt's AML program and partnering with the business to ensure compliance efforts are integrated.
• Ensuring that all customer onboarding requirements are met and that efficiently  designed procedures are in place.
• Supporting and owning parts of the Firm's FCA and Bank of England regulatory applications.
• Policy Development &Training.
• Management Reporting.
• Monitoring & Assurance Testing.
• Risk Management.
• Horizon scanning - disseminating the latest regulatory developments in a digestible manner.
• Regulatory reporting and engagement.
• Being a force for good within the Firm's wider culture..

What are we looking for?

• Experience working in a regulated financial services firm in a senior Compliance or Financial Crime role, MiFID2 knowledge is considered an advantage.
• A strong understanding of the UK regulatory landscape.
• Prior experience engaging with the FCA and/or the Bank of England.
• Excellent written and verbal communications skills.
• The ability to operate with a limited level of direct supervision.
• Able to demonstrate the ability to take ownership of key deliverables and projects.
• Able to adapt to the demands of a fast paced innovative firm and being comfortable with dealing with new technical areas

Benefits & Perks

• Generous stock options, with equity plans that let you share in the company's growth
• Private health insurance - we offer a premium private health insurance scheme (UK/IRE only)
• We offer 24 days annual leave plus public holidays, with flexibility for additional time off
• IT and office equipment to support your work, including a MacBook, displays and accessories
• Salary sacrifice scheme and financial tools to help you with your personal finances, covering childcare, groceries, tech, pensions, bikes and subscriptions (UK only)
• A state of the art central office in London
• An annual learning and personal development budget for training, exams, certifications, qualifications or anything else which helps you progress at work and your career
• The opportunity to work in a high-growth startup where your contribution matters and shapes an industry
• Exposure to collaborative working and direct knowledge sharing from experts across financial services, blockchain and fintech

How to apply

Simply hit apply below, where you will be redirected to a form to fill out all relevant details. 

Please upload a CV.

Interview Process:

• Stage 1: Initial interview
• Stage 2: Technical Interview
• Stage 3: Cultural interview with the CEO

Please Note

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if you've recently applied to a similar role at CTRL ALT and have been unsuccessful, please wait at least 6 months before applying again.