Control Room VP

5 days ago

London Area, United Kingdom Investigo Full time £120,000 - £180,000 per year

I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.

Responsibilities:

  • Oversee and support all Global Control Room responsibilities and compliance functions
  • Manage research clearance, wall-crossing, and restricted lists
  • Develop and enhance global compliance policies and procedures
  • Provide regulatory advice to business lines and senior stakeholders
  • Participate in industry discussions and represent the firm on control room matters
  • Deliver high-quality reporting and support global compliance leadership

Requirements:

  • Significant experience within a Control Room at a global investment bank
  • Strong understanding of capital markets and advisory transaction structures
  • Expert knowledge of international regulatory frameworks and expectations
  • Exceptional communication and documentation skills at senior level
  • Proven ability to work autonomously and manage competing priorities
  • Analytical, pragmatic, and adaptable approach with sound decision-making skills

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